IPO registrations (S-1, F-1) · Registrants
CORGI INTERNATIONAL LTD
- SEC CIK
- 1028637 · filings on EDGAR ↗
- Name on the registration
- ZINDART LTD
- Former names
- ZINDART LTD (1997–2005); ZINDART INDUSTRIAL CO LTD (1996–1997)
- Registration
- Form F-1, first filed 1996-12-16, last 1998-03-10; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 1997-03-04
- Industry (SIC)
- Games, Toys & Children's Vehicles (No Dolls & Bicycles) 3944
- Business address
- UNIT 711-717, 7/F, TOWER A, NEW, MANDARIN PLAZA, 14 SCIENCE MUSEUM RD, Tst East, Kln, Hong Kong, K3 00000
- EDGAR entity type
- operating
- Insiders and CEO pay
- CORGI INTERNATIONAL LTD on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per ADS (F-1/A filed 1997-02-21)
- Final price
- $10.00 per ADS, within the range (424B4 filed 1997-03-04, an initial public offering)
- Shares sold
- 1,500,000
- Gross proceeds
- $15,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ZNDTY
- Lead underwriters
- Van Kasper & Company (855,000 shares)
- Syndicate
- Alex. Brown & Sons (65,000); Goldman Sachs (65,000); Hambrecht & Quist (65,000); J.P. Morgan (65,000); Arnhold & S. Bleichroeder, Inc (35,000); Cruttenden Roth Incorporated (35,000); L.H. Friend, Weinress, Frankson & Presson, Inc (35,000); Needham & Company (35,000); Pacific Crest Securities (35,000); Rauscher Pierce Refsnes, Inc (35,000); Rodman & Renshaw (35,000); Sands Brothers & Co., Ltd (35,000); Sanders Morris Mundy Inc (35,000); Vector Securities International, Inc (35,000); Wedbush Securities (35,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: CORGI INTERNATIONAL LTD EXACT (CIK (EXACT))
- Person page: Yale M Fergang Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-12-16 | F-1 | F-1 (foreign registration) | ZINDART INDUSTRIAL CO LTD | 0000891618-96-003076 ↗ |
| 1997-02-03 | F-1/A | F-1/A (amendment) | ZINDART INDUSTRIAL CO LTD | 0000891618-97-000241 ↗ |
| 1997-02-21 | F-1/A | F-1/A (amendment) | ZINDART INDUSTRIAL CO LTD | 0000891618-97-000863 ↗ |
| 1997-03-03 | F-1MEF | F-1MEF (added securities) | ZINDART INDUSTRIAL CO LTD | 0000891618-97-000975 ↗ |
| 1997-03-04 | 424B4 | 424B4 (final prospectus) | ZINDART INDUSTRIAL CO LTD | 0000891618-97-000978 ↗ |
| 1998-02-17 | F-1/A | F-1/A (amendment) | ZINDART LTD | 0000950149-98-000313 ↗ |
| 1998-03-09 | F-1/A | F-1/A (amendment) | ZINDART LTD | 0000950149-98-000398 ↗ |
| 1998-03-10 | F-1/A | F-1/A (amendment) | ZINDART LTD | 0000950149-98-000401 ↗ |
| 1998-03-12 | 424B4 | 424B4 (final prospectus) | ZINDART LTD | 0000950149-98-000421 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-02-21 | F-1/A | registration statement | $10.00–$12.00 | $11.00 | 1,400,000 | $15,400,000 | Nasdaq ZNDTY | 1 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
| 1997-03-04 | 424B4 | final prospectus | $10.00 | 1,500,000 | $15,000,000 | Nasdaq ZNDTY | 16 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 16, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| KNOTT DAVID M | TenPercentOwner | 4 | 2006–2008 | ||
| CHINAVEST IV L P | Other | 1 | 2007 | ||
| Fergang Yale M | TenPercentOwner | 1 | 2007 | person page Fuzzy | |
| Medway Robert W | TenPercentOwner | 1 | 2007 | ||
| ROYAL CAPITAL MANAGEMENT LLC | TenPercentOwner | 1 | 2007 | ||
| GRUBER & MCBAINE CAPITAL MANAGEMENT LLC | TenPercentOwner | 3 | 2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | CORGI INTERNATIONAL LTD | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Yale M Fergang | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Games, Toys & Children's Vehicles (No Dolls & Bicycles), K3 first:
- K-TECH SOLUTIONS CO LTD K3
- LEAPFROG ENTERPRISES INC CA
- SMALL WORLD KIDS INC CA
- Spiral Toys Inc. CA
- GALOOB TOYS INC CA
- MAJIC WHEELS CORP FL
- EMPIRE OF CAROLINA INC FL
- HEDSTROM CORP IL
- HEDSTROM HOLDINGS INC IL
- LAS VEGAS GAMING INC NV
Interests: Games, Toys & Children's Vehicles (No Dolls & Bicycles)