IPO registrations (S-1, F-1) · Registrants
DSS, INC.
- SEC CIK
- 771999 · filings on EDGAR ↗
- Former names
- DOCUMENT SECURITY SYSTEMS INC (2003–2021); NEW SKY COMMUNICATIONS INC (1997–2002)
- Registration
- Form S-1, first filed 2020-01-24, last 2026-04-24; 4 initial registrations, 6 amendments
- Outcome
- Declared effective 2020-02-14; withdrawal requested 2026-06-09
- Industry (SIC)
- Paperboard Containers & Boxes 2650
- Incorporated in
- NY
- Business address
- 275 WIREGRASS PKWY, West Henrietta, NY 14586
- EIN
- 16-1229730
- Ticker
- DSS (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- DSS, INC. on the corporate pages
Offering terms
- Shares offered
- 8,333,333
- Listing
- NYSE American under the symbol DSS
- Lead underwriters
- Capital Corp
- Syndicate
- of Contents; Aegis Capital
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: DOCUMENT SECURITY SYSTEMS INC EXACT (CIK (EXACT))
- SEC filer: DOCUMENT SECURITY SYSTEMS INC EXACT (CIK (EXACT))
- Person page: Robert B Fagenson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 18
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2020-01-24 | S-1 | S-1 (registration) | DOCUMENT SECURITY SYSTEMS INC | 0001493152-20-001070 ↗ |
| 2020-02-11 | S-1/A | S-1/A (amendment) | DOCUMENT SECURITY SYSTEMS INC | 0001493152-20-001908 ↗ |
| 2020-02-11 | S-1/A | S-1/A (amendment) | DOCUMENT SECURITY SYSTEMS INC | 0001493152-20-001971 ↗ |
| 2020-02-14 | EFFECT | EFFECT (declared effective) | DOCUMENT SECURITY SYSTEMS INC | 9999999995-20-000370 ↗ |
| 2020-05-21 | S-1 | S-1 (registration) | DOCUMENT SECURITY SYSTEMS INC | 0001493152-20-009658 ↗ |
| 2020-06-09 | S-1/A | S-1/A (amendment) | DOCUMENT SECURITY SYSTEMS INC | 0001493152-20-010838 ↗ |
| 2020-06-16 | S-1MEF | S-1MEF (added securities) | DOCUMENT SECURITY SYSTEMS INC | 0001493152-20-011282 ↗ |
| 2020-06-16 | EFFECT | EFFECT (declared effective) | DOCUMENT SECURITY SYSTEMS INC | 9999999995-20-001444 ↗ |
| 2020-11-04 | S-1 | S-1 (registration) | DOCUMENT SECURITY SYSTEMS INC | 0001493152-20-020483 ↗ |
| 2021-01-13 | S-1/A | S-1/A (amendment) | DOCUMENT SECURITY SYSTEMS INC | 0001493152-21-000959 ↗ |
| 2021-01-14 | S-1/A | S-1/A (amendment) | DOCUMENT SECURITY SYSTEMS INC | 0001493152-21-001085 ↗ |
| 2021-01-19 | S-1MEF | S-1MEF (added securities) | DOCUMENT SECURITY SYSTEMS INC | 0001493152-21-001375 ↗ |
| 2021-01-19 | EFFECT | EFFECT (declared effective) | DOCUMENT SECURITY SYSTEMS INC | 9999999995-21-000181 ↗ |
| 2021-06-07 | EFFECT | EFFECT (declared effective) | DOCUMENT SECURITY SYSTEMS INC | 9999999995-21-002240 ↗ |
| 2024-11-05 | EFFECT | EFFECT (declared effective) | DSS, INC. | 9999999995-24-003373 ↗ |
| 2026-04-17 | S-1 | S-1 (registration) | DSS, INC. | 0001493152-26-017899 ↗ |
| 2026-04-24 | S-1/A | S-1/A (amendment) | DSS, INC. | 0001493152-26-018910 ↗ |
| 2026-06-09 | RW | RW (withdrawal request) | DSS, INC. | 0001493152-26-027872 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-24 | S-1/A | registration statement | $0.96 | 8,333,333 | $7,999,999 | NYSE American DSS | 3 | primary document; price sentence, shares headline, proceeds computed, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Wicker Thomas | Director,Officer | Vice President - Technology | 5 | 2006 | |
| Ettinger Peter | Officer | President | 2 | 2006 | |
| ASHMAN TIMOTHY A | Director | 6 | 2007–2012 | ||
| FAGENSON ROBERT B | Director | 25 | 2007–2018 | person page Fuzzy | |
| GREENSTEIN IRA A | Director | 10 | 2007–2015 | ||
| HARRISON ALAN E | Director | 4 | 2007–2012 | ||
| LaLoggia Charles M | TenPercentOwner | 1 | 2007 | ||
| WICKER DAVID MICHAEL | Director; Director,Officer | VP, Research and Development; VP, Research & Development | 6 | 2007–2012 | |
| White Patrick | Director,Officer | Chief Executive Officer | 9 | 2008–2012 | |
| JONES PHILIP L | Officer | CFO | 1 | 2009 | |
| Bzdick Robert B. | Director,Officer; Officer | Chief Operating Officer; COO; President | 14 | 2010–2017 | |
| ROY MICHAEL J | Director,Officer; Officer | President, Digital Division; PRESIDENT, DIGITAL DIVISION | 2 | 2011 | |
| JONES PHILIP A | Director,Officer; Officer | CFO; Chief Financial Officer; Chief Finanicial Officer | 7 | 2011–2016 | |
| Cronin John E | Director | 3 | 2012–2013 | ||
| Klein David Eric | Director | 5 | 2012–2014 | ||
| O BRIEN ROGER D. | Director | 3 | 2012–2013 | ||
| HARDIGAN PETER | Director,Officer | Chief Operating Officer | 5 | 2013–2014 | |
| Hurwitz Warren | Director | 4 | 2013–2018 | ||
| Perrelli Jonathon | Director | 3 | 2013–2015 | ||
| Ronaldi Jeffrey | Director,Officer | CEO; Chief Executive Officer | 15 | 2013–2018 | |
| SANDERS JOSEPH L. | Director | 11 | 2015–2019 | ||
| Chan Heng Fai Ambrose | Director; Director,TenPercentOwner | 36 | 2017–2026 | ||
| Avallone Pamela | Director | 3 | 2017–2019 | ||
| Marcus Clark A. | Director | 2 | 2017–2018 | ||
| LERNER WILLIAM | Director | 2 | 2018 | ||
| Heuszel Frank D | Director; Director,Officer | Chief Executive Officer | 4 | 2018–2023 | |
| DelGiorno Daniel | Director | 3 | 2019 | ||
| Lo Wah Wai | Director | 2 | 2019 | ||
| Grisham Stanley V. | Director | 2 | 2019 | ||
| Scott Brett L | Director | 2 | 2019 | ||
| THATCH JOHN | Director | 2 | 2019 | ||
| Grady Jason | Officer | Chief Operating Officer | 2 | 2019 | |
| Escudero Jose | Director | 1 | 2019 | ||
| Lee Sassuan (Samson) | Director | 1 | 2019 | ||
| Wu William Wai Leung | Director | 4 | 2019–2024 | ||
| Global BioMedical Pte. Ltd. | Other; TenPercentOwner | 5 | 2020–2021 | ||
| Chan Tung Moe | Director | 1 | 2020 | ||
| Macko Todd D | Officer | Interim CFO | 1 | 2020 | |
| Alset EHome International Inc. | TenPercentOwner | 9 | 2021–2026 | ||
| Alset International Ltd | TenPercentOwner | 3 | 2022–2026 | ||
| Wong Shui Yeung | Director | 1 | 2022 | ||
| WONG HIU PAN | Director | 1 | 2022 | ||
| Lim Sheng Hon Danny | Director | 1 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2012-02-15 | DOCUMENT SECURITY SYSTEMS INC | Other Technology | $3,000,000 | $3,000,000 | 3 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | DOCUMENT SECURITY SYSTEMS INC | NY | Form D private offerings | CIK (EXACT) |
| SEC filer | DSS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Robert B Fagenson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
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Interests: Paperboard Containers & Boxes