IPO registrations (S-1, F-1) · Registrants
AXSYS TECHNOLOGIES INC
- SEC CIK
- 206030 · filings on EDGAR ↗
- Former names
- VERNITRON CORP (1995–1997)
- Registration
- Form S-1, first filed 1997-09-19, last 1997-10-17; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1997-10-22
- Industry (SIC)
- Optical Instruments & Lenses 3827
- Incorporated in
- DE
- Business address
- 175 CAPITAL BLVD SUITE 103, Rocky Hill, CT 06067
- EIN
- 11-1962029
- EDGAR entity type
- operating
- Insiders and CEO pay
- AXSYS TECHNOLOGIES INC on the corporate pages
Offering terms
- Final price
- $27.00 per share (424B4 filed 1997-10-22)
- Shares sold
- 1,064,809
- Gross proceeds
- $28,749,843 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AXYS
- Lead underwriters
- Montgomery Securities
- Syndicate
- Oppenheimer (458,565); Furman Selz LLC (458,565)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: AXSYS TECHNOLOGIES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: AXSYS TECHNOLOGIES, INC. EXACT (EIN (EXACT))
- Lobbying client: AXSYS TECHNOLOGIES INC Fuzzy (name and state)
- SEC filer: AXSYS TECHNOLOGIES INC EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-09-19 | S-1 | S-1 (registration) | AXSYS TECHNOLOGIES INC | 0000950130-97-004178 ↗ |
| 1997-09-29 | S-1/A | S-1/A (amendment) | AXSYS TECHNOLOGIES INC | 0000950130-97-004302 ↗ |
| 1997-10-17 | S-1/A | S-1/A (amendment) | AXSYS TECHNOLOGIES INC | 0000950130-97-004519 ↗ |
| 1997-10-22 | 424B4 | 424B4 (final prospectus) | AXSYS TECHNOLOGIES INC | 0000950130-97-004568 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-10-17 | S-1/A | registration statement | 1,757,833 | - | Nasdaq AXYS | 5 | from the submission text; shares headline, cover names 5 | document ↗ | ||
| 1997-10-22 | 424B4 | final prospectus | $27.00 | 1,064,809 | $28,749,843 | Nasdaq AXYS | 3 | from the submission text; price sentence, shares general, proceeds computed, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BERSHAD STEPHEN W | Director,Officer,TenPercentOwner | CEO; CEO and President | 17 | 2006–2009 | |
| ALMEIDA DAVID A | Officer | CFO, Ex. VP, Treasurer; CFO, VP, Secretary, Treasurer; CFO, VP, Treasurer | 17 | 2006–2009 | |
| Conner Scott B | Officer | COO & President; VP Strategic Planning & Dev. | 11 | 2006–2009 | |
| FIORELLI ANTHONY J JR | Director | 15 | 2006–2009 | ||
| FRIED ELIOT M | Director | 10 | 2006–2009 | ||
| HAMM RICHARD F JR | Director | 8 | 2006–2009 | ||
| STEVENS ROBERT G | Director | 6 | 2006–2009 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Lobbying client | AXSYS TECHNOLOGIES INC | CT | Federal lobbying (LDA) | name and state |
| SEC filer | AXSYS TECHNOLOGIES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Axsys Technologies, Inc. | CT | Trademarks (USPTO) | name and state |
| Business registration | AXSYS TECHNOLOGIES, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | AXSYS TECHNOLOGIES, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Optical Instruments & Lenses, CT first:
- MEADE INSTRUMENTS CORP CA
- SYNTEC OPTICS HOLDINGS, INC. FL
- AUGUST TECHNOLOGY CORP MN
- O'Gara Group, Inc. OH
- Optex Systems Holdings Inc TX
- MultiSensor AI Holdings, Inc. TX
- NIMBLEGEN SYSTEMS INC WI
- CAMTEK LTD
- BOUNDLESS GROUP
- MetaOptics Ltd
In other datasets, the same topic (Technology) in CT:
- Form D issuer: 3D ASSET MANAGEMENT, INC (Form D private offerings)
- Lobbying client: ADAPTIVE MARKETING LLC (Federal lobbying (LDA))
Interests: Optical Instruments & Lenses · Technology