IPO registrations (S-1, F-1) · Registrants

Optex Systems Holdings Inc

SEC CIK
1397016 · filings on EDGAR ↗
Former names
Sustut Exploration Inc (2007–2009)
Registration
Form S-1, first filed 2009-05-19, last 2017-07-25; 6 initial registrations, 28 amendments
Outcome
Declared effective 2011-02-14; withdrawal requested 2016-02-12
Industry (SIC)
Optical Instruments & Lenses 3827
Incorporated in
DE
Business address
1420 PRESIDENTIAL DRIVE, Richardson, TX 75081
Ticker
OPXS (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Optex Systems Holdings Inc on the corporate pages

Offering terms

Shares offered
1,367,576
Listing
OTCQB under the symbol OPXS

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 51

FiledFormWhat it isName as filedEDGAR
2009-05-19S-1S-1 (registration)Optex Systems Holdings Inc0001144204-09-028216 ↗
2009-09-28S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-09-050249 ↗
2009-11-12S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-09-058533 ↗
2010-01-12S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-10-001619 ↗
2010-06-14S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-10-033346 ↗
2010-07-23S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-10-039104 ↗
2010-09-03S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-10-048151 ↗
2010-09-27S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-10-051036 ↗
2010-10-08S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-10-053005 ↗
2010-10-25S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-10-055343 ↗
2011-01-13S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-11-002014 ↗
2011-02-03S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-11-005723 ↗
2011-02-10S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-11-007173 ↗
2011-02-14EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-11-000444 ↗
2011-04-14S-1S-1 (registration)Optex Systems Holdings Inc0001144204-11-022032 ↗
2011-06-17S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-11-036170 ↗
2011-08-01S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-11-043100 ↗
2011-09-02S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-11-051151 ↗
2011-10-11S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-11-057379 ↗
2012-01-27S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-12-004357 ↗
2012-05-30S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-12-032502 ↗
2012-07-06S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001144204-12-038473 ↗
2012-07-19EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-12-002198 ↗
2012-07-19EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-12-002202 ↗
2015-06-15S-1S-1 (registration)Optex Systems Holdings Inc0001615774-15-001486 ↗
2015-07-23S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001615774-15-001892 ↗
2015-10-09S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001615774-15-002890 ↗
2015-10-15S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001615774-15-002954 ↗
2015-10-26S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001615774-15-003016 ↗
2016-02-12RWRW (withdrawal request)Optex Systems Holdings Inc0001615774-16-004183 ↗
2016-07-22S-1S-1 (registration)Optex Systems Holdings Inc0001615774-16-006406 ↗
2016-08-02S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001615774-16-006528 ↗
2016-08-12S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001615774-16-006721 ↗
2016-08-16S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001615774-16-006847 ↗
2016-08-17S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001615774-16-006860 ↗
2016-08-22S-1/AS-1/A (amendment)Optex Systems Holdings Inc0001615774-16-006908 ↗
2016-08-22EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-16-005482 ↗
2016-08-23S-1MEFS-1MEF (added securities)Optex Systems Holdings Inc0001615774-16-006933 ↗
2016-11-07S-1S-1 (registration)Optex Systems Holdings Inc0001615774-16-008070 ↗
2016-11-10EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-16-006219 ↗
2017-01-17EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-17-000115 ↗
2017-01-17EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-17-000120 ↗
2017-03-07EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-17-000547 ↗
2017-03-07EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-17-000548 ↗
2017-06-06EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-17-001468 ↗
2017-06-06EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-17-001469 ↗
2017-07-25S-1S-1 (registration)Optex Systems Holdings Inc0001615774-17-003798 ↗
2017-08-04EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-17-002047 ↗
2018-02-14EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-18-000438 ↗
2018-02-14EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-18-000439 ↗
2019-03-20EFFECTEFFECT (declared effective)Optex Systems Holdings Inc9999999995-19-000472 ↗

Prospectus pages read 1

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2017-07-25S-1registration statement$10.001,367,576$13,675,760OTCQB OPXS0primary document; price line, shares general, proceeds computeddocument ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
HAWKINS KAREN LEADirector,Officer; OfficerCFO; Chief Financial Officer; VP Finance and Controller162010–2025
HIRSCHMAN STANLEY ADirector,Officer; Director,Officer,TenPercentOwnerPresident; Pres., Secretary and Treasurer22010–2014
OKAMOTO MERRICK DDirector22010–2014
RICHARDS RONALD FDirector12010
SCHOENING DANNY ROBERTDirector,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner; Officer,TenPercentOwnerCEO; CEO and Chairman; COO; President & CEO; PRESIDENT & CEO202010–2026
LONGVIEW FUND LPTenPercentOwner42017–2018
Hagenbuch Lawrence FDirector32019–2021person page Fuzzy
Lehmann Dale EDirector82019–2025
Malhotra R. RimmyDirector92019–2025
Fields Ephraim GTenPercentOwner32021
Dayton JuddDirector,TenPercentOwner; TenPercentOwner52022–2025
McBirney CollinOther42022–2025
Topline Capital Management, LLCOther42022–2025
Topline Capital Partners, LPTenPercentOwner42022–2025
George Chad MichaelDirector,Officer; OfficerCEO and President; President52025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2014-11-26Optex Systems Holdings IncOther$2,100,000$1,550,00061

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationOPTEX SYSTEMS HOLDINGS, INC.TXState business registriesname and state
Form D issuerOptex Systems Holdings IncTXForm D private offeringsCIK (EXACT)
SEC filerOptex Systems Holdings IncSEC filers (EDGAR)CIK (EXACT)
Person pageLawrence F HagenbuchPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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SIC industry Optical Instruments & Lenses, TX first:

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Interests: Optical Instruments & Lenses · Technology