IPO registrations (S-1, F-1) · Registrants
Optex Systems Holdings Inc
- SEC CIK
- 1397016 · filings on EDGAR ↗
- Former names
- Sustut Exploration Inc (2007–2009)
- Registration
- Form S-1, first filed 2009-05-19, last 2017-07-25; 6 initial registrations, 28 amendments
- Outcome
- Declared effective 2011-02-14; withdrawal requested 2016-02-12
- Industry (SIC)
- Optical Instruments & Lenses 3827
- Incorporated in
- DE
- Business address
- 1420 PRESIDENTIAL DRIVE, Richardson, TX 75081
- Ticker
- OPXS (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Optex Systems Holdings Inc on the corporate pages
Offering terms
- Shares offered
- 1,367,576
- Listing
- OTCQB under the symbol OPXS
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: OPTEX SYSTEMS HOLDINGS, INC. Fuzzy (name and state)
- Form D issuer: Optex Systems Holdings Inc EXACT (CIK (EXACT))
- SEC filer: Optex Systems Holdings Inc EXACT (CIK (EXACT))
- Person page: Lawrence F Hagenbuch Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 51
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-05-19 | S-1 | S-1 (registration) | Optex Systems Holdings Inc | 0001144204-09-028216 ↗ |
| 2009-09-28 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-09-050249 ↗ |
| 2009-11-12 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-09-058533 ↗ |
| 2010-01-12 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-10-001619 ↗ |
| 2010-06-14 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-10-033346 ↗ |
| 2010-07-23 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-10-039104 ↗ |
| 2010-09-03 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-10-048151 ↗ |
| 2010-09-27 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-10-051036 ↗ |
| 2010-10-08 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-10-053005 ↗ |
| 2010-10-25 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-10-055343 ↗ |
| 2011-01-13 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-11-002014 ↗ |
| 2011-02-03 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-11-005723 ↗ |
| 2011-02-10 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-11-007173 ↗ |
| 2011-02-14 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-11-000444 ↗ |
| 2011-04-14 | S-1 | S-1 (registration) | Optex Systems Holdings Inc | 0001144204-11-022032 ↗ |
| 2011-06-17 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-11-036170 ↗ |
| 2011-08-01 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-11-043100 ↗ |
| 2011-09-02 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-11-051151 ↗ |
| 2011-10-11 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-11-057379 ↗ |
| 2012-01-27 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-12-004357 ↗ |
| 2012-05-30 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-12-032502 ↗ |
| 2012-07-06 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001144204-12-038473 ↗ |
| 2012-07-19 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-12-002198 ↗ |
| 2012-07-19 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-12-002202 ↗ |
| 2015-06-15 | S-1 | S-1 (registration) | Optex Systems Holdings Inc | 0001615774-15-001486 ↗ |
| 2015-07-23 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001615774-15-001892 ↗ |
| 2015-10-09 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001615774-15-002890 ↗ |
| 2015-10-15 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001615774-15-002954 ↗ |
| 2015-10-26 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001615774-15-003016 ↗ |
| 2016-02-12 | RW | RW (withdrawal request) | Optex Systems Holdings Inc | 0001615774-16-004183 ↗ |
| 2016-07-22 | S-1 | S-1 (registration) | Optex Systems Holdings Inc | 0001615774-16-006406 ↗ |
| 2016-08-02 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001615774-16-006528 ↗ |
| 2016-08-12 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001615774-16-006721 ↗ |
| 2016-08-16 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001615774-16-006847 ↗ |
| 2016-08-17 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001615774-16-006860 ↗ |
| 2016-08-22 | S-1/A | S-1/A (amendment) | Optex Systems Holdings Inc | 0001615774-16-006908 ↗ |
| 2016-08-22 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-16-005482 ↗ |
| 2016-08-23 | S-1MEF | S-1MEF (added securities) | Optex Systems Holdings Inc | 0001615774-16-006933 ↗ |
| 2016-11-07 | S-1 | S-1 (registration) | Optex Systems Holdings Inc | 0001615774-16-008070 ↗ |
| 2016-11-10 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-16-006219 ↗ |
| 2017-01-17 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-17-000115 ↗ |
| 2017-01-17 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-17-000120 ↗ |
| 2017-03-07 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-17-000547 ↗ |
| 2017-03-07 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-17-000548 ↗ |
| 2017-06-06 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-17-001468 ↗ |
| 2017-06-06 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-17-001469 ↗ |
| 2017-07-25 | S-1 | S-1 (registration) | Optex Systems Holdings Inc | 0001615774-17-003798 ↗ |
| 2017-08-04 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-17-002047 ↗ |
| 2018-02-14 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-18-000438 ↗ |
| 2018-02-14 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-18-000439 ↗ |
| 2019-03-20 | EFFECT | EFFECT (declared effective) | Optex Systems Holdings Inc | 9999999995-19-000472 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-07-25 | S-1 | registration statement | $10.00 | 1,367,576 | $13,675,760 | OTCQB OPXS | 0 | primary document; price line, shares general, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HAWKINS KAREN LEA | Director,Officer; Officer | CFO; Chief Financial Officer; VP Finance and Controller | 16 | 2010–2025 | |
| HIRSCHMAN STANLEY A | Director,Officer; Director,Officer,TenPercentOwner | President; Pres., Secretary and Treasurer | 2 | 2010–2014 | |
| OKAMOTO MERRICK D | Director | 2 | 2010–2014 | ||
| RICHARDS RONALD F | Director | 1 | 2010 | ||
| SCHOENING DANNY ROBERT | Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner; Officer,TenPercentOwner | CEO; CEO and Chairman; COO; President & CEO; PRESIDENT & CEO | 20 | 2010–2026 | |
| LONGVIEW FUND LP | TenPercentOwner | 4 | 2017–2018 | ||
| Hagenbuch Lawrence F | Director | 3 | 2019–2021 | person page Fuzzy | |
| Lehmann Dale E | Director | 8 | 2019–2025 | ||
| Malhotra R. Rimmy | Director | 9 | 2019–2025 | ||
| Fields Ephraim G | TenPercentOwner | 3 | 2021 | ||
| Dayton Judd | Director,TenPercentOwner; TenPercentOwner | 5 | 2022–2025 | ||
| McBirney Collin | Other | 4 | 2022–2025 | ||
| Topline Capital Management, LLC | Other | 4 | 2022–2025 | ||
| Topline Capital Partners, LP | TenPercentOwner | 4 | 2022–2025 | ||
| George Chad Michael | Director,Officer; Officer | CEO and President; President | 5 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-11-26 | Optex Systems Holdings Inc | Other | $2,100,000 | $1,550,000 | 6 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | OPTEX SYSTEMS HOLDINGS, INC. | TX | State business registries | name and state |
| Form D issuer | Optex Systems Holdings Inc | TX | Form D private offerings | CIK (EXACT) |
| SEC filer | Optex Systems Holdings Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Lawrence F Hagenbuch | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Optical Instruments & Lenses, TX first:
- MultiSensor AI Holdings, Inc. TX
- MEADE INSTRUMENTS CORP CA
- AXSYS TECHNOLOGIES INC CT
- SYNTEC OPTICS HOLDINGS, INC. FL
- AUGUST TECHNOLOGY CORP MN
- O'Gara Group, Inc. OH
- NIMBLEGEN SYSTEMS INC WI
- CAMTEK LTD
- BOUNDLESS GROUP
- MetaOptics Ltd
In other datasets, the same topic (Technology) in TX:
- Lobbying client: 3001 INC (Federal lobbying (LDA))
Interests: Optical Instruments & Lenses · Technology