IPO registrations (S-1, F-1) · Registrants
Avinger Inc
- SEC CIK
- 1506928 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2014-12-30, last 2024-06-12; 10 initial registrations, 15 amendments
- Outcome
- Final prospectus filed 2015-01-30; declared effective 2015-01-29
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- DE
- Business address
- 400 CHESAPEAKE DRIVE, Redwood City, CA 94063
- EIN
- 20-8873453
- EDGAR entity type
- operating
- Insiders and CEO pay
- Avinger Inc on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 2015-01-29)
- Final price
- $13.00 per share, within the range (424B4 filed 2015-01-30, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $65,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AVGR
- Lead underwriters
- Canaccord Genuity; Cowen
- Syndicate
- Oppenheimer; BTIG; Stephens
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: AVINGER INC Fuzzy (name and state)
- Business registration: AVINGER, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: AVINGER, INC. EXACT (EIN (EXACT))
- Federal award recipient: AVINGER, INC. Fuzzy (name and state)
- Form D issuer: Avinger Inc EXACT (CIK (EXACT))
- SEC filer: Avinger Inc EXACT (CIK (EXACT))
Filings 52
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-12-30 | S-1 | S-1 (registration) | Avinger Inc | 0001047469-14-010130 ↗ |
| 2015-01-20 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001047469-15-000291 ↗ |
| 2015-01-28 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001047469-15-000451 ↗ |
| 2015-01-29 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001047469-15-000485 ↗ |
| 2015-01-29 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-15-000251 ↗ |
| 2015-01-30 | 424B4 | 424B4 (final prospectus) | Avinger Inc | 0001047469-15-000519 ↗ |
| 2015-01-30 | S-1MEF | S-1MEF (added securities) | Avinger Inc | 0001104659-15-005481 ↗ |
| 2016-03-08 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-16-003908 ↗ |
| 2017-11-06 | S-1 | S-1 (registration) | Avinger Inc | 0001104659-17-066299 ↗ |
| 2017-11-17 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-17-003016 ↗ |
| 2018-01-12 | S-1 | S-1 (registration) | Avinger Inc | 0001104659-18-001916 ↗ |
| 2018-02-05 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001047469-18-000597 ↗ |
| 2018-02-12 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001047469-18-000721 ↗ |
| 2018-02-13 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001047469-18-000783 ↗ |
| 2018-02-13 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-18-000429 ↗ |
| 2018-02-14 | S-1MEF | S-1MEF (added securities) | Avinger Inc | 0001104659-18-009422 ↗ |
| 2018-02-15 | 424B4 | 424B4 (final prospectus) | Avinger Inc | 0001047469-18-000828 ↗ |
| 2018-09-12 | S-1 | S-1 (registration) | Avinger Inc | 0001047469-18-006176 ↗ |
| 2018-09-28 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-18-002507 ↗ |
| 2018-10-04 | S-1 | S-1 (registration) | Avinger Inc | 0001437749-18-017933 ↗ |
| 2018-10-19 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001437749-18-018513 ↗ |
| 2018-10-26 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001437749-18-018897 ↗ |
| 2018-10-29 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001437749-18-018936 ↗ |
| 2018-10-29 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-18-002745 ↗ |
| 2018-10-30 | 424B4 | 424B4 (final prospectus) | Avinger Inc | 0001437749-18-019067 ↗ |
| 2019-03-20 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-19-000473 ↗ |
| 2019-03-29 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-19-000554 ↗ |
| 2020-01-13 | S-1 | S-1 (registration) | Avinger Inc | 0001437749-20-000520 ↗ |
| 2020-01-24 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001437749-20-001172 ↗ |
| 2020-01-28 | S-1MEF | S-1MEF (added securities) | Avinger Inc | 0001437749-20-001316 ↗ |
| 2020-01-28 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-20-000177 ↗ |
| 2020-01-30 | 424B4 | 424B4 (final prospectus) | Avinger Inc | 0001437749-20-001383 ↗ |
| 2020-04-08 | S-1 | S-1 (registration) | Avinger Inc | 0001437749-20-007280 ↗ |
| 2020-04-22 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001437749-20-008139 ↗ |
| 2020-04-23 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001437749-20-008301 ↗ |
| 2020-04-27 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-20-000884 ↗ |
| 2020-04-29 | 424B4 | 424B4 (final prospectus) | Avinger Inc | 0001437749-20-008762 ↗ |
| 2020-06-15 | S-1 | S-1 (registration) | Avinger Inc | 0001437749-20-013124 ↗ |
| 2020-06-22 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001437749-20-013500 ↗ |
| 2020-06-23 | S-1MEF | S-1MEF (added securities) | Avinger Inc | 0001437749-20-013714 ↗ |
| 2020-06-23 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-20-001514 ↗ |
| 2020-06-25 | 424B4 | 424B4 (final prospectus) | Avinger Inc | 0001437749-20-013817 ↗ |
| 2022-04-07 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-22-000868 ↗ |
| 2022-04-07 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-22-000869 ↗ |
| 2022-08-19 | S-1 | S-1 (registration) | Avinger Inc | 0001437749-22-021049 ↗ |
| 2022-08-30 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-22-002554 ↗ |
| 2024-04-12 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-24-000962 ↗ |
| 2024-05-24 | S-1 | S-1 (registration) | Avinger Inc | 0001437749-24-018363 ↗ |
| 2024-06-10 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001437749-24-019735 ↗ |
| 2024-06-12 | S-1/A | S-1/A (amendment) | Avinger Inc | 0001437749-24-020003 ↗ |
| 2024-06-13 | EFFECT | EFFECT (declared effective) | Avinger Inc | 9999999995-24-001837 ↗ |
| 2024-06-17 | 424B4 | 424B4 (final prospectus) | Avinger Inc | 0001437749-24-020403 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-01-29 | S-1/A | registration statement | $12.00–$14.00 | $12.00 | 4,615,384 | $55,384,608 | Nasdaq AVGR | 5 | primary document; range, price table, shares headline, proceeds computed, cover names 5 | document ↗ |
| 2015-01-30 | 424B4 | final prospectus | $13.00 | 5,000,000 | $65,000,000 | Nasdaq AVGR | 5 | primary document; price sentence, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Banerjee Sougata | Officer | Senior VP of Operations | 3 | 2015–2017 | |
| CULLEN JAMES | Director | 15 | 2015–2024 | ||
| Desai Arjun | Officer | Chief Medical Officer | 5 | 2015–2017 | |
| Ferguson Matthew | Officer | CBO, CFO & Treasurer; Chief Business Officer and CFO; Chief Financial Officer | 12 | 2015–2018 | |
| FOGARTY THOMAS J M D | Director | 5 | 2015–2017 | ||
| John Bush Simpson & Rita Lynn Simpson, Trustees of the Simpson Family Trust U/D/T 1/12/90 | TenPercentOwner | 2 | 2015 | ||
| Lucas Donald A | Director; Director,TenPercentOwner | 14 | 2015–2019 | ||
| Lucas Venture Group IX, LLC | TenPercentOwner | 2 | 2015 | ||
| MCELWEE JAMES B | Director | non-employee | 10 | 2015–2024 | |
| Patel Himanshu | Officer | Chief Technology Officer; CTO | 65 | 2015–2025 | |
| SIMPSON JOHN B PH D MD | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Executive Chairman | 9 | 2015–2017 | |
| SOINSKI JEFFREY M | Director,Officer; Officer | Chief Executive Officer; President and CEO | 64 | 2015–2025 | |
| Simpson John D. | Officer | Sr. VP, Sales & Marketing | 7 | 2016–2017 | |
| WEINSWIG MARK | Director,Officer; Officer | Chief Financial Officer | 50 | 2018–2021 | |
| Elias Tamara | Director | 6 | 2019–2024 | ||
| Subainati Nabeel Paul | Officer | Principal Financial Officer; Vice President, Finance | 4 | 2022–2025 | |
| CRG Partners III (Cayman) Lev AIV I L.P. | TenPercentOwner | 2 | 2023 | ||
| CRG Partners III (Cayman) Unlev AIV I L.P. | TenPercentOwner | 2 | 2023 | ||
| CRG Partners III L.P. | TenPercentOwner | 2 | 2023 | ||
| CRG Partners III - Parallel Fund (A) L.P. | TenPercentOwner | 2 | 2023 | ||
| CRG Partners III - Parallel Fund B (Cayman) L.P. | TenPercentOwner | 2 | 2023 | ||
| CR Group L.P. | TenPercentOwner | 2 | 2023 | ||
| Zhao Jonathon Zhong | Director,TenPercentOwner | 1 | 2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-08-16 | Avinger Inc | Biotechnology | $2,400,002 | $2,400,002 | 1 | 1 |
| 2018-07-23 | Avinger Inc | Other Health Care | $1,711,284 | $1,711,284 | 4 | 1 |
| 2014-09-15 | Avinger Inc | Other Health Care | $48,930,097 | $34,831,392 | 65 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Avinger Inc | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | Avinger Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | AVINGER INC | State business registries | name and state | |
| Business registration | AVINGER, INC. | State business registries | name and state | |
| Form 5500 plan sponsor | AVINGER, INC. | EIN (EXACT) | ||
| Federal award recipient | AVINGER, INC. | Federal spending (USAspending) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.