IPO registrations (S-1, F-1) · Registrants
AMTECH SYSTEMS INC
- SEC CIK
- 720500 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-12-22, last 2007-11-13; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2007-02-01; declared effective 2007-01-31
- Industry (SIC)
- Special Industry Machinery, NEC 3559
- Incorporated in
- AZ
- Business address
- 58 S RIVER DRIVE SUITE 370, Tempe, AZ 85288
- EIN
- 86-0411215
- Ticker
- ASYS (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- AMTECH SYSTEMS INC on the corporate pages
Offering terms
- Final price
- $7.05 per share (424B1 filed 2007-02-01)
- Shares sold
- 2,625,000
- Gross proceeds
- $18,506,250 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ASYS
- Lead underwriters
- C. E. Unterberg, Towbin
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: AMTECH SYSTEMS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: AMTECH SYSTEMS, INC. EXACT (EIN (EXACT))
- Federal award recipient: AMTECH SYSTEMS, INC. Fuzzy (name and state)
- SEC filer: AMTECH SYSTEMS INC EXACT (CIK (EXACT))
- Person page: Leslie J Schreyer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Paul J Van Der Wansem Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Robert C Daigle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-12-22 | S-1 | S-1 (registration) | AMTECH SYSTEMS INC | 0001206774-06-002657 ↗ |
| 2007-01-16 | S-1/A | S-1/A (amendment) | AMTECH SYSTEMS INC | 0001206774-07-000089 ↗ |
| 2007-01-30 | S-1/A | S-1/A (amendment) | AMTECH SYSTEMS INC | 0001206774-07-000263 ↗ |
| 2007-01-31 | EFFECT | EFFECT (declared effective) | AMTECH SYSTEMS INC | 9999999995-07-000385 ↗ |
| 2007-02-01 | S-1MEF | S-1MEF (added securities) | AMTECH SYSTEMS INC | 0001206774-07-000282 ↗ |
| 2007-02-01 | 424B1 | 424B1 (final prospectus) | AMTECH SYSTEMS INC | 0001206774-07-000289 ↗ |
| 2007-10-23 | S-1 | S-1 (registration) | AMTECH SYSTEMS INC | 0001206774-07-002434 ↗ |
| 2007-11-07 | S-1/A | S-1/A (amendment) | AMTECH SYSTEMS INC | 0001206774-07-002547 ↗ |
| 2007-11-13 | S-1/A | S-1/A (amendment) | AMTECH SYSTEMS INC | 0001206774-07-002645 ↗ |
| 2007-11-15 | S-1MEF | S-1MEF (added securities) | AMTECH SYSTEMS INC | 0001206774-07-002681 ↗ |
| 2007-11-15 | EFFECT | EFFECT (declared effective) | AMTECH SYSTEMS INC | 9999999995-07-004528 ↗ |
| 2007-11-16 | 424B1 | 424B1 (final prospectus) | AMTECH SYSTEMS INC | 0001206774-07-002687 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-01-30 | S-1/A | registration statement | $8.50 | 2,200,000 | $18,700,000 | Nasdaq ASYS | 1 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ | |
| 2007-02-01 | 424B1 | final prospectus | $7.05 | 2,625,000 | $18,506,250 | Nasdaq ASYS | 1 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Averick Robert M | Director; Director,TenPercentOwner; Other; TenPercentOwner | 54 | 2006–2026 | ||
| WHANG JONG S | Director; Director,Officer; Officer | Chainnan, President & CEO; Chairman; Chairman and CEO; Chairman, President & CEO; Chief Executive Officer; Executive Chairman; President and CEO; President and Chief Executive | 36 | 2006–2022 | |
| HASS ROBERT T | Director,Officer; Officer | CAO; CFO; Chief Accounting officer; Chief Accounting Officer; Interim CFO; Vice President-Finance | 17 | 2006–2018 | |
| FIRESTONE LAWRENCE | Director | 1 | 2006 | ||
| KING ROBERT F | Director | 28 | 2006–2020 | ||
| Anderson Bradley Clark | Officer | Chief Financial Officer; Vice President-Finance & CFO; VP - Finance and CFO; VP-Finance and CFO | 25 | 2006–2015 | |
| SCOTT RICHARD L | TenPercentOwner | 2 | 2006–2007 | ||
| MARXE AUSTIN W & GREENHOUSE DAVID M | TenPercentOwner | 11 | 2007–2010 | ||
| GARNREITER MICHAEL | Director | 28 | 2007–2026 | ||
| Hoekstra Brian L | Director | 5 | 2007–2009 | ||
| Giese Alfred | Director | 19 | 2007–2014 | ||
| GENDELL JEFFREY L ET AL | TenPercentOwner | 1 | 2008 | ||
| Hwang Jeong Mo | Director; Officer | Chief Technology Officer | 7 | 2009–2012 | |
| Goudena Egbert J. G. | Director | 11 | 2009–2015 | ||
| Pentinga Fokko | Director,Officer; Officer | President; President and CEO | 18 | 2010–2018 | |
| Hahn SooKap | Director | 3 | 2011 | ||
| M3C Holdings LLC | TenPercentOwner | 7 | 2014–2015 | ||
| Schreyer Leslie J | TenPercentOwner | 15 | 2014–2018 | person page Fuzzy | |
| WANSEM PAUL J VAN DER | Director; Director,Officer | See Remarks | 10 | 2015–2017 | person page Fuzzy |
| MOHAN SUKESH | Director | 9 | 2015–2022 | ||
| PITON CAPITAL PARTNERS LLC | TenPercentOwner | 7 | 2015 | ||
| OIH LLC | TenPercentOwner | 1 | 2015 | ||
| GIBBS LISA | Director,Officer; Officer | VP and Chief Financial Officer; VP & Chief Accounting Officer; VP & Chief Financial Officer | 10 | 2018–2024 | |
| WHANG MICHAEL | Director,Officer; Officer | Chief Executive Officer; Chief Operating Officer; Vice President of Operations | 11 | 2018–2022 | |
| Cornice Fiduciary Management LLC | TenPercentOwner | 1 | 2018 | ||
| DAIGLE ROBERT C | Director; Director,Officer | Chairman & CEO; Chief Executive Officer | 17 | 2021–2026 | person page Fuzzy |
| LUDWIG MICHAEL M | Director | 8 | 2023–2026 | ||
| Jenke Wade Michael | Officer | Chief Financial Officer | 3 | 2024–2025 | |
| Jakwani Asif Y. | Director | 3 | 2025–2026 | ||
| Weaver Mark | Officer | Interim CFO | 1 | 2026 | |
| SABOL THOMAS B | Officer | Chief Financial Officer | 4 | 2026 | |
| Shechter Guy | Officer | President & CEO; President & COO | 4 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | AMTECH SYSTEMS, INC. | AZ | State business registries | name and state |
| Federal award recipient | AMTECH SYSTEMS, INC. | AZ | Federal spending (USAspending) | name and state |
| SEC filer | AMTECH SYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | AMTECH SYSTEMS, INC. | AZ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | AMTECH SYSTEMS, INC. | EIN (EXACT) | ||
| Person page | Leslie J Schreyer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Paul J Van Der Wansem | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Robert C Daigle | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Special Industry Machinery, NEC, AZ first:
- BBHC, INC. AZ
- SPEEDFAM IPEC INC AZ
- ECOLOMONDO Corp INC. A8
- INTEVAC INC CA
- WJ COMMUNICATIONS INC CA
- ADVANCED THERMAL SCIENCES CORP CA
- ATI LIQUIDATING, INC. CA
- Energy Recovery, Inc. CA
- US-TH ENERGY SCIENCE & TECHNOLOGY INT'L, INC. CA
- US-RUQUAN DAIRY PRODUCTION INT'L, INC. CA
In other datasets, the same topic (Manufacturing) in AZ:
- Form D issuer: Advanced Ballistic Systems,Inc. (Form D private offerings)
- Lobbying client: 21ST CENTURY HEALTHCARE, INC. (Federal lobbying (LDA))
Interests: Special Industry Machinery, NEC · Manufacturing