IPO registrations (S-1, F-1) · Registrants
Energy Recovery, Inc.
- SEC CIK
- 1421517 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2008-04-01, last 2008-06-27; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2008-07-02; declared effective 2008-07-01
- Industry (SIC)
- Special Industry Machinery, NEC 3559
- Incorporated in
- DE
- Business address
- 1717 DOOLITTLE DRIVE, San Leandro, CA 94577
- EIN
- 01-0616867
- Ticker
- ERII (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Energy Recovery, Inc. on the corporate pages
Offering terms
- Proposed price range
- $7.00–$9.00 per share (S-1/A filed 2008-06-27)
- Final price
- $8.50 per share, within the range (424B4 filed 2008-07-02, an initial public offering)
- Shares sold
- 14,000,000 (8,078,566 by the company, 5,921,434 by selling holders)
- Gross proceeds
- $119,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ERII
- Lead underwriters
- Citigroup
- Syndicate
- HSBC; Janney Montgomery Scott; SEB; Credit Suisse
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ENERGY RECOVERY, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ENERGY RECOVERY SOLUTIONS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Energy Recovery Inc. Fuzzy (name and state)
- Business registration: Energy Recovery, Inc. Fuzzy (name and state)
- Business registration: Energy Recovery, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: ENERGY RECOVERY, INC. EXACT (EIN (EXACT))
- Federal award recipient: ENERGY RECOVERY, INC. Fuzzy (name and state)
- SEC filer: Energy Recovery, Inc. EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-04-01 | S-1 | S-1 (registration) | Energy Recovery, Inc. | 0000950149-08-000046 ↗ |
| 2008-05-12 | S-1/A | S-1/A (amendment) | Energy Recovery, Inc. | 0000950134-08-009291 ↗ |
| 2008-06-09 | S-1/A | S-1/A (amendment) | Energy Recovery, Inc. | 0000950134-08-010930 ↗ |
| 2008-06-18 | S-1/A | S-1/A (amendment) | Energy Recovery, Inc. | 0000950134-08-011404 ↗ |
| 2008-06-27 | S-1/A | S-1/A (amendment) | Energy Recovery, Inc. | 0000950134-08-011905 ↗ |
| 2008-07-01 | EFFECT | EFFECT (declared effective) | Energy Recovery, Inc. | 9999999995-08-002083 ↗ |
| 2008-07-02 | 424B4 | 424B4 (final prospectus) | Energy Recovery, Inc. | 0000950134-08-012310 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2008-06-27 | S-1/A | registration statement | $7.00–$9.00 | 14,000,000 | - | Nasdaq ERII | 5 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 5 | document ↗ | |
| 2008-07-02 | 424B4 | final prospectus | $8.50 | 14,000,000 | $119,000,000 | Nasdaq ERII | 5 | primary document; price sentence, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Cook Paul M. | Director; Other | 9 | 2008–2015 | ||
| Hanstveit Arve | Director | 59 | 2008–2026 | ||
| Johannessen Fred Olav | Director | 32 | 2008–2015 | ||
| Lobel Marilyn | Officer | Chief Acct Officer,Controller | 2 | 2008 | |
| Medanich James | Director | 2 | 2008 | ||
| Michelet Hans Peter | Director; Director,Officer | Chairman; Executive Chairman | 38 | 2008–2019 | |
| Pique Gonzalo G | Director; Director,Officer; OfficerOther | President, CEO | 9 | 2008–2011 | |
| Ross MariaElena | Officer | VP of Admin & Human Resources | 2 | 2008–2009 | |
| Sandlin Terrill | Officer | VP of Manufacturing | 5 | 2008–2011 | |
| Stover Richard | Officer | CTO; CTO and VP of Sales; SVP Service/CTO | 6 | 2008–2009 | |
| Trempont Dominique | Director; Other | 20 | 2008–2016 | ||
| Willardson Thomas D | Officer | CFO; Chief Financial Officer | 6 | 2008–2011 | |
| Arvarius AS | TenPercentOwner | 8 | 2008–2021 | ||
| Pate-Cornell Marie-Elisabeth Lucienne | Director | 6 | 2009–2015 | ||
| Pfannenstiel Jackalyne | Director | 2 | 2009 | ||
| Bokas Deno G | Officer | VP Finance and CAO | 4 | 2009–2012 | |
| Bostick Carolyn F. | Officer | VP and General Counsel | 5 | 2009–2011 | |
| Sanchez-Blanco Borja | Officer | EVP, Sales, Mktg & Bus. Dev.; SVP, Sales; SVP, Sales and Marketing; SVP, Sales, Mktg & Bus. Dev.; VP, Mega Projects Group | 10 | 2009–2014 | |
| Wang Xiao Yin | Officer | VP, OEM Group; VP, OEM Projects Group | 7 | 2009 | |
| Dyer Timothy Scott | Officer | Chief Technology Officer | 2 | 2010 | |
| Mao Robert Yu Lang | Director; Director,Officer | President and CEO | 34 | 2010–2024 | |
| ROONEY THOMAS S JR | Director,Officer | President, CEO | 7 | 2011–2014 | |
| BUEHLER ALEXANDER J | Director; Director,Officer; Officer | CFO; Interim President and CEO | 32 | 2011–2026 | |
| Bensalah Nocair | Officer | VP of Manufacturing; VP of Operations; VP Operations | 19 | 2012–2020 | |
| Audrey Bold | Officer | Chief Marketing Officer | 3 | 2013–2014 | |
| Krish Prem | Officer | Chief Technology Officer | 4 | 2013–2014 | |
| Otero Juan | Officer | Corporate Counsel & Secretary; Gen Counsel,CCO,Corp Secretary | 6 | 2013–2016 | |
| SMITH LENOX SHARON E | Officer | Controller; Corp. Controller & CAO; Corporate Controller and CAO | 11 | 2013–2019 | |
| Lorentzen Ole Peter | Director; Director,TenPercentOwner; TenPercentOwner | 19 | 2013–2021 | ||
| Gay Joel | Director; Officer | CFO; President and CEO | 8 | 2014–2018 | |
| Barnes David | Officer | Chief Sales Officer | 2 | 2014–2015 | |
| STROUD ANDREW B JR | Officer | VP, Human Resources | 11 | 2015–2019 | |
| Gannon Chris M | Officer | CFO; Chief Executive Officer; Chief Financial Officer | 9 | 2015–2019 | |
| FJELL OLAV | Director | 9 | 2015–2021 | ||
| Clemente Rodney | Officer | SVP, Water; VP, Global Desalination Sales; VP, Water | 65 | 2016–2026 | |
| Siebert Eric | Officer | VP, Corporate Strategy; VP, Oil and Gas | 14 | 2016–2020 | |
| Smith Emily | Officer | SVP, Corp Dev and Ops; VP, Corporate Development; VP, Marketing | 14 | 2016–2021 | |
| Yeung William | Officer | Chief Legal Officer; General Counsel | 44 | 2016–2026 | |
| Foda Sherif | Director | 13 | 2016–2023 | ||
| Ghasripoor Farshad | Officer | Chief Technology Officer; VP, Chief Technology Officer | 35 | 2017–2025 | |
| Ballard Joshua | Officer | Chief Financial Officer | 20 | 2018–2024 | |
| Proctor Stacy Lea | Officer | VP, Human Resources | 2 | 2019–2020 | |
| TONDREAU PAMELA L. | Director | 12 | 2019–2026 | ||
| POLLINA LISA A | Director | 5 | 2021–2023 | ||
| Chow Joan Kai | Director | 8 | 2021–2026 | ||
| Moon David W | Director; Director,Officer | Interim President and CEO; President and CEO | 15 | 2023–2026 | |
| Sabol Colin R | Director | 9 | 2023–2026 | ||
| Mancini Michael S. | Officer | Chief Financial Officer | 5 | 2024–2026 | |
| Hostetler Matthew | Officer | Chief Human Resources Officer | 3 | 2025–2026 | |
| Ramanan Natarajan | Officer | Chief Technology Officer | 5 | 2025–2026 | |
| Ryan Aidan | Officer | Interim CFO | 2 | 2026 | |
| Mitchell John Joseph | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Energy Recovery Inc. | CA | State business registries | name and state |
| Business registration | Energy Recovery, Inc. | CA | State business registries | name and state |
| Business registration | Energy Recovery, Inc. | CA | State business registries | name and state |
| Business registration | ENERGY RECOVERY, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | ENERGY RECOVERY SOLUTIONS, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | ENERGY RECOVERY, INC. | CA | Federal spending (USAspending) | name and state |
| Patent assignee | Energy Recovery, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | Energy Recovery, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Energy Recovery, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ENERGY RECOVERY, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Special Industry Machinery, NEC, CA first:
- INTEVAC INC CA
- WJ COMMUNICATIONS INC CA
- ADVANCED THERMAL SCIENCES CORP CA
- ATI LIQUIDATING, INC. CA
- US-TH ENERGY SCIENCE & TECHNOLOGY INT'L, INC. CA
- US-RUQUAN DAIRY PRODUCTION INT'L, INC. CA
- US-LUJIA PHARMACEUTICAL INDUSTRY INTERNATIONAL, INC. CA
- ACM Research, Inc. CA
- Velo3D, Inc. CA
- ETEC SYSTEMS INC CA
In other datasets, the same topic (Manufacturing) in CA:
- Form D issuer: 3 DAY BLINDS Corp (Form D private offerings)
- Lobbying client: 1776 PHARMACEUTICALS LLC (Federal lobbying (LDA))
Interests: Special Industry Machinery, NEC · Manufacturing