IPO registrations (S-1, F-1) · Registrants

Vaneltix Pharma, Inc.

SEC CIK
932352 · filings on EDGAR ↗
Name on the registration
Urigen Pharmaceuticals, Inc.
Former names
Urigen Pharmaceuticals, Inc. (2007–2020); VALENTIS INC (1999–2007); MEGABIOS CORP (1997–1999)
Registration
Form S-1, first filed 1997-07-31, last 2015-02-11; 3 initial registrations, 5 amendments
Outcome
Final prospectus filed 1997-09-16; declared effective 2007-06-11; withdrawal requested 2015-05-04
Industry (SIC)
Pharmaceutical Preparations 2834
Incorporated in
DE
Business address
317 GEORGE STREET, SUITE 400, New Brunswick, NJ 08901
EIN
94-3156660
EDGAR entity type
operating
Insiders and CEO pay
Vaneltix Pharma, Inc. on the corporate pages

Offering terms

Proposed price range
$11.00–$13.00 per share (S-1/A filed 1997-09-11)
Final price
$12.00 per share, within the range (424B4 filed 1997-09-16, an initial public offering)
Shares sold
2,500,000
Gross proceeds
$30,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol MBIO
Lead underwriters
Montgomery Securities (755,000 shares); Hambrecht & Quist (755,000 shares)
Syndicate
BT Alex. Brown (90,000); Cowen (90,000); Goldman Sachs (90,000); Lehman Brothers (90,000); PaineWebber (90,000); Robertson Stephens (90,000); UBS (90,000); Cruttenden Roth Incorporated (45,000); Furman Selz LLC (45,000); Genesis Merchant Group Securities (45,000); Hampshire Securities Corporation (45,000); Pacific Growth Equities, Inc (45,000); Punk, Ziegel & Company, L.P (45,000); Raymond James (45,000); H.C. Wainwright (45,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 12

FiledFormWhat it isName as filedEDGAR
1997-07-31S-1S-1 (registration)MEGABIOS CORP0001012870-97-001372 ↗
1997-08-15S-1/AS-1/A (amendment)MEGABIOS CORP0001012870-97-001593 ↗
1997-09-04S-1/AS-1/A (amendment)MEGABIOS CORP0001012870-97-001695 ↗
1997-09-11S-1/AS-1/A (amendment)MEGABIOS CORP0001012870-97-001753 ↗
1997-09-16424B4424B4 (final prospectus)MEGABIOS CORP0001012870-97-001801 ↗
2007-06-11EFFECTEFFECT (declared effective)VALENTIS INC9999999995-07-002323 ↗
2007-10-12S-1S-1 (registration)Urigen Pharmaceuticals, Inc.0001013762-07-001921 ↗
2007-11-27S-1/AS-1/A (amendment)Urigen Pharmaceuticals, Inc.0001013762-07-002306 ↗
2007-12-07S-1/AS-1/A (amendment)Urigen Pharmaceuticals, Inc.0001013762-07-002387 ↗
2007-12-13EFFECTEFFECT (declared effective)Urigen Pharmaceuticals, Inc.9999999995-07-004910 ↗
2015-02-11S-1S-1 (registration)Urigen Pharmaceuticals, Inc.0001144204-15-008021 ↗
2015-05-04RWRW (withdrawal request)Urigen Pharmaceuticals, Inc.0001144204-15-027196 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1997-09-11S-1/Aregistration statement$11.00–$13.002,500,000-Nasdaq MEGA4from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 4document ↗
1997-09-16424B4final prospectus$12.002,500,000$30,000,000Nasdaq MBIO17from the submission text; price sentence, shares headline, proceeds computed, underwriting table 17, cover names 2document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
DIAZ REINALDO MDirector12006person page Fuzzy
REDDINGTON JOHN JOfficerChief Operating Officer62006
MARKEY JOSEPH AOfficerVP of Finance & Admin.52006
MCGRAW BENJAMIN F IIIDirector,OfficerCOB, President and CEO82006–2007
XMARK ASSET MANAGEMENT LLCOther52006
Xmark Opportunity Partners, LLCOther52006
Garner William JDirector,Officer,TenPercentOwner; Director,Officer,TenPercentOwnerOtherChief Executive Officer; Chief Executive Officer; President112007–2009
Shmagin Martin EDirector,OfficerChief Financial Officer; Chief Financial Officer102007–2009
Parsons C. LowellDirector92009
GOLDBERG MICHAEL MDirector22009
Vickery Dan BDirector12010

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2024-01-24Vaneltix Pharma, Inc.Pharmaceuticals$5,000,000$1,000,00061
2020-11-20Urigen Pharmaceuticals, Inc.Pharmaceuticals$3,021,843$3,021,843321
2018-02-07Urigen Pharmaceuticals, Inc.Pharmaceuticals$1,377,000$1,377,000221
2017-04-13Urigen Pharmaceuticals, Inc.Pharmaceuticals$15,000,000$500,00051
2015-07-14Urigen Pharmaceuticals, Inc.Pharmaceuticals$12,365,759$300,00011

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Form D issuerVaneltix Pharma, Inc.NJForm D private offeringsCIK (EXACT)
Patent assigneeVaneltix Pharma, Inc.NJPatents (USPTO)name and state
SEC filerUrigen Pharmaceuticals, Inc.SEC filers (EDGAR)CIK (EXACT)
Person pageReinaldo M DiazPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.