IPO registrations (S-1, F-1) · Registrants
Vaneltix Pharma, Inc.
- SEC CIK
- 932352 · filings on EDGAR ↗
- Name on the registration
- Urigen Pharmaceuticals, Inc.
- Former names
- Urigen Pharmaceuticals, Inc. (2007–2020); VALENTIS INC (1999–2007); MEGABIOS CORP (1997–1999)
- Registration
- Form S-1, first filed 1997-07-31, last 2015-02-11; 3 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 1997-09-16; declared effective 2007-06-11; withdrawal requested 2015-05-04
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 317 GEORGE STREET, SUITE 400, New Brunswick, NJ 08901
- EIN
- 94-3156660
- EDGAR entity type
- operating
- Insiders and CEO pay
- Vaneltix Pharma, Inc. on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 1997-09-11)
- Final price
- $12.00 per share, within the range (424B4 filed 1997-09-16, an initial public offering)
- Shares sold
- 2,500,000
- Gross proceeds
- $30,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol MBIO
- Lead underwriters
- Montgomery Securities (755,000 shares); Hambrecht & Quist (755,000 shares)
- Syndicate
- BT Alex. Brown (90,000); Cowen (90,000); Goldman Sachs (90,000); Lehman Brothers (90,000); PaineWebber (90,000); Robertson Stephens (90,000); UBS (90,000); Cruttenden Roth Incorporated (45,000); Furman Selz LLC (45,000); Genesis Merchant Group Securities (45,000); Hampshire Securities Corporation (45,000); Pacific Growth Equities, Inc (45,000); Punk, Ziegel & Company, L.P (45,000); Raymond James (45,000); H.C. Wainwright (45,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Vaneltix Pharma, Inc. EXACT (CIK (EXACT))
- SEC filer: Urigen Pharmaceuticals, Inc. EXACT (CIK (EXACT))
- Person page: Reinaldo M Diaz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-07-31 | S-1 | S-1 (registration) | MEGABIOS CORP | 0001012870-97-001372 ↗ |
| 1997-08-15 | S-1/A | S-1/A (amendment) | MEGABIOS CORP | 0001012870-97-001593 ↗ |
| 1997-09-04 | S-1/A | S-1/A (amendment) | MEGABIOS CORP | 0001012870-97-001695 ↗ |
| 1997-09-11 | S-1/A | S-1/A (amendment) | MEGABIOS CORP | 0001012870-97-001753 ↗ |
| 1997-09-16 | 424B4 | 424B4 (final prospectus) | MEGABIOS CORP | 0001012870-97-001801 ↗ |
| 2007-06-11 | EFFECT | EFFECT (declared effective) | VALENTIS INC | 9999999995-07-002323 ↗ |
| 2007-10-12 | S-1 | S-1 (registration) | Urigen Pharmaceuticals, Inc. | 0001013762-07-001921 ↗ |
| 2007-11-27 | S-1/A | S-1/A (amendment) | Urigen Pharmaceuticals, Inc. | 0001013762-07-002306 ↗ |
| 2007-12-07 | S-1/A | S-1/A (amendment) | Urigen Pharmaceuticals, Inc. | 0001013762-07-002387 ↗ |
| 2007-12-13 | EFFECT | EFFECT (declared effective) | Urigen Pharmaceuticals, Inc. | 9999999995-07-004910 ↗ |
| 2015-02-11 | S-1 | S-1 (registration) | Urigen Pharmaceuticals, Inc. | 0001144204-15-008021 ↗ |
| 2015-05-04 | RW | RW (withdrawal request) | Urigen Pharmaceuticals, Inc. | 0001144204-15-027196 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-09-11 | S-1/A | registration statement | $11.00–$13.00 | 2,500,000 | - | Nasdaq MEGA | 4 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 4 | document ↗ | |
| 1997-09-16 | 424B4 | final prospectus | $12.00 | 2,500,000 | $30,000,000 | Nasdaq MBIO | 17 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 17, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DIAZ REINALDO M | Director | 1 | 2006 | person page Fuzzy | |
| REDDINGTON JOHN J | Officer | Chief Operating Officer | 6 | 2006 | |
| MARKEY JOSEPH A | Officer | VP of Finance & Admin. | 5 | 2006 | |
| MCGRAW BENJAMIN F III | Director,Officer | COB, President and CEO | 8 | 2006–2007 | |
| XMARK ASSET MANAGEMENT LLC | Other | 5 | 2006 | ||
| Xmark Opportunity Partners, LLC | Other | 5 | 2006 | ||
| Garner William J | Director,Officer,TenPercentOwner; Director,Officer,TenPercentOwnerOther | Chief Executive Officer; Chief Executive Officer; President | 11 | 2007–2009 | |
| Shmagin Martin E | Director,Officer | Chief Financial Officer; Chief Financial Officer | 10 | 2007–2009 | |
| Parsons C. Lowell | Director | 9 | 2009 | ||
| GOLDBERG MICHAEL M | Director | 2 | 2009 | ||
| Vickery Dan B | Director | 1 | 2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2024-01-24 | Vaneltix Pharma, Inc. | Pharmaceuticals | $5,000,000 | $1,000,000 | 6 | 1 |
| 2020-11-20 | Urigen Pharmaceuticals, Inc. | Pharmaceuticals | $3,021,843 | $3,021,843 | 32 | 1 |
| 2018-02-07 | Urigen Pharmaceuticals, Inc. | Pharmaceuticals | $1,377,000 | $1,377,000 | 22 | 1 |
| 2017-04-13 | Urigen Pharmaceuticals, Inc. | Pharmaceuticals | $15,000,000 | $500,000 | 5 | 1 |
| 2015-07-14 | Urigen Pharmaceuticals, Inc. | Pharmaceuticals | $12,365,759 | $300,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Vaneltix Pharma, Inc. | NJ | Form D private offerings | CIK (EXACT) |
| Patent assignee | Vaneltix Pharma, Inc. | NJ | Patents (USPTO) | name and state |
| SEC filer | Urigen Pharmaceuticals, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Reinaldo M Diaz | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.