IPO registrations (S-1, F-1) · Registrants
BioCardia, Inc.
- SEC CIK
- 925741 · filings on EDGAR ↗
- Former names
- Tiger X Medical, Inc. (2011–2016); Cardo Medical, Inc. (2008–2011); CLICKNSETTLE COM INC (2000–2008); NAM CORP (1996–2000)
- Registration
- Form S-1, first filed 2009-12-18, last 2025-09-17; 5 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2019-08-05; declared effective 2010-01-06
- Industry (SIC)
- Biological Products, (No Diagnostic Substances) 2836
- Incorporated in
- DE
- Business address
- 320 SOQUEL WAY, Sunnyvale, CA 94085
- EIN
- 23-2753988
- Ticker
- BCDA (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- BioCardia, Inc. on the corporate pages
Offering terms
- Final price
- $6.00 per share (424B4 filed 2019-08-05)
- Shares sold
- 1,666,667
- Gross proceeds
- $10,000,002 before underwriting discounts and any over-allotment option
- Listing
- OTCQB under the symbol BCDA
- Lead underwriters
- Maxim Group
- Syndicate
- Brookline Capital Markets; Dawson James
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Federal award recipient: BIOCARDIA, INC. Fuzzy (name and state)
- Form D issuer: BioCardia, Inc. EXACT (CIK (EXACT))
- SEC filer: BioCardia, Inc. EXACT (CIK (EXACT))
- Person page: Allan R Tessler Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Glenn L Halpryn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Richard C Pfenniger Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Stephen H Liu Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 34
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-12-18 | S-1 | S-1 (registration) | Cardo Medical, Inc. | 0001136261-09-000383 ↗ |
| 2010-01-06 | EFFECT | EFFECT (declared effective) | Cardo Medical, Inc. | 9999999995-10-000116 ↗ |
| 2010-02-16 | EFFECT | EFFECT (declared effective) | Cardo Medical, Inc. | 9999999995-10-000524 ↗ |
| 2010-04-23 | EFFECT | EFFECT (declared effective) | Cardo Medical, Inc. | 9999999995-10-001155 ↗ |
| 2017-09-01 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-17-002256 ↗ |
| 2019-04-09 | S-1 | S-1 (registration) | BioCardia, Inc. | 0001437749-19-006765 ↗ |
| 2019-07-05 | S-1/A | S-1/A (amendment) | BioCardia, Inc. | 0001437749-19-013595 ↗ |
| 2019-07-15 | S-1/A | S-1/A (amendment) | BioCardia, Inc. | 0001437749-19-013957 ↗ |
| 2019-07-23 | S-1/A | S-1/A (amendment) | BioCardia, Inc. | 0001437749-19-014456 ↗ |
| 2019-08-01 | S-1/A | S-1/A (amendment) | BioCardia, Inc. | 0001437749-19-015086 ↗ |
| 2019-08-02 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-19-001795 ↗ |
| 2019-08-05 | 424B4 | 424B4 (final prospectus) | BioCardia, Inc. | 0001437749-19-015370 ↗ |
| 2020-02-13 | S-1 | S-1 (registration) | BioCardia, Inc. | 0001437749-20-002488 ↗ |
| 2020-04-21 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-20-000803 ↗ |
| 2020-05-26 | S-1/A | S-1/A (amendment) | BioCardia, Inc. | 0001437749-20-011690 ↗ |
| 2020-06-15 | S-1/A | S-1/A (amendment) | BioCardia, Inc. | 0001437749-20-013084 ↗ |
| 2020-06-16 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-20-001441 ↗ |
| 2020-06-18 | 424B4 | 424B4 (final prospectus) | BioCardia, Inc. | 0001437749-20-013370 ↗ |
| 2020-10-20 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-20-002925 ↗ |
| 2022-12-22 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-22-003631 ↗ |
| 2023-12-05 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-23-003546 ↗ |
| 2024-04-01 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-24-000814 ↗ |
| 2024-08-09 | S-1 | S-1 (registration) | BioCardia, Inc. | 0001437749-24-025899 ↗ |
| 2024-08-29 | S-1/A | S-1/A (amendment) | BioCardia, Inc. | 0001437749-24-027977 ↗ |
| 2024-08-29 | S-1MEF | S-1MEF (added securities) | BioCardia, Inc. | 0001437749-24-028069 ↗ |
| 2024-08-29 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-24-002687 ↗ |
| 2024-08-30 | 424B4 | 424B4 (final prospectus) | BioCardia, Inc. | 0001437749-24-028164 ↗ |
| 2024-08-30 | 424B4 | 424B4 (final prospectus) | BioCardia, Inc. | 0001437749-24-028166 ↗ |
| 2025-07-17 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-25-002271 ↗ |
| 2025-07-17 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-25-002272 ↗ |
| 2025-09-16 | S-1 | S-1 (registration) | BioCardia, Inc. | 0001437749-25-029116 ↗ |
| 2025-09-17 | S-1/A | S-1/A (amendment) | BioCardia, Inc. | 0001437749-25-029214 ↗ |
| 2025-09-18 | EFFECT | EFFECT (declared effective) | BioCardia, Inc. | 9999999995-25-003011 ↗ |
| 2025-09-19 | 424B4 | 424B4 (final prospectus) | BioCardia, Inc. | 0001437749-25-029440 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-08-01 | S-1/A | registration statement | 1,200,000 | - | OTCQB BCDA | 3 | primary document; shares headline, cover names 3 | document ↗ | ||
| 2019-08-05 | 424B4 | final prospectus | $6.00 | 1,666,667 | $10,000,002 | OTCQB BCDA | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Good Kenneth W | Director,TenPercentOwner | 2 | 2007 | ||
| GIULIANI RHEAUME PATRICIA A | Officer | VP, CFO & Treasurer | 1 | 2007 | |
| ISRAEL ROY | Director,Officer,TenPercentOwner | Chairman,CEO & President | 1 | 2007 | |
| SPECHT WILLEM F | Director | 1 | 2007 | ||
| HALPRYN GLENN L | Director,Officer | CEO; Chairman, CEO, President | 3 | 2007–2008 | person page Fuzzy |
| SILVER NOAH M | Director,Officer | Vice Pres., Sec'y., Treasurer; Vice Pres., Secy., Treasurer | 2 | 2007–2008 | |
| Lockshin Curtis | Director | 2 | 2007–2008 | ||
| Weisberg Alan Jay | Director,Officer | CFO, Director | 2 | 2007–2008 | |
| GLAUSER STEVEN JERRY | TenPercentOwner | 2 | 2008 | ||
| Frost Gamma Investments Trust | TenPercentOwner | 20 | 2008–2024 | ||
| FROST PHILLIP MD ET AL | TenPercentOwner | 20 | 2008–2024 | ||
| Brooks Andrew A | Director,Officer,TenPercentOwner; Officer,TenPercentOwner | CEO; CEO/Pres of Cardo Medical, LLC; Chairman and CEO | 10 | 2008–2016 | |
| Kvitnitsky Mikhail | Director,Officer,TenPercentOwner; Officer,TenPercentOwner; TenPercentOwner | COO of Cardo Medical, LLC; President and Chief Operating | 3 | 2008–2011 | |
| Romine Derrick | Officer | CFO of Cardo Medical, LLC; Chief Financial Officer | 2 | 2008 | |
| Loggia Joseph | Director | 1 | 2008 | ||
| Morgan Thomas H. | Director | 11 | 2008–2016 | ||
| Richards Ronald N. | Director | Manager of Cardo Medical, LLC | 3 | 2008–2016 | |
| Rubin Steven D | Director; Director,Officer | Interim CEO and Interim CFO | 3 | 2008–2016 | |
| UPPALURI SUBBARAO V | Director | 2 | 2008–2016 | ||
| LIU STEPHEN H | Director | 2 | 2010–2016 | person page Fuzzy | |
| BROOKS JONATHAN | Director,TenPercentOwner; TenPercentOwner | 4 | 2011–2016 | ||
| Allen Richard T | Officer | Vice President of Quality; VP, Quality Assurance | 4 | 2016–2018 | |
| Altman Peter | Director,Officer | President and CEO | 123 | 2016–2026 | |
| Duckers Eric | Officer | Chief Medical Officer | 7 | 2016–2020 | |
| FERNANDEZ FERNANDO L | Director | 10 | 2016–2020 | ||
| KRASNO RICHARD M | Director | 17 | 2016–2025 | ||
| McClung David | Director,Officer; Officer | Chief Financial Officer; VP of Finance | 29 | 2016–2026 | |
| MOYES JAY M | Director | 17 | 2016–2026 | ||
| Pesta Phil | Officer | Vice President of Operations; VP, Operations | 5 | 2016–2020 | |
| PFENNIGER RICHARD C JR | Director | 11 | 2016–2021 | person page Fuzzy | |
| Quertermous Thomas | Director | 5 | 2016–2019 | ||
| STERTZER SIMON H | Director; Director,TenPercentOwner | 45 | 2016–2026 | ||
| TESSLER ALLAN R | Director | 6 | 2016–2019 | person page Fuzzy | |
| Stertzer Family Trust | TenPercentOwner | 1 | 2019 | ||
| Stertzer Kimberly | TenPercentOwner | 1 | 2019 | ||
| Allen Jim L. | Director | 17 | 2020–2026 | ||
| Blank Andrew Scott | Director | 20 | 2020–2026 | ||
| GILLIS EDWARD M | Officer | Senior Vice President, Devices | 12 | 2020–2026 | |
| ZSEBO KRISZTINA M | Director | 6 | 2021–2023 | ||
| Facteau Bill | Director | 6 | 2023–2026 | ||
| Slosman Marvin | Director | 3 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2019-01-07 | BioCardia, Inc. | Biotechnology | $4,000,000 | $4,000,000 | 3 | 1 |
| 2016-11-04 | BioCardia, Inc. | Other Health Care | $35,873,625 | $35,873,625 | 192 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | BIOCARDIA INC | CA | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | BIOCARDIA, INC. | CA | Federal spending (USAspending) | name and state |
| Form D issuer | BioCardia, Inc. | CA | Form D private offerings | CIK (EXACT) |
| Paying company | BioCardia, Inc. | CA | Open Payments (drug and device company payments) | name and state |
| Patent assignee | BioCardia Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | BioCardia, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | BioCardia, Inc. | CA | Trademarks (USPTO) | name and state |
| Person page | Allan R Tessler | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Glenn L Halpryn | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Richard C Pfenniger Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Stephen H Liu | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Biological Products, (No Diagnostic Substances), CA first:
- SANGAMO THERAPEUTICS, INC CA
- GENITOPE CORP CA
- ABGENIX INC CA
- COLLATERAL THERAPEUTICS INC CA
- Life Technologies Corp CA
- DRUGABUSE SCIENCES INC CA
- STRATAGENE CORP CA
- Cordex Pharma, Inc. CA
- COTHERIX INC CA
- Cardiff Oncology, Inc. CA
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Biological Products, (No Diagnostic Substances) · Health