IPO registrations (S-1, F-1) · Registrants
WAVE SYSTEMS CORP
- SEC CIK
- 919013 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-04-15, last 1999-06-29; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2000-04-11
- Industry (SIC)
- Computer Peripheral Equipment, NEC 3577
- Incorporated in
- DE
- Business address
- 480 PLEASANT ST, Lee, MA 01238
- EDGAR entity type
- operating
- Insiders and CEO pay
- WAVE SYSTEMS CORP on the corporate pages
Offering terms
- Shares offered
- 3,600,800
- Listing
- Nasdaq under the symbol WAVX
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: WAVE SYSTEMS CORP EXACT (CIK (EXACT))
- Lobbying client: WAVE SYSTEMS Fuzzy (name and state)
- SEC filer: WAVE SYSTEMS CORP EXACT (CIK (EXACT))
- Person page: R Stephen Cheheyl Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-04-15 | S-1 | S-1 (registration) | WAVE SYSTEMS CORP | 0000950123-98-003846 ↗ |
| 1998-06-03 | S-1/A | S-1/A (amendment) | WAVE SYSTEMS CORP | 0000950123-98-005617 ↗ |
| 1999-04-12 | S-1 | S-1 (registration) | WAVE SYSTEMS CORP | 0001029869-99-000424 ↗ |
| 1999-06-11 | S-1/A | S-1/A (amendment) | WAVE SYSTEMS CORP | 0001047469-99-023844 ↗ |
| 1999-06-18 | S-1/A | S-1/A (amendment) | WAVE SYSTEMS CORP | 0001047469-99-024591 ↗ |
| 1999-06-29 | S-1/A | S-1/A (amendment) | WAVE SYSTEMS CORP | 0001047469-99-025774 ↗ |
| 2000-04-11 | 424B1 | 424B1 (final prospectus) | WAVE SYSTEMS CORP | 0000912057-00-017464 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-06-29 | S-1/A | registration statement | $20.00 | 4,738,703 | $94,774,060 | Nasdaq WAVX | 0 | from the submission text; price sentence, shares headline, proceeds computed | document ↗ | |
| 2000-04-11 | 424B1 | final prospectus | 3,600,800 | - | Nasdaq WAVX | 0 | from the submission text; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SPRAGUE STEVEN K | Director,Officer | President/CEO | 12 | 2006–2013 | |
| BUSHNELL NOLAN K | Director | 9 | 2008–2015 | ||
| FEENEY GERARD T | Officer | Chief Financial Officer | 7 | 2008–2013 | |
| Gilder George | Director | 9 | 2008–2014 | ||
| BAGALAY JOHN E | Director | 8 | 2008–2014 | ||
| MCCONNAUGHY JOHN E JR | Director | 8 | 2008–2012 | ||
| FRANKENBERG ROBERT J | Director | 4 | 2011–2014 | ||
| Solms William | Officer | CEO; President/CEO | 3 | 2014 | |
| COTE DAVID G | Director | 3 | 2014–2015 | ||
| Hariton Lorraine | Director | 3 | 2014–2015 | ||
| SHEPHARD WALTER A | Officer | CFO; Chief Financial Officer | 3 | 2014 | |
| Cheheyl R. Stephen | Director | 3 | 2015 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-12-18 | WAVE SYSTEMS CORP | Other Technology | $825,000 | $825,000 | 2 | 1 |
| 2015-11-09 | WAVE SYSTEMS CORP | Other Technology | $490,000 | $490,000 | 7 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | WAVE SYSTEMS CORP | MA | Form D private offerings | CIK (EXACT) |
| Lobbying client | WAVE SYSTEMS | MA | Federal lobbying (LDA) | name and state |
| Patent assignee | WAVE Systems, Inc. | MA | Patents (USPTO) | name and state |
| SEC filer | WAVE SYSTEMS CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Wave Systems Corp. | MA | Trademarks (USPTO) | name and state |
| Person page | R Stephen Cheheyl | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Computer Peripheral Equipment, NEC, MA first:
- NETSILICON INC MA
- Evolv Technologies Holdings, Inc. MA
- Markforged Holding Corp MA
- MEDIA 100 INC MA
- SMART Technologies Inc. A0
- iGo, Inc. AZ
- SPLASH TECHNOLOGY HOLDINGS INC CA
- PROCOM TECHNOLOGY INC CA
- INVE Technologies, Inc. CA
- MMC NETWORKS INC CA
In other datasets, the same topic (Manufacturing) in MA:
- Form D issuer: 99Degrees Custom, Inc. (Form D private offerings)
- Lobbying client: 24M TECHNOLOGIES (Federal lobbying (LDA))
Interests: Computer Peripheral Equipment, NEC · Manufacturing