IPO registrations (S-1, F-1) · Registrants

AFFYMETRIX INC

SEC CIK: 913077 · filings on EDGAR ↗
Registration: Form S-1, first filed 1996-05-20, last 1996-06-03; 0 initial registrations, 2 amendments
Outcome: Final prospectus filed 1996-06-07; withdrawal requested 1997-11-04
Industry (SIC): Laboratory Analytical Instruments 3826
Incorporated in: DE
Business address: 3420 CENTRAL EXPRESSWAY, Santa Clara, CA 95051
EIN: 77-0319159
EDGAR entity type: operating
Insiders and CEO pay: AFFYMETRIX INC on the corporate pages

Offering terms

Proposed price range: $11.00–$13.00 per share (S-1/A filed 1996-06-03)
Final price: $15.00 per share, above the range (424B1 filed 1996-06-07, an initial public offering)
Shares sold: 200,000
Gross proceeds: $3,000,000 before underwriting discounts and any over-allotment option
Lead underwriters: Robertson Stephens (1,872,000 shares)
Syndicate: Credit Suisse (1,404,000); Montgomery Securities (1,404,000); Goldman Sachs (210,000); Schroder Wertheim & Co. Incorporated (210,000); Dominick & Dominick, Incorporated (150,000); Genesis Merchant Group Securities (150,000); Kaufman Bros., L.P (150,000); Pacific Growth Equities, Inc (150,000); Punk, Ziegel & Knoell (150,000); Van Kasper & Company (150,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

Business registration: AFFYMETRIX, INC. EXACT (EIN (EXACT, as the state registration reports it))
Business registration: AFFYMETRIX, INC. EXACT (EIN (EXACT, as the state registration reports it))
Business registration: Affymetrix, Inc. Fuzzy (name and state)
Business registration: Affymetrix, Inc. Fuzzy (name and state)
Business registration: AFFYMETRIX, INC. Fuzzy (name and state)
Business registration: AFFYMETRIX, INC. Fuzzy (name and state)
Form 5500 plan sponsor: AFFYMETRIX, INC EXACT (EIN (EXACT))
Political committee (FEC): AFFYMETRIX INC. COMMITTEE FOR TOMORROW'S GOVERNMENT ('A.C.T.G.') (connected to AFFYMETRIX INC.) Fuzzy (name and state)
Federal award recipient: AFFYMETRIX, INC. Fuzzy (name and state)
Lobbying client: AFFYMETRIX INC Fuzzy (name and state)
Lobbying client: AFFYMETRIX INC Fuzzy (name and state)
Lobbying registrant: AFFYMETRIX, INC Fuzzy (name and state)
SEC filer: AFFYMETRIX INC EXACT (CIK (EXACT))
Person page: John D Diekman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))

Filings 4

Filed	Form	What it is	Name as filed	EDGAR
1996-05-20	S-1/A	S-1/A (amendment)	AFFYMETRIX INC	0000912057-96-010418 ↗
1996-06-03	S-1/A	S-1/A (amendment)	AFFYMETRIX INC	0000912057-96-011427 ↗
1996-06-07	424B1	424B1 (final prospectus)	AFFYMETRIX INC	0000912057-96-011767 ↗
1997-11-04	RW	RW (withdrawal request)	AFFYMETRIX INC	0001047469-97-002664 ↗

Prospectus pages read 2

Filed	Form	Read as	Range	Price	Shares	Proceeds	Listing	Underwriters	What was found	Document
1996-06-03	S-1/A	registration statement	$11.00–$13.00		6,000,000	-		3	from the submission text; range, shares headline, cover names 3	document ↗
1996-06-07	424B1	final prospectus		$15.00	200,000	$3,000,000		11	from the submission text; price sentence, shares headline, proceeds computed, underwriting table 11, cover names 3	document ↗

Officers, directors and large holders Forms 3, 4 and 5

Insider	Role	Title	Filings	Years	On this site
CAULFIELD BARBARA A	Officer	EVP and General Counsel	18	2006–2008
SIEGEL SUSAN E	Director,Officer	President	1	2006
SCHIFFMAN GREGORY T	Officer	EVP & Chief Financial Officer	3	2006
SINGER DAVID B	Director		4	2006–2007
Trice Robert H	Director		17	2006–2016
Kreiner Thane	Officer	SVP, Marketing & Sales	3	2006
FODOR STEPHEN P A	Director; Director,Officer	Chairman and CEO; Executive Chairman	35	2006–2014
LOUCKS VERNON R JR	Director		8	2006–2008
BERG PAUL	Director		5	2006–2010
DESMOND HELLMANN SUSAN D	Director		3	2006–2008
DIEKMAN JOHN D	Director		14	2006–2012	person page Fuzzy
YOUNG JOHN A	Director		5	2006–2009
Gibson James R II	Officer	Principal Accounting Officer	8	2006–2008
King Kevin M	Director,Officer; Officer	EVP & President, Life Sciences; EVP & Pres., Life Sciences; President; President and CEO; President & CEO	25	2007–2011
WAYMAN ROBERT PAUL	Director		10	2007–2014
BATTY JOHN	Officer	Chief Financial Officer; Chief Financial Offier	12	2007–2010
RUNKEL JOHN F JR	Officer	EVP and General Counsel	15	2008–2013
Witney Frank	Director,Officer; Officer	EVP & Chief Commercial Officer; President and CEO	31	2009–2016
GUTHART GARY S	Director		10	2009–2016
Last Andrew J.	Officer	Chief Commercial Officer; EVP and GM, GABU; EVP, Chief Operating Officer	30	2010–2016
CHAN NELSON C	Director		9	2010–2016
NACHTSHEIM JAMI K	Director		9	2010–2016
BARABE TIMOTHY C	Officer	Chief Financial Officer	22	2010–2013
Weber David A	Officer	EVP, Chief Commercial Officer; EVP, Commercial Operations	18	2013–2016
Wood Gavin	Officer	Chief Financial Officer; EVP, Chief Financial Officer	26	2013–2016
RAINES MERILEE	Director		4	2015–2016
PIGLIUCCI RICCARDO	Director		3	2015–2016

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Record	Name as filed	Where	Dataset	Matched by
Business registration	Affymetrix, Inc.	CA	State business registries	name and state
Business registration	Affymetrix, Inc.	CA	State business registries	name and state
Business registration	AFFYMETRIX, INC.	CA	State business registries	name and state
Business registration	AFFYMETRIX, INC.	CA	State business registries	name and state
Business registration	AFFYMETRIX, INC.	CA	State business registries	name and state
Business registration	AFFYMETRIX, INC.	CA	State business registries	name and state
Plan sponsor	AFFYMETRIX, INC	CA	Form 5500 (employee benefit plans)	EIN (EXACT)
Political committee	AFFYMETRIX INC. COMMITTEE FOR TOMORROW'S GOVERNMENT ('A.C.T.G.') (connected to AFFYMETRIX INC.)	CA	Campaign finance (FEC)	name and state
Federal award recipient	AFFYMETRIX, INC.	CA	Federal spending (USAspending)	name and state
Lobbying client	AFFYMETRIX INC	CA	Federal lobbying (LDA)	name and state
Lobbying client	AFFYMETRIX INC	CA	Federal lobbying (LDA)	name and state
Lobbying registrant	AFFYMETRIX, INC	CA	Federal lobbying (LDA)	name and state
Patent assignee	AFFYMETRIX, INC.	CA	Patents (USPTO)	name and state
SEC filer	AFFYMETRIX INC		SEC filers (EDGAR)	CIK (EXACT)
Trademark owner	Affymetrix, Inc.	CA	Trademarks (USPTO)	name and state
Form 5500 plan sponsor	AFFYMETRIX, INC			EIN (EXACT)
Person page	John D Diekman		People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

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Lobbying client: 8X8, INC. (Federal lobbying (LDA))

Interests: Laboratory Analytical Instruments · Technology