IPO registrations (S-1, F-1) · Registrants
UROLOGIX INC
- SEC CIK
- 882873 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-05-16, last 2012-06-22; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1996-05-30; declared effective 2012-06-29
- Industry (SIC)
- Electromedical & Electrotherapeutic Apparatus 3845
- Incorporated in
- MN
- Business address
- 14405 21ST AVE N, Minneapolis, MN 55447
- EIN
- 41-1697237
- EDGAR entity type
- operating
- Insiders and CEO pay
- UROLOGIX INC on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 1996-05-28)
- Final price
- $0.50 per share, below the range (424B4 filed 1996-05-30, an initial public offering)
- Shares sold
- 2,700,000
- Gross proceeds
- $1,350,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ULGX
- Lead underwriters
- Alex. Brown & Sons
- Syndicate
- Vector Securities International, Inc; Dain Bosworth
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: UROLOGIX, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Urologix, LLC Fuzzy (name and state)
- Business registration: UROLOGIX, LLC Fuzzy (name and state)
- Form 5500 plan sponsor: UROLOGIX, INC. EXACT (EIN (EXACT))
- Federal award recipient: UROLOGIX LLC Fuzzy (name and state)
- Lobbying client: UROLOGIX Fuzzy (name and state)
- Lobbying client: UROLOGIX INC Fuzzy (name and state)
- SEC filer: UROLOGIX INC EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-05-16 | S-1/A | S-1/A (amendment) | UROLOGIX INC | 0000950131-96-002325 ↗ |
| 1996-05-28 | S-1/A | S-1/A (amendment) | UROLOGIX INC | 0000950131-96-002494 ↗ |
| 1996-05-30 | 424B4 | 424B4 (final prospectus) | UROLOGIX INC | 0000950131-96-002549 ↗ |
| 1997-11-12 | 424B4 | 424B4 (final prospectus) | UROLOGIX INC | 0001045969-97-000117 ↗ |
| 2001-06-05 | 424B1 | 424B1 (final prospectus) | UROLOGIX INC | 0001045969-01-500489 ↗ |
| 2012-05-25 | S-1 | S-1 (registration) | UROLOGIX INC | 0000897101-12-000883 ↗ |
| 2012-06-08 | S-1/A | S-1/A (amendment) | UROLOGIX INC | 0000897101-12-001003 ↗ |
| 2012-06-22 | S-1/A | S-1/A (amendment) | UROLOGIX INC | 0000897101-12-001027 ↗ |
| 2012-06-29 | 424B4 | 424B4 (final prospectus) | UROLOGIX INC | 0000897101-12-001115 ↗ |
| 2012-06-29 | EFFECT | EFFECT (declared effective) | UROLOGIX INC | 9999999995-12-002009 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-05-28 | S-1/A | registration statement | $12.00–$14.00 | 2,700,000 | - | Nasdaq ULGX | 2 | from the submission text; range, shares headline, cover names 2 | document ↗ | |
| 1996-05-30 | 424B4 | final prospectus | $0.50 | 2,700,000 | $1,350,000 | Nasdaq ULGX | 3 | from the submission text; price line, shares headline, proceeds computed, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Cirino Jerry C | Director | 5 | 2006–2008 | ||
| EMERY SIDNEY W JR | Director | 23 | 2006–2014 | ||
| PARKS FRED B | Director,Officer | Chief Executive Officer | 2 | 2006–2007 | |
| STARKS DANIEL J | Director | 4 | 2006–2008 | ||
| Lindsoe Elissa Jeanette | Officer | Chief Financial Officer | 4 | 2006–2007 | |
| TIHON CLAUDE | Officer | Chief Technology Officer | 1 | 2006 | |
| Jackson Guy C. | Director | 4 | 2006–2009 | ||
| DOERFERT KIRSTEN | Officer | Senior VP and Gen'l Mgr; Sr VP and Gen'l Mgr | 3 | 2007 | |
| MOORE WILLIAM M | Director | 18 | 2008–2009 | ||
| DANN MITCHELL | Director; Director,Officer | Interim Chief Executive Office; Iterim Chief Executive Officer | 17 | 2008–2014 | |
| Weber Rebecca J | Officer | Controller & Dir. of Finance; Dir. of Finance & Controller | 4 | 2008–2009 | |
| Warren Stryker Jr | Director,Officer | Chief Executive Officer | 17 | 2008–2012 | |
| Fluet Gregory | Director,Officer; Officer | CEO; EVP and COO; EVP & Chief Operating Officer; Interim CEO | 14 | 2008–2014 | |
| Smrdel Brian J | Officer | Chief Financial Officer | 4 | 2010–2013 | |
| Barys Christopher R | Director | 6 | 2010–2014 | ||
| Spangler Patrick D | Director | 6 | 2010–2014 | ||
| Cardinal Ralph Peter | Officer | VP Research & Development | 3 | 2011 | |
| Ackermann Lisa A | Officer | EVP, Sales and Marketing; EVP, Sales & Marketing; VP, Sales & Marketing | 6 | 2011–2014 | |
| Madson Scott M. | Officer | Chief Financial Officer | 2 | 2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | UROLOGIX, INC. | MN | State business registries | name and state |
| Business registration | Urologix, LLC | MN | State business registries | name and state |
| Business registration | UROLOGIX, LLC | MN | State business registries | name and state |
| Plan sponsor | UROLOGIX, INC. | MN | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | UROLOGIX LLC | MN | Federal spending (USAspending) | name and state |
| Lobbying client | UROLOGIX | MN | Federal lobbying (LDA) | name and state |
| Lobbying client | UROLOGIX INC | MN | Federal lobbying (LDA) | name and state |
| Patent assignee | Urologix, Inc. | MN | Patents (USPTO) | name and state |
| SEC filer | UROLOGIX INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | UROLOGIX, INC. | MN | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | UROLOGIX, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electromedical & Electrotherapeutic Apparatus, MN first:
- SURVIVALINK CORP MN
- AGA Medical Holdings, Inc. MN
- Electromed, Inc. MN
- Nuwellis, Inc. MN
- EMPI INC MN
- Medisun Precision Medicine Ltd. 1T
- Solta Medical Corp A8
- ULTHERA INC AZ
- CardieX Ltd C3
- BeneChill, Inc. ca
In other datasets, the same topic (Technology) in MN:
- Form D issuer: 313 Software, LLC (Form D private offerings)
- Lobbying client: ACA INTERNATIONAL (Federal lobbying (LDA))
Interests: Electromedical & Electrotherapeutic Apparatus · Technology