IPO registrations (S-1, F-1) · Registrants
AGA Medical Holdings, Inc.
- SEC CIK
- 1421419 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2008-06-20, last 2009-10-20; 1 initial registration, 13 amendments
- Outcome
- Final prospectus filed 2009-10-21; declared effective 2009-10-20
- Industry (SIC)
- Electromedical & Electrotherapeutic Apparatus 3845
- Incorporated in
- DE
- Business address
- 5050 NATHAN LANE N, Plymouth, MN 55442
- EIN
- 20-4757212
- EDGAR entity type
- operating
- Insiders and CEO pay
- AGA Medical Holdings, Inc. on the corporate pages
Offering terms
- Proposed price range
- $15.00–$16.00 per share (S-1/A filed 2009-10-20)
- Final price
- $14.50 per share, below the range (424B4 filed 2009-10-21, an initial public offering)
- Shares sold
- 13,750,000 (6,509,000 by the company, 7,241,000 by selling holders)
- Gross proceeds
- $199,375,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AGAM
- Lead underwriters
- Merrill Lynch; Citigroup (2,612,500 shares); Deutsche Bank (2,475,000 shares); Leerink Partners (2,131,250 shares); Wells Fargo (2,062,500 shares)
- Syndicate
- BofA Securities; Natixis; Natixis Bleichroeder Inc (412,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Federal award recipient: AGA MEDICAL HOLDINGS, INC. Fuzzy (name and state)
- SEC filer: AGA Medical Holdings, Inc. EXACT (CIK (EXACT))
- Person page: Ronald E Lund Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Russell L Carson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-06-20 | S-1 | S-1 (registration) | AGA Medical Holdings, Inc. | 0001047469-08-007630 ↗ |
| 2008-08-08 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-08-009068 ↗ |
| 2008-09-10 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-08-009988 ↗ |
| 2008-10-10 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-08-010823 ↗ |
| 2008-11-24 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-08-012529 ↗ |
| 2009-06-05 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-09-006194 ↗ |
| 2009-07-20 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-09-006807 ↗ |
| 2009-08-31 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-09-008057 ↗ |
| 2009-09-22 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-09-008476 ↗ |
| 2009-10-01 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-09-008670 ↗ |
| 2009-10-05 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-09-008757 ↗ |
| 2009-10-13 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-09-008896 ↗ |
| 2009-10-20 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-09-009034 ↗ |
| 2009-10-20 | S-1/A | S-1/A (amendment) | AGA Medical Holdings, Inc. | 0001047469-09-009056 ↗ |
| 2009-10-20 | EFFECT | EFFECT (declared effective) | AGA Medical Holdings, Inc. | 9999999995-09-002893 ↗ |
| 2009-10-21 | 424B4 | 424B4 (final prospectus) | AGA Medical Holdings, Inc. | 0001047469-09-009092 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-10-20 | S-1/A | registration statement | $15.00–$16.00 | $15.50 | 13,750,000 | $213,125,000 | Nasdaq AGAM | 7 | primary document; range, price sentence, shares headline, proceeds computed, cover names 6 | document ↗ |
| 2009-10-20 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2009-10-21 | 424B4 | final prospectus | $14.50 | 13,750,000 | $199,375,000 | Nasdaq AGAM | 8 | primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ALMEIDA JOHN | Director; TenPercentOwner | 5 | 2009–2010 | ||
| ANDERSON BRUCE K | TenPercentOwner | 5 | 2009–2010 | ||
| BARR JOHN R | Officer | President and CEO | 6 | 2009–2010 | |
| CARSON RUSSELL L | TenPercentOwner | 5 | 2009–2010 | person page Fuzzy | |
| CLARK JOHN D | TenPercentOwner | 5 | 2009–2010 | ||
| DENICOLA ANTHONY J | TenPercentOwner | 5 | 2009–2010 | ||
| Franck L Gougeon Revocable Trust Under Agreement Dated June 28, 2006, as Amended on April 21, 2008 & as Amended & Restated on August 18, 2008 | TenPercentOwner | 2 | 2009 | ||
| Gougeon Franck L | Director,TenPercentOwner | 3 | 2009 | ||
| Gougeon Shares, LLC | TenPercentOwner | 2 | 2009 | ||
| Lee Eric J. | TenPercentOwner | 5 | 2009–2010 | ||
| LUND RONALD E | Officer | Sr VP, Gen Counsel & Secretary; SVP, Gen. Counsel & Secretary | 6 | 2009–2010 | person page Fuzzy |
| MACKESY D SCOTT | TenPercentOwner | 5 | 2009–2010 | ||
| Makes Brigid | Officer | CFO; Chief Financial Officer | 3 | 2009–2010 | |
| MCINERNEY THOMAS E | Director,TenPercentOwner; TenPercentOwner | 5 | 2009–2010 | ||
| MINICUCCI ROBERT A | TenPercentOwner | 5 | 2009–2010 | ||
| PELAK DANIEL A | Director | 3 | 2009–2010 | ||
| QUAELLY PAUL B | Director,TenPercentOwner | 5 | 2009–2010 | ||
| RAPPUHN TERRY ALLISON | Director | 4 | 2009–2010 | ||
| RATHER JONATHAN M | TenPercentOwner | 6 | 2009–2010 | ||
| Scully Thomas | TenPercentOwner | 4 | 2009–2010 | ||
| SWANI SANJAY | TenPercentOwner | 5 | 2009–2010 | ||
| Tamosuinas Darrell J. | Director | 3 | 2009–2010 | ||
| Thompson Tommy G | Director | 5 | 2009–2010 | ||
| TRAYNOR SEAN | Director,TenPercentOwner | 5 | 2009–2010 | ||
| WCAS Capital Partners IV, L.P. | TenPercentOwner | 4 | 2009–2010 | ||
| WCAS MANAGEMENT CORP | TenPercentOwner | 6 | 2009–2010 | ||
| WELSH CARSON ANDERSON & STOWE IX LP | TenPercentOwner | 5 | 2009–2010 | ||
| WELSH PATRICK J | TenPercentOwner | 5 | 2009–2010 | ||
| HELMS JACK P | Director | 3 | 2009–2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Federal award recipient | AGA MEDICAL HOLDINGS, INC. | MN | Federal spending (USAspending) | name and state |
| SEC filer | AGA Medical Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Ronald E Lund | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Russell L Carson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electromedical & Electrotherapeutic Apparatus, MN first:
- SURVIVALINK CORP MN
- Electromed, Inc. MN
- Nuwellis, Inc. MN
- EMPI INC MN
- UROLOGIX INC MN
- Medisun Precision Medicine Ltd. 1T
- Solta Medical Corp A8
- ULTHERA INC AZ
- CardieX Ltd C3
- BeneChill, Inc. ca
In other datasets, the same topic (Technology) in MN:
- Form D issuer: 313 Software, LLC (Form D private offerings)
- Lobbying client: ACA INTERNATIONAL (Federal lobbying (LDA))
Interests: Electromedical & Electrotherapeutic Apparatus · Technology