IPO registrations (S-1, F-1) · Registrants
FINLAY ENTERPRISES INC /DE
- SEC CIK
- 878731 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-09-04, last 1997-10-15; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1997-10-20
- Industry (SIC)
- Retail-Jewelry Stores 5944
- Incorporated in
- DE
- Business address
- 529 FIFTH AVE, 5TH FLOOR, New York, NY 10017
- EIN
- 13-3492802
- EDGAR entity type
- operating
- Insiders and CEO pay
- FINLAY ENTERPRISES INC /DE on the corporate pages
Offering terms
- Shares offered
- 3,000,000
- Listing
- Nasdaq under the symbol FNLY
- Lead underwriters
- Goldman Sachs (703,334 shares); Donaldson, Lufkin & Jenrette (703,333 shares); UBS; SBC Warburg Dillon Read Inc (703,333 shares)
- Syndicate
- George K. Baum & Company (45,000); Bear Stearns (95,000); A.G. Edwards (95,000); EVEREN Securities, Inc (95,000); Janney Montgomery Scott (45,000); KeyBanc Capital Markets (45,000); Needham & Company (45,000); BancAmerica Robertson Stephens (95,000); Rodman & Renshaw (45,000); Citigroup (95,000); Sutro & Co. Incorporated (95,000); Tucker Anthony Incorporated (95,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: FINLAY ENTERPRISES INC. EXACT (EIN (EXACT))
- SEC filer: FINLAY ENTERPRISES INC /DE EXACT (CIK (EXACT))
- Person page: Rohit M Desai Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-09-04 | S-1 | S-1 (registration) | FINLAY ENTERPRISES INC /DE | 0000889812-97-001845 ↗ |
| 1997-09-23 | S-1/A | S-1/A (amendment) | FINLAY ENTERPRISES INC /DE | 0000889812-97-002025 ↗ |
| 1997-10-15 | S-1/A | S-1/A (amendment) | FINLAY ENTERPRISES INC /DE | 0000889812-97-002177 ↗ |
| 1997-10-20 | 424B4 | 424B4 (final prospectus) | FINLAY ENTERPRISES INC /DE | 0000889812-97-002212 ↗ |
| 1998-04-21 | 424B4 | 424B4 (final prospectus) | FINLAY ENTERPRISES INC /DE | 0000889812-98-001016 ↗ |
| 1998-04-22 | 424B4 | 424B4 (final prospectus) | FINLAY ENTERPRISES INC /DE | 0000889812-98-001018 ↗ |
| 1998-04-23 | 424B4 | 424B4 (final prospectus) | FINLAY ENTERPRISES INC /DE | 0000889812-98-001029 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-10-15 | S-1/A | registration statement | 3,000,000 | - | Nasdaq FNLY | 5 | from the submission text; shares headline, underwriting table 2, cover names 3 | document ↗ | ||
| 1997-10-20 | 424B4 | final prospectus | 3,000,000 | - | Nasdaq FNLY | 16 | from the submission text; shares headline, underwriting table 15, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DESAI ROHIT M | Director | 13 | 2006–2009 | person page Fuzzy | |
| GOLDSTEIN MICHAEL | Director | 4 | 2006 | ||
| KROON RICHARD EDWARD | Director | 3 | 2006 | ||
| MATTHEWS NORMAN S | Director | 8 | 2006–2007 | ||
| MURNANE THOMAS M | Director | 15 | 2006–2009 | ||
| REINER ARTHUR E | Director,Officer | Chairman, President and CEO; Chairman, President & CEO | 11 | 2006–2009 | |
| Indick Murray A | Director,TenPercentOwner; Other; TenPercentOwner | 15 | 2006–2008 | ||
| Lawlor Henry J Jr | Director,TenPercentOwner; Other; TenPercentOwner | 15 | 2006–2008 | ||
| McCarthy Charles E | Director,TenPercentOwner; Other; TenPercentOwner | 15 | 2006–2008 | ||
| Prides Capital Partners, LLC | Director,TenPercentOwner; Other; TenPercentOwner | 15 | 2006–2008 | ||
| Puscasiu Christian | Director,TenPercentOwner; TenPercentOwner | 10 | 2006–2007 | ||
| Richardson Kevin A II | Director,TenPercentOwner; Other; TenPercentOwner | 15 | 2006–2008 | ||
| MAGRINI JOYCE MANNING | Officer | See Remarks | 10 | 2006–2009 | |
| MELVIN JOSEPH M | Officer | EVP & COO; Executive VP & COO; VP & COO | 7 | 2006–2009 | |
| PHILIP LESLIE A | Officer | Executive VP and CMO; Executive VP & CMO | 9 | 2006–2009 | |
| STEIN EDWARD | Officer | See Remarks | 6 | 2006–2008 | |
| ZURLNICK BRUCE E | Officer | Senion VP, Treasurer & CFO; Senior VP, Treasurer & CFO | 6 | 2006–2009 | |
| KERIN JOHN D | Director | 4 | 2006–2007 | ||
| LIPSCHITZ LOUIS | Director | 8 | 2006–2008 | ||
| LEVINE ELLEN R | Director | 8 | 2007–2008 | ||
| CORNSTEIN DAVID B | Director | 8 | 2007–2008 | ||
| Knudsen Karin | Officer | EVP & Chief Merchandising Ofcr | 1 | 2009 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| IPO registrant | FINLAY FINE JEWELRY CORP | NY | IPO registrations (S-1, F-1) | same street address and ZIP code, 529 FIFTH AVE 5TH FL 10017 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | FINLAY ENTERPRISES INC /DE | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | FINLAY ENTERPRISES INC. | EIN (EXACT) | ||
| Person page | Rohit M Desai | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Jewelry Stores, NY first:
- FINLAY FINE JEWELRY CORP NY
- BIRKS GROUP INC. A8
- Goldmerx, Inc. CA
- JS BEAUTY LAND NETWORK TECHNOLOGY INC F4
- MPJS Group Ltd F4
- Guo Jin Sheng Shi Gold Jewelry Group Holding Ltd F4
- Odimo INC FL
- Whitehall Jewelers Holdings, Inc. IL
- WHITEHALL JEWELLERS INC IL
- Kirin Corp. K7
In other datasets, the same topic (Retail) in NY:
- Form D issuer: 100 Percent All Natural, Inc. (Form D private offerings)
Interests: Retail-Jewelry Stores · Retail