IPO registrations (S-1, F-1) · Registrants
TUT SYSTEMS INC
- SEC CIK
- 878436 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-07-31, last 2000-09-20; 4 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 1999-01-29
- Industry (SIC)
- Telephone & Telegraph Apparatus 3661
- Incorporated in
- DE
- Business address
- 6000 SW MEADOWS RD, SUITE #200, Lake Oswego, OR 97035
- EIN
- 94-2958543
- EDGAR entity type
- operating
- Insiders and CEO pay
- TUT SYSTEMS INC on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 1999-01-27)
- Final price
- $18.00 per share, above the range (424B4 filed 1999-01-29, an initial public offering)
- Shares sold
- 2,500,000
- Gross proceeds
- $45,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol TUTS
- Lead underwriters
- Lehman Brothers; RBC Capital Markets (495,000 shares); Citigroup (495,000 shares)
- Syndicate
- Robertson Stephens (70,000); Credit Suisse (70,000); A.G. Edwards (70,000); Everen Securities, Inc (70,000); Merrill Lynch (70,000); Cowen (70,000); UBS (70,000); Fahnestock & Co. Inc (35,000); Edward D. Jones & Co., L.P (35,000); Raymond James (35,000); SoundView (35,000); C.E. Unterberg, Towbin (35,000); Wedbush Securities (35,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Federal award recipient: TUT SYSTEMS, INC Fuzzy (name and state)
- Federal award recipient: TUT SYSTEMS, INC Fuzzy (name and state)
- SEC filer: TUT SYSTEMS INC EXACT (CIK (EXACT))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-07-31 | S-1 | S-1 (registration) | TUT SYSTEMS INC | 0001012870-98-001944 ↗ |
| 1998-09-10 | S-1/A | S-1/A (amendment) | TUT SYSTEMS INC | 0001012870-98-002345 ↗ |
| 1998-12-21 | S-1/A | S-1/A (amendment) | TUT SYSTEMS INC | 0000898430-98-004477 ↗ |
| 1999-01-08 | S-1/A | S-1/A (amendment) | TUT SYSTEMS INC | 0001012870-99-000069 ↗ |
| 1999-01-14 | S-1/A | S-1/A (amendment) | TUT SYSTEMS INC | 0001012870-99-000116 ↗ |
| 1999-01-27 | S-1/A | S-1/A (amendment) | TUT SYSTEMS INC | 0001012870-99-000229 ↗ |
| 1999-01-29 | 424B4 | 424B4 (final prospectus) | TUT SYSTEMS INC | 0001012870-99-000258 ↗ |
| 2000-02-25 | S-1 | S-1 (registration) | TUT SYSTEMS INC | 0001012870-00-000976 ↗ |
| 2000-02-25 | S-1 | S-1 (registration) | TUT SYSTEMS INC | 0001012870-00-000977 ↗ |
| 2000-03-02 | S-1/A | S-1/A (amendment) | TUT SYSTEMS INC | 0001012870-00-001132 ↗ |
| 2000-03-03 | S-1/A | S-1/A (amendment) | TUT SYSTEMS INC | 0001012870-00-001135 ↗ |
| 2000-03-23 | S-1/A | S-1/A (amendment) | TUT SYSTEMS INC | 0001012870-00-001560 ↗ |
| 2000-09-20 | S-1 | S-1 (registration) | TUT SYSTEMS INC | 0001012870-00-004863 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-01-27 | S-1/A | registration statement | $14.00–$16.00 | 2,500,000 | - | Nasdaq TUTS | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 1999-01-29 | 424B4 | final prospectus | $18.00 | 2,500,000 | $45,000,000 | Nasdaq TUTS | 16 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 15, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Levy Steven D | Director | 5 | 2006–2007 | ||
| D AURIA SALVATORE | Director,Officer; Director,OfficerOther | Chairman, President & CEO | 3 | 2006–2007 | |
| NOONAN ROBERT T | Officer; OfficerOther | VP of Global Sales | 2 | 2006–2007 | |
| Spangenberg Scott J | Officer | Chief Financial Officer | 3 | 2006–2007 | |
| DOUGLAS NEAL W | Director | 3 | 2006–2007 | ||
| HIGGERSON CLIFFORD H | Director | 3 | 2006–2007 | ||
| MOORE ROGER H/CA | Director | 3 | 2006–2007 | ||
| MOTOROLA INC | TenPercentOwner | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Federal award recipient | TUT SYSTEMS, INC | OR | Federal spending (USAspending) | name and state |
| Federal award recipient | TUT SYSTEMS, INC | OR | Federal spending (USAspending) | name and state |
| Patent assignee | Tut Systems, Inc. | OR | Patents (USPTO) | name and state |
| SEC filer | TUT SYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.