IPO registrations (S-1, F-1) · Registrants
REGAN HOLDING CORP
- SEC CIK
- 870069 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-11-12, last 1999-02-12; 1 initial registration, 2 amendments
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- Life Insurance 6311
- Incorporated in
- CA
- Business address
- 2090 MARINA AVE, Petaluma, CA 94954
- EIN
- 68-0211359
- EDGAR entity type
- operating
- Insiders and CEO pay
- REGAN HOLDING CORP on the corporate pages
On this site
- Form 5500 plan sponsor: REGAN HOLDING CORP. EXACT (EIN (EXACT))
- SEC filer: REGAN HOLDING CORP EXACT (CIK (EXACT))
- Person page: Ute Scott-Smith Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 3
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-11-12 | S-1 | S-1 (registration) | REGAN HOLDING CORP | 0000898080-98-000267 ↗ |
| 1998-12-30 | S-1/A | S-1/A (amendment) | REGAN HOLDING CORP | 0000898080-98-000301 ↗ |
| 1999-02-12 | S-1/A | S-1/A (amendment) | REGAN HOLDING CORP | 0000898080-99-000036 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-11-12 | S-1 | registration statement | 15,000,000 | - | 0 | from the submission text; shares headline | document ↗ | |||
| 1998-12-30 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ | |||
| 1999-02-12 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SCOTT-SMITH UTE | Director | 1 | 2006 | person page Fuzzy | |
| PITTS R PRESTON | Director,Officer | President, COO, CFO | 1 | 2006 | |
| REGAN LYNDA L | Director,Officer,TenPercentOwner | Chariman, CEO | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | REGAN HOLDING CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | REGAN HOLDING CORP. | EIN (EXACT) | ||
| Person page | Ute Scott-Smith | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Life Insurance, CA first:
- PACIFIC LIFE INSURANCE CO CA
- Crown Alliance Capital Ltd A6
- PROTECTIVE LIFE & ANNUITY INSURANCE CO AL
- PROTECTIVE LIFE INSURANCE CO AL
- TRANSAMERICA ADVISORS LIFE INSURANCE Co AR
- Empower Annuity Insurance Co of America CO
- PHL VARIABLE INSURANCE CO /CT/ CT
- HARTFORD LIFE INC CT
- PHOENIX COMPANIES INC/DE CT
- Merit Life Insurance Co. CT
In other datasets, the same topic (Insurance) in CA:
- Form D issuer: 21ST CENTURY LIFE & HEALTH COMPANY INC (Form D private offerings)
- Lobbying client: ACTELION PHARMACEUTICALS US INC (Federal lobbying (LDA))
Interests: Life Insurance · Insurance