IPO registrations (S-1, F-1) · Registrants

THERMA WAVE INC

SEC CIK
828119 · filings on EDGAR ↗
Registration
Form S-1, first filed 1997-10-02, last 2003-12-18; 3 initial registrations, 9 amendments
Outcome
Final prospectus filed 2000-02-08; withdrawal requested 1998-10-20
Industry (SIC)
Industrial Instruments For Measurement, Display, and Control 3823
Incorporated in
DE
Business address
1250 RELIANCE WAY, Fremont, CA 94539
EIN
94-3000561
EDGAR entity type
operating
Insiders and CEO pay
THERMA WAVE INC on the corporate pages

Offering terms

Proposed price range
$15.00–$17.00 per share (S-1/A filed 2000-02-02)
Final price
$18.40 per share, above the range (424B4 filed 2000-02-08, an initial public offering)
Shares sold
9,000,000
Gross proceeds
$165,600,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol TWAV
Lead underwriters
BofA Securities (3,825,000 shares); Lehman Brothers (3,825,000 shares)
Syndicate
Bear Stearns (90,000); A.G. Edwards (90,000); Wachovia (90,000); Robertson Stephens (90,000); Merrill Lynch (90,000); Morgan Stanley (90,000); Needham & Company (90,000); Citigroup (90,000); Cowen (90,000); Adams Harkness (45,000); Advest, Inc (45,000); William Blair (45,000); Cruttenden Roth Incorporated (45,000); Doft & Co., Inc (45,000); John G. Kinnard and Company, Incorporated (45,000); Pacific Crest Securities (45,000); Sandler O'Neill & Partners, L.P (45,000); Tucker Anthony Cleary Gull (45,000); H.C. Wainwright (45,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 16

FiledFormWhat it isName as filedEDGAR
1997-10-02S-1S-1 (registration)THERMA WAVE INC0000898430-97-004165 ↗
1998-10-20RWRW (withdrawal request)THERMA WAVE INC0000950131-98-005603 ↗
1999-04-09S-1S-1 (registration)THERMA WAVE INC0000929624-99-000662 ↗
1999-05-19S-1/AS-1/A (amendment)THERMA WAVE INC0000929624-99-000994 ↗
1999-06-14S-1/AS-1/A (amendment)THERMA WAVE INC0000929624-99-001108 ↗
1999-07-21S-1/AS-1/A (amendment)THERMA WAVE INC0000929624-99-001340 ↗
1999-08-05S-1/AS-1/A (amendment)THERMA WAVE INC0000929624-99-001442 ↗
1999-08-13S-1/AS-1/A (amendment)THERMA WAVE INC0000929624-99-001531 ↗
1999-12-30S-1/AS-1/A (amendment)THERMA WAVE INC0000929624-99-002170 ↗
2000-01-13S-1/AS-1/A (amendment)THERMA WAVE INC0000929624-00-000029 ↗
2000-02-02S-1/AS-1/A (amendment)THERMA WAVE INC0000929624-00-000087 ↗
2000-02-08424B4424B4 (final prospectus)THERMA WAVE INC0000929624-00-000100 ↗
2002-05-16424B1424B1 (final prospectus)THERMA WAVE INC0001012870-02-002356 ↗
2003-10-31S-1S-1 (registration)THERMA WAVE INC0000891618-03-005616 ↗
2003-12-18S-1/AS-1/A (amendment)THERMA WAVE INC0000891618-03-006359 ↗
2003-12-24424B1424B1 (final prospectus)THERMA WAVE INC0000891618-03-006437 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2000-02-02S-1/Aregistration statement$15.00–$17.00$18.409,000,000$165,600,000Nasdaq TWAV2from the submission text; range, price sentence, shares headline, proceeds computed, cover names 2document ↗
2000-02-08424B4final prospectus$18.409,000,000$165,600,000Nasdaq TWAV21from the submission text; price sentence, shares headline, proceeds computed, underwriting table 21, cover names 2document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Galleon Management, L.L.C.TenPercentOwner12006
GALLEON MANAGEMENT L PTenPercentOwner12006
Rajaratnam RajTenPercentOwner12006
Renner BrianOfficerVP, US & European Sales42006–2007
ASPNES DAVIDDirector32006–2007
BAKER G LEONARD JRDirector32006–2007
DERRICO JOHN JDirectorOther32006–2007
GRAVES GREGORY BDirector22006–2007
HANLEY PETERDirectorOther22006–2007
SUH NAM PDirectorOther22006–2007
TOMLINSON LAWRENCEDirectorOther22006–2007
Willinge JohnDirector22006–2007
Nicolaides LenaOfficerVP, MARKETING42006–2007
LIPKIN BORISDirector,OfficerPRESIDENT & CEO32006–2007
MATHEWS JOHN WOfficerVP, MANUFACTURING & FACTORY OP22006–2007
OPSAL JONOfficerVICE PRESIDENT & CTO32006–2007
Passarello JosephOfficerSR VP AND CFO32006–2007
SIMMONS NOEL AOfficerVP, HR & FACILITIES32006–2007
Tan RaulOfficerVP, DEV & ENGINEERIN32006–2007
ELLIS THOMAS BTenPercentOwner22007
HAMMER TODD BTenPercentOwner22007
NORTH RUN ADVISORS, LLCTenPercentOwner22007
NORTH RUN CAPITAL, L PTenPercentOwner22007
NORTH RUN GP, LPTenPercentOwner22007
KLA TENCOR CORPOther; TenPercentOwner22007
TOROSSIAN PAPKEN DERDirectorOther22007person page Fuzzy

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerTHERMA WAVE INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerTherma-Wave, Inc.CATrademarks (USPTO)name and state
Person pagePapken Der TorossianPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Industrial Instruments For Measurement, Display, and Control · Technology