IPO registrations (S-1, F-1) · Registrants
THERMA WAVE INC
- SEC CIK
- 828119 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-10-02, last 2003-12-18; 3 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 2000-02-08; withdrawal requested 1998-10-20
- Industry (SIC)
- Industrial Instruments For Measurement, Display, and Control 3823
- Incorporated in
- DE
- Business address
- 1250 RELIANCE WAY, Fremont, CA 94539
- EIN
- 94-3000561
- EDGAR entity type
- operating
- Insiders and CEO pay
- THERMA WAVE INC on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2000-02-02)
- Final price
- $18.40 per share, above the range (424B4 filed 2000-02-08, an initial public offering)
- Shares sold
- 9,000,000
- Gross proceeds
- $165,600,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol TWAV
- Lead underwriters
- BofA Securities (3,825,000 shares); Lehman Brothers (3,825,000 shares)
- Syndicate
- Bear Stearns (90,000); A.G. Edwards (90,000); Wachovia (90,000); Robertson Stephens (90,000); Merrill Lynch (90,000); Morgan Stanley (90,000); Needham & Company (90,000); Citigroup (90,000); Cowen (90,000); Adams Harkness (45,000); Advest, Inc (45,000); William Blair (45,000); Cruttenden Roth Incorporated (45,000); Doft & Co., Inc (45,000); John G. Kinnard and Company, Incorporated (45,000); Pacific Crest Securities (45,000); Sandler O'Neill & Partners, L.P (45,000); Tucker Anthony Cleary Gull (45,000); H.C. Wainwright (45,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: THERMA WAVE INC EXACT (CIK (EXACT))
- Person page: Papken Der Torossian Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-10-02 | S-1 | S-1 (registration) | THERMA WAVE INC | 0000898430-97-004165 ↗ |
| 1998-10-20 | RW | RW (withdrawal request) | THERMA WAVE INC | 0000950131-98-005603 ↗ |
| 1999-04-09 | S-1 | S-1 (registration) | THERMA WAVE INC | 0000929624-99-000662 ↗ |
| 1999-05-19 | S-1/A | S-1/A (amendment) | THERMA WAVE INC | 0000929624-99-000994 ↗ |
| 1999-06-14 | S-1/A | S-1/A (amendment) | THERMA WAVE INC | 0000929624-99-001108 ↗ |
| 1999-07-21 | S-1/A | S-1/A (amendment) | THERMA WAVE INC | 0000929624-99-001340 ↗ |
| 1999-08-05 | S-1/A | S-1/A (amendment) | THERMA WAVE INC | 0000929624-99-001442 ↗ |
| 1999-08-13 | S-1/A | S-1/A (amendment) | THERMA WAVE INC | 0000929624-99-001531 ↗ |
| 1999-12-30 | S-1/A | S-1/A (amendment) | THERMA WAVE INC | 0000929624-99-002170 ↗ |
| 2000-01-13 | S-1/A | S-1/A (amendment) | THERMA WAVE INC | 0000929624-00-000029 ↗ |
| 2000-02-02 | S-1/A | S-1/A (amendment) | THERMA WAVE INC | 0000929624-00-000087 ↗ |
| 2000-02-08 | 424B4 | 424B4 (final prospectus) | THERMA WAVE INC | 0000929624-00-000100 ↗ |
| 2002-05-16 | 424B1 | 424B1 (final prospectus) | THERMA WAVE INC | 0001012870-02-002356 ↗ |
| 2003-10-31 | S-1 | S-1 (registration) | THERMA WAVE INC | 0000891618-03-005616 ↗ |
| 2003-12-18 | S-1/A | S-1/A (amendment) | THERMA WAVE INC | 0000891618-03-006359 ↗ |
| 2003-12-24 | 424B1 | 424B1 (final prospectus) | THERMA WAVE INC | 0000891618-03-006437 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-02-02 | S-1/A | registration statement | $15.00–$17.00 | $18.40 | 9,000,000 | $165,600,000 | Nasdaq TWAV | 2 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 2 | document ↗ |
| 2000-02-08 | 424B4 | final prospectus | $18.40 | 9,000,000 | $165,600,000 | Nasdaq TWAV | 21 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 21, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Galleon Management, L.L.C. | TenPercentOwner | 1 | 2006 | ||
| GALLEON MANAGEMENT L P | TenPercentOwner | 1 | 2006 | ||
| Rajaratnam Raj | TenPercentOwner | 1 | 2006 | ||
| Renner Brian | Officer | VP, US & European Sales | 4 | 2006–2007 | |
| ASPNES DAVID | Director | 3 | 2006–2007 | ||
| BAKER G LEONARD JR | Director | 3 | 2006–2007 | ||
| DERRICO JOHN J | DirectorOther | 3 | 2006–2007 | ||
| GRAVES GREGORY B | Director | 2 | 2006–2007 | ||
| HANLEY PETER | DirectorOther | 2 | 2006–2007 | ||
| SUH NAM P | DirectorOther | 2 | 2006–2007 | ||
| TOMLINSON LAWRENCE | DirectorOther | 2 | 2006–2007 | ||
| Willinge John | Director | 2 | 2006–2007 | ||
| Nicolaides Lena | Officer | VP, MARKETING | 4 | 2006–2007 | |
| LIPKIN BORIS | Director,Officer | PRESIDENT & CEO | 3 | 2006–2007 | |
| MATHEWS JOHN W | Officer | VP, MANUFACTURING & FACTORY OP | 2 | 2006–2007 | |
| OPSAL JON | Officer | VICE PRESIDENT & CTO | 3 | 2006–2007 | |
| Passarello Joseph | Officer | SR VP AND CFO | 3 | 2006–2007 | |
| SIMMONS NOEL A | Officer | VP, HR & FACILITIES | 3 | 2006–2007 | |
| Tan Raul | Officer | VP, DEV & ENGINEERIN | 3 | 2006–2007 | |
| ELLIS THOMAS B | TenPercentOwner | 2 | 2007 | ||
| HAMMER TODD B | TenPercentOwner | 2 | 2007 | ||
| NORTH RUN ADVISORS, LLC | TenPercentOwner | 2 | 2007 | ||
| NORTH RUN CAPITAL, L P | TenPercentOwner | 2 | 2007 | ||
| NORTH RUN GP, LP | TenPercentOwner | 2 | 2007 | ||
| KLA TENCOR CORP | Other; TenPercentOwner | 2 | 2007 | ||
| TOROSSIAN PAPKEN DER | DirectorOther | 2 | 2007 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | THERMA WAVE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Therma-Wave, Inc. | CA | Trademarks (USPTO) | name and state |
| Person page | Papken Der Torossian | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Industrial Instruments For Measurement, Display, and Control, CA first:
- METRIKA SYSTEMS CORP CA
- MATECH Corp. CA
- ATTUNE RTD CA
- FOCUS UNIVERSAL INC. CA
- RFP EXPRESS INC CA
- Quarta-Rad, Inc. DE
- ROPER TECHNOLOGIES INC FL
- RADNOSTIX INC ID
- TOTAL CONTROL PRODUCTS INC IL
- ELBIT VISION SYSTEMS LTD L3
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Industrial Instruments For Measurement, Display, and Control · Technology