IPO registrations (S-1, F-1) · Registrants
ROCKY MOUNTAIN CHOCOLATE FACTORY INC
- SEC CIK
- 785815 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1995-08-25, last 1995-09-14; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 1995-09-15
- Industry (SIC)
- Sugar & Confectionery Products 2060
- Incorporated in
- CO
- Business address
- 265 TURNER DR, Durango, CO 81301
- EIN
- 84-0910696
- EDGAR entity type
- operating
- Insiders and CEO pay
- ROCKY MOUNTAIN CHOCOLATE FACTORY INC on the corporate pages
Offering terms
- Final price
- $16.50 per share (424B1 filed 1995-09-15)
- Shares sold
- 900,000
- Gross proceeds
- $14,850,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol RMCF
- Lead underwriters
- Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY Inc. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. EXACT (EIN (EXACT))
- SEC filer: ROCKY MOUNTAIN CHOCOLATE FACTORY INC EXACT (CIK (EXACT))
Filings 3
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1995-08-25 | S-1 | S-1 (registration) | ROCKY MOUNTAIN CHOCOLATE FACTORY INC | 0000912057-95-006942 ↗ |
| 1995-09-14 | S-1/A | S-1/A (amendment) | ROCKY MOUNTAIN CHOCOLATE FACTORY INC | 0000912057-95-007815 ↗ |
| 1995-09-15 | 424B1 | 424B1 (final prospectus) | ROCKY MOUNTAIN CHOCOLATE FACTORY INC | 0000912057-95-007837 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1995-09-14 | S-1/A | registration statement | $7.24 | 900,000 | $6,516,000 | Nasdaq RMCF | 1 | from the submission text; price line, shares headline, proceeds computed, cover names 1 | document ↗ | |
| 1995-09-15 | 424B1 | final prospectus | $16.50 | 900,000 | $14,850,000 | Nasdaq RMCF | 1 | from the submission text; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| TRAINOR FRED M | Director | 12 | 2006–2008 | ||
| MERRYMAN BRYAN J | Director,Officer | COO/CFO Treasurer | 20 | 2006–2015 | |
| DUDLEY EDWARD L | Officer | VP Sales & Marketing | 29 | 2006–2014 | |
| KIEN GERALD A | Director | 26 | 2006–2014 | ||
| CRAIL FRANKLIN E | Director,Officer,TenPercentOwner | President / Chairman BOD; President/Chairman BOD | 26 | 2006–2015 | |
| ENGLE CLYDE WM | Director | 14 | 2006–2013 | ||
| MORTENSON LEE N | Director | 26 | 2006–2013 | ||
| HAWS JAY B | Officer | VP Creative Services | 8 | 2006–2014 | |
| JOBSON WILLIAM KEY | Officer | Chief Information Officer | 14 | 2006–2014 | |
| POPE GREGORY L | Officer | Sr. VP Franchise Development; VP Franchise Development | 39 | 2006–2015 | |
| Jeremy M Kinney | Officer | Vice President Finance; VP Finance | 13 | 2008–2015 | |
| Coupe Donna L. | Officer | V. P. Franchise Support; VP Franchise Support | 10 | 2008–2014 | |
| Capdevielle Scott G | Director | 7 | 2009–2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY Inc. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Plan sponsor | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | Rocky Mountain Chocolate Factory, Inc. | CO | Form D private offerings | name and state |
| Recalling firm | Rocky Mountain Chocolate Factory, Inc. | CO | Food recalls (FDA, USDA) | name and state |
| SEC filer | ROCKY MOUNTAIN CHOCOLATE FACTORY INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Rocky Mountain Chocolate Factory, Inc. | CO | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Sugar & Confectionery Products, CO first:
- Rocky Mountain Chocolate Factory, Inc. CO
- LiveWire Ergogenics, Inc. CA
- Active Health Foods, Inc. CA
- Cosan Ltd. D5
- ARCHIBALD CANDY CORP IL
- Whole Earth Brands, Inc. IL
- NXT Nutritionals Holdings, Inc. MA
- AMERICAN CRYSTAL SUGAR CO /MN/ MN
- Nostalgia Family Brands, Inc. NJ
- Chocolate Candy Creations, Inc. NY
In other datasets, the same topic (Food and agriculture) in CO:
- Nonprofit: 21ST CENTURY GARDENS (Nonprofits (IRS Form 990))
Interests: Sugar & Confectionery Products · Food and agriculture