IPO registrations (S-1, F-1) · Registrants
Rocky Mountain Chocolate Factory, Inc.
- SEC CIK
- 1616262 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2024-09-05, last 2026-02-04; 2 initial registrations, 2 amendments
- Outcome
- Declared effective 2024-10-09
- Industry (SIC)
- Sugar & Confectionery Products 2060
- Incorporated in
- DE
- Business address
- 265 TURNER DRIVE, Durango, CO 80202
- EIN
- 47-1535633
- Ticker
- RMCF (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Rocky Mountain Chocolate Factory, Inc. on the corporate pages
Offering terms
- Shares offered
- 1,500,000
- Listing
- Nasdaq under the symbol RMCF
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY Inc. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Business registration: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Fuzzy (name and state)
- Form D issuer: Rocky Mountain Chocolate Factory, Inc. EXACT (CIK (EXACT))
- SEC filer: Rocky Mountain Chocolate Factory, Inc. EXACT (CIK (EXACT))
- Person page: Allen C Harper Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2024-09-05 | S-1 | S-1 (registration) | Rocky Mountain Chocolate Factory, Inc. | 0001437749-24-028544 ↗ |
| 2024-09-30 | S-1/A | S-1/A (amendment) | Rocky Mountain Chocolate Factory, Inc. | 0001437749-24-030280 ↗ |
| 2024-10-09 | EFFECT | EFFECT (declared effective) | Rocky Mountain Chocolate Factory, Inc. | 9999999995-24-003139 ↗ |
| 2026-01-23 | S-1 | S-1 (registration) | Rocky Mountain Chocolate Factory, Inc. | 0001437749-26-001938 ↗ |
| 2026-02-04 | S-1/A | S-1/A (amendment) | Rocky Mountain Chocolate Factory, Inc. | 0001437749-26-003010 ↗ |
| 2026-02-13 | EFFECT | EFFECT (declared effective) | Rocky Mountain Chocolate Factory, Inc. | 9999999995-26-000579 ↗ |
| 2026-07-01 | EFFECT | EFFECT (declared effective) | Rocky Mountain Chocolate Factory, Inc. | 9999999995-26-002183 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-04 | S-1/A | registration statement | 1,500,000 | - | Nasdaq RMCF | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Capdevielle Scott G | Director | 10 | 2015–2021 | ||
| KIEN GERALD A | Director | 5 | 2015–2016 | ||
| DUDLEY EDWARD L | Officer | Sr. VP Sales & Marketing; VP Sales & Marketing | 19 | 2015–2021 | |
| CRAIL FRANKLIN E | Director; Director,Officer; Director,Officer,TenPercentOwner | President / Chairman BOD | 31 | 2015–2020 | |
| MERRYMAN BRYAN J | Director,Officer; Officer | CEO/CFO Treasurer; COO/CFO Treasurer | 30 | 2015–2022 | |
| Jeremy M Kinney | Officer | VP Finance | 4 | 2015–2016 | |
| POPE GREGORY L | Officer | Sr. VP Franchise Development | 14 | 2015–2020 | |
| Coupe Donna L. | Officer | VP Franchise Support | 12 | 2015–2022 | |
| JOBSON WILLIAM KEY | Officer | Chief Information Officer | 1 | 2016 | |
| McGrath Ryan R | Officer | VP of IT | 3 | 2017–2022 | |
| ENGLE CLYDE WM | Director | 5 | 2018–2020 | ||
| Seabert Brett P | Director | 9 | 2020–2023 | ||
| Berger Andrew | Director; Other | 3 | 2020–2022 | ||
| Farid Tariq | Director | 1 | 2020 | ||
| Thompson Mary Kennedy | Director | 2 | 2020–2021 | ||
| MEWAWALLA RAHUL | Director | 2 | 2021 | ||
| GEYGAN JEFFREY RICHART | Director; Director,Officer,TenPercentOwner; Director,Other; DirectorOther; Director,TenPercentOwner | Interim CEO | 78 | 2021–2026 | |
| Radoff Bradley Louis | Other; TenPercentOwner | 14 | 2021–2024 | ||
| AB Value Management LLC | Other | 2 | 2021–2022 | ||
| AB Value Partners, LP | Other | 2 | 2021–2022 | ||
| Arreaga Gabriel | Director | 3 | 2021–2023 | ||
| Charles Elisabeth B | Director | 3 | 2021–2022 | ||
| Riegel Mark O | Director | 5 | 2021–2024 | ||
| TAYLOR SANDRA E | Director | 3 | 2021–2023 | ||
| Sarlls Robert J | Director,Officer | Chief Executive Officer | 12 | 2022–2023 | |
| Bradley Mary | Other | 1 | 2022 | ||
| Degnan Richard | Other | 1 | 2022 | ||
| Loeffler Correne S | Other | 1 | 2022 | ||
| Majmudar Suchit | Other | 1 | 2022 | ||
| ARROYO A ALLEN | Officer | CFO | 8 | 2022–2023 | |
| GEYGAN JAMES | Other | 33 | 2022–2026 | ||
| Geygan Kathleen | Other | 33 | 2022–2026 | ||
| GLOBAL VALUE INVESTMENT CORP. | TenPercentOwner | Interim CEO | 33 | 2022–2026 | |
| GVP 2021-A, LLC | Other | 33 | 2022–2026 | ||
| GVP 2021-A, L.P. | Other | 33 | 2022–2026 | ||
| Wilke Stacy | Other | 33 | 2022–2026 | ||
| JOHNSON STARLETTE B | Director; Officer | Interim CEO | 6 | 2023–2024 | |
| Ford Andrew | Officer | VP Sales and Marketing | 7 | 2023–2024 | |
| Ouellet Richard Scott | Officer | Sr VP Manufacturing and Supply | 2 | 2023 | |
| Conklin Kara L | Officer | VP Franchise Development | 2 | 2023 | |
| Craig Steven Lynn | Director | 7 | 2023–2026 | ||
| Rice Shawn G | Other | 17 | 2024–2026 | ||
| Arnold Charles B | Director | 2 | 2024 | ||
| Cass Carrie E | Officer | CFO | 3 | 2024–2026 | |
| American Heritage Railways, Inc. | TenPercentOwner | 3 | 2024–2026 | ||
| Radoff Family Foundation | Other | 2 | 2024 | ||
| KEATING MELVIN L | Director | 6 | 2024–2026 | ||
| Harper Allen C | Director,TenPercentOwner; Officer; TenPercentOwner | Interim CEO | 6 | 2025–2026 | person page Fuzzy |
| Quinn Brian J | Director | 6 | 2025–2026 | ||
| ARM-D ROCKY Mountain Chocolate Holdings LLC | TenPercentOwner | 1 | 2026 | ||
| Perez Jacome Friscione Alberto | Director | 6 | 2026 | ||
| Denker David A | Officer | COO | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2025-12-31 | Rocky Mountain Chocolate Factory, Inc. | Retailing | $2,700,000 | $2,700,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY Inc. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Business registration | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | State business registries | name and state |
| Plan sponsor | ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. | CO | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | Rocky Mountain Chocolate Factory, Inc. | CO | Form D private offerings | CIK (EXACT) |
| Recalling firm | Rocky Mountain Chocolate Factory, Inc. | CO | Food recalls (FDA, USDA) | name and state |
| SEC filer | Rocky Mountain Chocolate Factory, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Rocky Mountain Chocolate Factory, Inc. | CO | Trademarks (USPTO) | name and state |
| Person page | Allen C Harper | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Sugar & Confectionery Products, CO first:
- ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO
- LiveWire Ergogenics, Inc. CA
- Active Health Foods, Inc. CA
- Cosan Ltd. D5
- ARCHIBALD CANDY CORP IL
- Whole Earth Brands, Inc. IL
- NXT Nutritionals Holdings, Inc. MA
- AMERICAN CRYSTAL SUGAR CO /MN/ MN
- Nostalgia Family Brands, Inc. NJ
- Chocolate Candy Creations, Inc. NY
In other datasets, the same topic (Food and agriculture) in CO:
- Nonprofit: 21ST CENTURY GARDENS (Nonprofits (IRS Form 990))
Interests: Sugar & Confectionery Products · Food and agriculture