IPO registrations (S-1, F-1) · Registrants
Ceres, Inc.
- SEC CIK
- 767884 · filings on EDGAR ↗
- Former names
- CERES INC (2007–2007)
- Registration
- Form S-1, first filed 2011-05-23, last 2015-12-11; 3 initial registrations, 17 amendments
- Outcome
- Final prospectus filed 2012-02-22; declared effective 2012-02-21
- Industry (SIC)
- Agricultural Production-Crops 0100
- Incorporated in
- DE
- Business address
- 1535 RANCHO CONEJO BLVD., Thousand Oaks, CA 91320
- EDGAR entity type
- operating
- Insiders and CEO pay
- Ceres, Inc. on the corporate pages
Offering terms
- Proposed price range
- $16.00–$17.00 per share (S-1/A filed 2012-02-08)
- Final price
- $13.00 per share, below the range (424B4 filed 2012-02-22, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $65,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CERE
- Lead underwriters
- Barclays (1,373,500 shares); Goldman Sachs
- Syndicate
- Piper Sandler (572,000); Raymond James (343,000); Simmons & Company (343,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Federal award recipient: CERES, INC. Fuzzy (name and state)
- Form D issuer: Ceres, Inc. EXACT (CIK (EXACT))
- Lobbying client: CERES INC Fuzzy (name and state)
- SEC filer: Ceres, Inc. EXACT (CIK (EXACT))
- Person page: Cheryl P Morley Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 31
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-05-23 | S-1 | S-1 (registration) | Ceres, Inc. | 0000950123-11-052640 ↗ |
| 2011-06-27 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-11-061890 ↗ |
| 2011-07-05 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-11-063819 ↗ |
| 2011-07-25 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-11-067624 ↗ |
| 2011-08-23 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-11-079479 ↗ |
| 2011-08-29 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-11-081048 ↗ |
| 2011-09-16 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-11-085032 ↗ |
| 2011-10-14 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-11-090127 ↗ |
| 2011-11-10 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-11-097665 ↗ |
| 2011-12-19 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-11-103490 ↗ |
| 2012-01-17 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-12-000849 ↗ |
| 2012-01-25 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-12-001221 ↗ |
| 2012-02-08 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0000950123-12-002156 ↗ |
| 2012-02-21 | EFFECT | EFFECT (declared effective) | Ceres, Inc. | 9999999995-12-000534 ↗ |
| 2012-02-22 | 424B4 | 424B4 (final prospectus) | Ceres, Inc. | 0000950123-12-002923 ↗ |
| 2014-01-24 | S-1 | S-1 (registration) | Ceres, Inc. | 0001144204-14-003973 ↗ |
| 2014-02-20 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0001144204-14-010875 ↗ |
| 2014-02-28 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0001144204-14-012272 ↗ |
| 2014-03-04 | EFFECT | EFFECT (declared effective) | Ceres, Inc. | 9999999995-14-000583 ↗ |
| 2014-03-05 | 424B1 | 424B1 (final prospectus) | Ceres, Inc. | 0001144204-14-013559 ↗ |
| 2015-07-17 | EFFECT | EFFECT (declared effective) | Ceres, Inc. | 9999999995-15-001971 ↗ |
| 2015-09-01 | S-1 | S-1 (registration) | Ceres, Inc. | 0001144204-15-053296 ↗ |
| 2015-09-29 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0001144204-15-056942 ↗ |
| 2015-11-25 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0001144204-15-067878 ↗ |
| 2015-12-03 | EFFECT | EFFECT (declared effective) | Ceres, Inc. | 9999999995-15-003180 ↗ |
| 2015-12-11 | S-1/A | S-1/A (amendment) | Ceres, Inc. | 0001144204-15-070401 ↗ |
| 2015-12-14 | EFFECT | EFFECT (declared effective) | Ceres, Inc. | 9999999995-15-003277 ↗ |
| 2015-12-16 | 424B1 | 424B1 (final prospectus) | Ceres, Inc. | 0001144204-15-071137 ↗ |
| 2016-08-04 | EFFECT | EFFECT (declared effective) | Ceres, Inc. | 9999999995-16-005341 ↗ |
| 2016-08-04 | EFFECT | EFFECT (declared effective) | Ceres, Inc. | 9999999995-16-005344 ↗ |
| 2016-08-04 | EFFECT | EFFECT (declared effective) | Ceres, Inc. | 9999999995-16-005345 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-02-08 | S-1/A | registration statement | $16.00–$17.00 | 5,000,000 | - | Nasdaq CERE | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2012-02-22 | 424B4 | final prospectus | $13.00 | 5,000,000 | $65,000,000 | Nasdaq CERE | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Ambergate Trust | TenPercentOwner | 8 | 2012–2013 | ||
| Artal Group S.A. | Director,TenPercentOwner; TenPercentOwner | 5 | 2012–2014 | ||
| Artal International S.C.A. | Director,TenPercentOwner; TenPercentOwner | 5 | 2012–2014 | ||
| ARTAL LUXEMBOURG S A | Director,TenPercentOwner; TenPercentOwner | 5 | 2012–2014 | ||
| Brandys Pascal | Director | 9 | 2012–2016 | ||
| Carlson Robert W Jr. | Other; TenPercentOwner | 4 | 2012 | ||
| DEBBANE RAYMOND | Director | 4 | 2012–2014 | ||
| De Logi Walter Kamiel Marie | Director | 6 | 2012–2014 | ||
| Flavell Richard Bailey | Director; Director,Officer | Chief Scientific Officer | 23 | 2012–2016 | |
| FLEMING JONATHAN | TenPercentOwner | 1 | 2012 | ||
| Goldberg Robert Bruce | Director | 9 | 2012–2016 | ||
| Gwyn Joseph Jefferson | Officer | VP of Breeding and Genomics | 4 | 2012–2014 | |
| Hamilton Richard William | Director,Officer | President and CEO | 8 | 2012–2016 | |
| KAYE CHARLES R | TenPercentOwner | 3 | 2012 | ||
| KILEY THOMAS | Director | 8 | 2012–2015 | ||
| Krieger David Benjamin | Director | 6 | 2012–2014 | ||
| Kuc Paul | Officer | Chief Financial Officer | 13 | 2012–2016 | |
| Landy Joseph P. | TenPercentOwner | 3 | 2012 | ||
| Lynda De Logi Trust | TenPercentOwner | 8 | 2012–2013 | ||
| MORLEY CHERYL P | Director | 7 | 2012–2016 | person page Fuzzy | |
| OBP MANAGEMENT BERMUDA II L P | TenPercentOwner | 1 | 2012 | ||
| OBP MANAGEMENT II LP | TenPercentOwner | 1 | 2012 | ||
| Olivier de Vezin Edmund Martin | Director; Director,TenPercentOwner | 7 | 2012–2013 | ||
| Oxford Bioscience Management Partners II | TenPercentOwner | 1 | 2012 | ||
| OXFORD BIOSCIENCE PARTNERS ADJUNCT II LP | TenPercentOwner | 1 | 2012 | ||
| OXFORD BIOSCIENCE PARTNERS BERMUDA II LIMITED PARTNERSHIP | TenPercentOwner | 1 | 2012 | ||
| OXFORD BIOSCIENCE PARTNERS GS-ADJUNCT II LP | TenPercentOwner | 1 | 2012 | ||
| OXFORD BIOSCIENCE PARTNERS II L P | TenPercentOwner | 1 | 2012 | ||
| Pennell Roger Ivan | Officer | VP of Trait Development | 6 | 2012–2014 | |
| Rothschild Trust Guernsey Ltd (Ambergate) | TenPercentOwner | 8 | 2012–2013 | ||
| RYAN CORNELIUS T | TenPercentOwner | 1 | 2012 | ||
| Smith Dana C | TenPercentOwner | 8 | 2012–2013 | ||
| Stephenson Michael Francis | Officer | Vice President of Operations | 3 | 2012–2013 | |
| Stichting Administratiekantoor Westend | Director,TenPercentOwner; TenPercentOwner | 5 | 2012–2014 | ||
| Suttles Douglas James | Director | 3 | 2012–2013 | ||
| van Assche Wilfriede Margareta Maria | Officer | SVP & Gen. Counsel & Secretary | 22 | 2012–2016 | |
| WALTON ALAN G | TenPercentOwner | 1 | 2012 | ||
| WARBURG PINCUS & CO. | Director,TenPercentOwnerOther | 3 | 2012 | ||
| Warburg Pincus IX LLC | Director,TenPercentOwnerOther | 3 | 2012 | ||
| WARBURG PINCUS LLC | TenPercentOwner | 3 | 2012 | ||
| Warburg Pincus Partners LLC | Director,TenPercentOwnerOther | 3 | 2012 | ||
| Warburg Pincus Private Equity IX, L.P. | Director,TenPercentOwnerOther | 3 | 2012 | ||
| Westend S.A. | Director,TenPercentOwner; TenPercentOwner | 5 | 2012–2014 | ||
| Koonin Steven Elliot | Director | 5 | 2012–2015 | ||
| Artal International Management S.A. | Director,TenPercentOwner | 2 | 2012–2014 | ||
| Minne Pascal | Director,TenPercentOwner | 2 | 2012–2014 | ||
| Glat Daniel | Director | 4 | 2013–2015 | ||
| GUIMARAES AFLALO SOUSA | Director | 3 | 2014–2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-09-04 | Ceres, Inc. | Agriculture | $2,100,000 | $2,100,000 | 5 | 1 |
| 2015-08-06 | Ceres, Inc. | Agriculture | $1,555,200 | $1,555,200 | 3 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Ceres, Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | Ceres, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Federal award recipient | CERES, INC. | Federal spending (USAspending) | name and state | |
| Lobbying client | CERES INC | Federal lobbying (LDA) | name and state | |
| Person page | Cheryl P Morley | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Agricultural Production-Crops, CA first:
- HINES HORTICULTURE INC CA
- SEMINIS INC CA
- Cibus Global, Ltd. CA
- CK VINEYARDS, INC. CA
- Yew Bio-Pharm Group, Inc. CA
- DOLE FOOD CO INC CA
- Lowell Farms Inc. CA
- Gold Flora Corp. CA
- NewBridge Global Ventures, Inc. CA
- BRAINY BRANDS COMPANY, INC. 2Q
In other datasets, the same topic (Food and agriculture) in CA:
- Nonprofit: 3 SQUARE MEALS (Nonprofits (IRS Form 990))
Interests: Agricultural Production-Crops · Food and agriculture