IPO registrations (S-1, F-1) · Registrants
Lowell Farms Inc.
- SEC CIK
- 1838128 · filings on EDGAR ↗
- Former names
- Indus Holdings, Inc. (2021–2021)
- Registration
- Form S-1, first filed 2021-05-24, last 2021-10-25; 3 initial registrations, 1 amendment
- Outcome
- Declared effective 2021-06-03
- Industry (SIC)
- Agricultural Production-Crops 0100
- Incorporated in
- A1
- Business address
- 19 QUAIL RUN CIRCLE - SUITE B, Salinas, CA 93907
- EDGAR entity type
- operating
- Insiders and CEO pay
- Lowell Farms Inc. on the corporate pages
On this site
- Form D issuer: Lowell Farms Inc. EXACT (CIK (EXACT))
- SEC filer: Lowell Farms Inc. EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-05-24 | S-1 | S-1 (registration) | Lowell Farms Inc. | 0001654954-21-006234 ↗ |
| 2021-05-28 | S-1/A | S-1/A (amendment) | Lowell Farms Inc. | 0001654954-21-006390 ↗ |
| 2021-06-03 | EFFECT | EFFECT (declared effective) | Lowell Farms Inc. | 9999999995-21-002204 ↗ |
| 2021-08-30 | S-1 | S-1 (registration) | Lowell Farms Inc. | 0001654954-21-009543 ↗ |
| 2021-09-17 | EFFECT | EFFECT (declared effective) | Lowell Farms Inc. | 9999999995-21-003575 ↗ |
| 2021-10-25 | S-1 | S-1 (registration) | Lowell Farms Inc. | 0001654954-21-011305 ↗ |
| 2021-11-08 | EFFECT | EFFECT (declared effective) | Lowell Farms Inc. | 9999999995-21-004247 ↗ |
| 2022-05-31 | EFFECT | EFFECT (declared effective) | Lowell Farms Inc. | 9999999995-22-001636 ↗ |
| 2022-07-08 | EFFECT | EFFECT (declared effective) | Lowell Farms Inc. | 9999999995-22-001991 ↗ |
| 2022-07-08 | EFFECT | EFFECT (declared effective) | Lowell Farms Inc. | 9999999995-22-001993 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-05-28 | S-1/A | registration statement | - | - | OTCQX LOWLF | 0 | primary document; no terms found | document ↗ | ||
| 2021-08-30 | S-1 | registration statement | - | - | OTCQX LOWLF | 0 | primary document; no terms found | document ↗ | ||
| 2021-10-25 | S-1 | registration statement | - | - | OTCQX LOWLF | 0 | primary document; no terms found | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Beehouse, LLC | TenPercentOwner | 8 | 2021–2024 | ||
| Beehouse Manager, LLC | TenPercentOwner | 8 | 2021–2024 | ||
| Buchan Hannah Scofield | TenPercentOwner | 4 | 2021–2024 | ||
| Geronimo Central Valley Opportunity Fund, LLC | TenPercentOwner | 6 | 2021–2023 | ||
| Geronimo CVOF Manager LLC | TenPercentOwner | 6 | 2021–2023 | ||
| Hacienda Company, LLC | TenPercentOwner | 4 | 2021–2024 | ||
| Harkness Stephanie | Director | 3 | 2021–2022 | ||
| Heyman Gregory Parker | TenPercentOwner | 9 | 2021–2024 | ||
| Montenegro Jenny | Officer | Chief Operating Officer | 3 | 2021–2022 | |
| Shure Brian | Director; Director,Officer | Chief Financial Officer | 7 | 2021–2023 | |
| McGrath Kevin Francis | Director | 2 | 2021–2022 | ||
| Anton William Conrad | Director | 7 | 2021–2023 | ||
| McMillin Kelly | Officer | Chief Compliance Officer | 2 | 2021–2022 | |
| Ainsworth Mark L | Director,Officer | Chief Executive Officer | 5 | 2021–2023 | |
| Allen George | Director,TenPercentOwner; TenPercentOwner | 9 | 2021–2023 | ||
| Geronimo Capital LLC | Director,TenPercentOwner; TenPercentOwner | 5 | 2021–2022 | ||
| Gates Bruce A | Director | 4 | 2021–2022 | ||
| C Quadrant LLC | TenPercentOwner | 1 | 2021 | ||
| Beehouse Partners GP, LLC | TenPercentOwner | 3 | 2021–2024 | ||
| Beehouse Partners, LP | TenPercentOwner | 3 | 2021–2024 | ||
| Monat Jeffrey | Director | 5 | 2022–2023 | ||
| Nickoll Benjamin Edward | TenPercentOwner | 1 | 2022 | ||
| Lawrence Ann | Director | 3 | 2023 | ||
| O'Dowd Tessa | Officer | Interim CFO | 1 | 2023 | |
| Frein Summer | Director | 2 | 2023 | ||
| Faraut Philippe | Officer | Chief Financial Officer | 1 | 2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-09-07 | Lowell Farms Inc. | Agriculture | $10,000,000 | $6,556,585 | 21 | 1 |
| 2021-09-14 | Lowell Farms Inc. | Agriculture | $18,000,000 | $18,000,000 | 13 | 1 |
| 2021-01-04 | Indus Holdings, Inc. | Manufacturing | $11,799,216 | $11,799,216 | 32 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Lowell Farms Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | Lowell Farms Inc. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Agricultural Production-Crops, CA first:
- HINES HORTICULTURE INC CA
- SEMINIS INC CA
- Cibus Global, Ltd. CA
- CK VINEYARDS, INC. CA
- Yew Bio-Pharm Group, Inc. CA
- DOLE FOOD CO INC CA
- Gold Flora Corp. CA
- NewBridge Global Ventures, Inc. CA
- Ceres, Inc. CA
- BRAINY BRANDS COMPANY, INC. 2Q
In other datasets, the same topic (Food and agriculture) in CA:
- Nonprofit: 3 SQUARE MEALS (Nonprofits (IRS Form 990))
Interests: Agricultural Production-Crops · Food and agriculture