IPO registrations (S-1, F-1) · Registrants
AXION INTERNATIONAL HOLDINGS, INC.
- SEC CIK
- 753048 · filings on EDGAR ↗
- Former names
- ANALYTICAL SURVEYS INC (1995–2008)
- Registration
- Form S-1, first filed 2010-03-22, last 2012-03-07; 2 initial registrations, 4 amendments
- Outcome
- Declared effective 2010-05-03
- Industry (SIC)
- Plastics Foam Products 3086
- Incorporated in
- CO
- Business address
- 4005 ALL AMERICAN WAY, ., Zanesville, OH 43701
- EIN
- 84-0846389
- EDGAR entity type
- operating
- Insiders and CEO pay
- AXION INTERNATIONAL HOLDINGS, INC. on the corporate pages
Offering terms
- Shares offered
- 10,000
- Listing
- under the symbol AXIH
- Lead underwriters
- Ladenburg Thalmann
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ANALYTICAL SURVEYS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: AXION INTERNATIONAL HOLDINGS INC Fuzzy (name and state)
- SEC filer: ANALYTICAL SURVEYS INC EXACT (CIK (EXACT))
- Person page: R Tom Roddy Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-03-22 | S-1 | S-1 (registration) | AXION INTERNATIONAL HOLDINGS, INC. | 0001144204-10-014978 ↗ |
| 2010-04-19 | S-1/A | S-1/A (amendment) | AXION INTERNATIONAL HOLDINGS, INC. | 0001144204-10-021056 ↗ |
| 2010-04-29 | S-1/A | S-1/A (amendment) | AXION INTERNATIONAL HOLDINGS, INC. | 0001144204-10-023062 ↗ |
| 2010-05-03 | EFFECT | EFFECT (declared effective) | AXION INTERNATIONAL HOLDINGS, INC. | 9999999995-10-001342 ↗ |
| 2011-12-21 | S-1 | S-1 (registration) | AXION INTERNATIONAL HOLDINGS, INC. | 0001144204-11-071056 ↗ |
| 2012-02-10 | S-1/A | S-1/A (amendment) | AXION INTERNATIONAL HOLDINGS, INC. | 0001144204-12-007290 ↗ |
| 2012-03-07 | S-1/A | S-1/A (amendment) | AXION INTERNATIONAL HOLDINGS, INC. | 0001144204-12-013592 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-03-07 | S-1/A | registration statement | 10,000 | - | AXIH | 1 | primary document; shares headline, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| FRYHOVER DON | Officer | Senior Vice President | 4 | 2006–2007 | |
| Gistaro Edward P | Director | 3 | 2006–2008 | ||
| JONES LORI A | Director; Director,Officer | Chief Executive Officer; Interim CFO | 6 | 2006–2010 | |
| Roddy R Tom | Director | 3 | 2006–2008 | person page Fuzzy | |
| Weaver Rad | Director | 2 | 2006 | ||
| CANNELL CAPITAL LLC | TenPercentOwner | 1 | 2006 | ||
| Dorfman Louis JR | Officer | Executive Vice President | 2 | 2006–2007 | |
| Cohn Hank | Director | 2 | 2007 | ||
| Rich Jonathan | Director | 2 | 2007 | ||
| GREEN MARC Y | Director,Officer,TenPercentOwner; Officer | President; President / Treasurer | 4 | 2008–2010 | |
| KERSTEIN JAMES JOSEPH | Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer; Chief Technology Officer | 3 | 2008–2014 | |
| MARTIN MICHAEL G | Director,Officer,TenPercentOwner; Officer,TenPercentOwner | Secretary | 3 | 2008 | |
| REGAL CAPITAL LLC | TenPercentOwner | 3 | 2008 | ||
| AVERILL ROBERT G | Director,TenPercentOwner | 1 | 2008 | ||
| SLATER MILES | Director; Director,Officer | President | 6 | 2009–2010 | |
| ANTHONY GARY R | Officer | SECRETARY | 1 | 2009 | |
| LOVE BRADLEY C | Director | 1 | 2010 | ||
| JACOBSON PERRY | Director | 4 | 2010–2013 | ||
| SILVERMAN STEVEN LAWRENCE | Director,Officer; Officer | Chief Executive Officer; President; President and COO | 3 | 2010–2011 | |
| Harborview Advisors, LLC | Other | 6 | 2011 | ||
| Harborview Capital Management, LLC | Other | 6 | 2011 | ||
| HARBORVIEW MASTER FUND LP | Other | 6 | 2011 | ||
| ROSENBLUM RICHARD | TenPercentOwner | 6 | 2011 | ||
| STEFANSKY DAVID | Director | 6 | 2011 | ||
| Hershkowitz Allen J | Director | 3 | 2011–2013 | ||
| Fallon Donald | Officer | Chief Financial Officer | 3 | 2011–2015 | |
| KRONSTADT ALLEN | Director,TenPercentOwner; TenPercentOwner | 10 | 2012–2014 | ||
| ML Dynasty Trust | TenPercentOwner | 10 | 2012–2014 | ||
| MLTM Lending LLC | TenPercentOwner | 12 | 2012–2014 | ||
| ROSE SAMUEL G | TenPercentOwner | 10 | 2012–2014 | ||
| BOWERSOX THOMAS | Director | 4 | 2012–2014 | ||
| HATCH ANTHONY B | Director | 3 | 2013 | ||
| BROWN CLAUDE JR | Director,Officer; Officer | Chief Executive Officer; See Remarks | 3 | 2014–2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | AXION INTERNATIONAL HOLDINGS INC | OH | State business registries | name and state |
| SEC filer | AXION INTERNATIONAL HOLDINGS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Axion International Holdings, Inc. | OH | Trademarks (USPTO) | name and state |
| Business registration | ANALYTICAL SURVEYS, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Person page | R Tom Roddy | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Plastics Foam Products, OH first:
- ADVANCED DRAINAGE SYSTEMS, INC. OH
- China XD Plastics Co Ltd NY
- RADNOR HOLDINGS CORP PA
- FOAMEX INTERNATIONAL INC. PA
Interests: Plastics Foam Products