IPO registrations (S-1, F-1) · Registrants
ADVANCED DRAINAGE SYSTEMS, INC.
- SEC CIK
- 1604028 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2014-04-02, last 2014-12-01; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2014-07-28; declared effective 2014-07-24
- Industry (SIC)
- Plastics Foam Products 3086
- Incorporated in
- DE
- Business address
- 4024 GREEN STRIPE LANE, Hilliard, OH
- EIN
- 51-0105665
- Ticker
- WMS (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- ADVANCED DRAINAGE SYSTEMS, INC. on the corporate pages
Offering terms
- Proposed price range
- $17.00–$19.00 per ADS (S-1/A filed 2014-07-14)
- Final price
- $16.00 per ADS, below the range (424B4 filed 2014-07-28, an initial public offering)
- Shares sold
- 14,500,000 (5,289,474 by the company, 9,210,526 by selling holders)
- Gross proceeds
- $232,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol WMS
- Lead underwriters
- Barclays; Deutsche Bank
- Syndicate
- Citigroup; RBC Capital Markets; BofA Securities; Fifth Third Securities; PNC Capital Markets LLC
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ADVANCED DRAINAGE SYSTEMS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Advanced Drainage Systems, Inc. Fuzzy (name and state)
- Business registration: ADVANCED DRAINAGE SYSTEMS, INC. Fuzzy (name and state)
- Business registration: ADVANCED DRAINAGE SYSTEMS, INC. Fuzzy (name and state)
- Business registration: ADVANCED DRAINAGE SYSTEMS, INC. Fuzzy (name and state)
- Business registration: ADVANCED DRAINAGE SYSTEMS, INC. Fuzzy (name and state)
- Business registration: ADVANCED DRAINAGE SYSTEMS, INC. Fuzzy (name and state)
- Business registration: ADVANCED DRAINAGE SYSTEMS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: ADVANCED DRAINAGE SYSTEMS, INC. EXACT (EIN (EXACT))
- Political committee (FEC): ADVANCED DRAINAGE SYSTEMS, INC. PAC (connected to ADVANCED DRAINAGE SYSTEMS, INC.) Fuzzy (name and state)
- Federal award recipient: ADVANCED DRAINAGE SYSTEMS INC Fuzzy (name and state)
- Lobbying client: ADVANCED DRAINAGE SYSTEMS Fuzzy (name and state)
- Lobbying client: ADVANCED DRAINAGE SYSTEMS Fuzzy (name and state)
- SEC filer: ADVANCED DRAINAGE SYSTEMS, INC. EXACT (CIK (EXACT))
- Person page: C Robert Kidder Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Kevin C Talley Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Robert M Eversole Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Ross M Jones Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Scott A Cottrill Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-04-02 | S-1 | S-1 (registration) | ADVANCED DRAINAGE SYSTEMS, INC. | 0001193125-14-127273 ↗ |
| 2014-05-19 | S-1/A | S-1/A (amendment) | ADVANCED DRAINAGE SYSTEMS, INC. | 0001193125-14-204054 ↗ |
| 2014-06-06 | S-1/A | S-1/A (amendment) | ADVANCED DRAINAGE SYSTEMS, INC. | 0001193125-14-228800 ↗ |
| 2014-06-20 | S-1/A | S-1/A (amendment) | ADVANCED DRAINAGE SYSTEMS, INC. | 0001193125-14-243949 ↗ |
| 2014-07-02 | S-1/A | S-1/A (amendment) | ADVANCED DRAINAGE SYSTEMS, INC. | 0001193125-14-258579 ↗ |
| 2014-07-14 | S-1/A | S-1/A (amendment) | ADVANCED DRAINAGE SYSTEMS, INC. | 0001193125-14-267069 ↗ |
| 2014-07-24 | EFFECT | EFFECT (declared effective) | ADVANCED DRAINAGE SYSTEMS, INC. | 9999999995-14-002217 ↗ |
| 2014-07-28 | 424B4 | 424B4 (final prospectus) | ADVANCED DRAINAGE SYSTEMS, INC. | 0001193125-14-282161 ↗ |
| 2014-11-17 | S-1 | S-1 (registration) | ADVANCED DRAINAGE SYSTEMS, INC. | 0001193125-14-415240 ↗ |
| 2014-12-01 | S-1/A | S-1/A (amendment) | ADVANCED DRAINAGE SYSTEMS, INC. | 0001193125-14-429369 ↗ |
| 2014-12-03 | EFFECT | EFFECT (declared effective) | ADVANCED DRAINAGE SYSTEMS, INC. | 9999999995-14-003571 ↗ |
| 2014-12-04 | 424B4 | 424B4 (final prospectus) | ADVANCED DRAINAGE SYSTEMS, INC. | 0001193125-14-433454 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-07-14 | S-1/A | registration statement | $17.00–$19.00 | $18.00 | 14,500,000 | $261,000,000 | NYSE WMS | 7 | primary document; range, price sentence, shares headline, proceeds computed, cover names 7 | document ↗ |
| 2014-07-28 | 424B4 | final prospectus | $16.00 | 14,500,000 | $232,000,000 | NYSE WMS | 7 | primary document; price sentence, shares headline, proceeds table, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ADVANCED DRAINAGE SYSTEMS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | TenPercentOwner | 1 | 2014 | ||
| American Securities Associates V, LLC | Other; TenPercentOwner | 4 | 2014–2017 | ||
| AMERICAN SECURITIES LLC | Other; TenPercentOwner | 4 | 2014–2017 | ||
| American Securities Partners V(B), L.P. | Other; TenPercentOwner | 4 | 2014–2017 | ||
| American Securities Partners V (C) L.P. | Other; TenPercentOwner | 4 | 2014–2017 | ||
| American Securities Partners V, L.P. | Other; TenPercentOwner | 4 | 2014–2017 | ||
| ASP ADS Investco, LLC | TenPercentOwner | 5 | 2014–2017 | ||
| CHLAPATY JOSEPH A | Director,Officer,TenPercentOwner; TenPercentOwnerOther | Chairman, President & CEO | 15 | 2014–2019 | |
| EVERSOLE ROBERT M | Director | 23 | 2014–2026 | person page Fuzzy | |
| FISCHER ALEXANDER R | Director | 19 | 2014–2026 | ||
| FRATTO TANYA D | Director | 13 | 2014–2026 | ||
| FUSSNER THOMAS M | Officer | EVP and Co-COO | 12 | 2014–2018 | |
| Haney Mark | Director | 15 | 2014–2025 | ||
| HORING DAVID L | Director | 1 | 2014 | ||
| KIDDER C ROBERT | Director | 9 | 2014–2021 | person page Fuzzy | |
| KLEIN ROBERT M | Officer | EVP; EVP, Sales | 40 | 2014–2024 | |
| LEEUWENBURG EWOUT | Officer | SVP, International | 26 | 2014–2020 | |
| LOVETT MARK A | Director | 1 | 2014 | ||
| ROSENTHAL RICHARD A | Director | 5 | 2014–2018 | ||
| STURGEON MARK B | Officer | EVP, CFO, Secretary, Treasurer | 7 | 2014–2015 | |
| VITARELLI RONALD R | Officer | EVP; EVP and Co-COO; EVP & Co-COO | 24 | 2014–2021 | |
| WEXNER ABIGAIL S | Director | 8 | 2014–2018 | ||
| Cottrill Scott A | Officer | EVP, CFO and Secretary; EVP, CFO AND SECRETARY; EVP/CFO/Secretary/Treasurer; See Remarks | 31 | 2015–2026 | person page Fuzzy |
| MAKOWSKI TIM A | Officer | See Remarks; SEE REMARKS (A) | 43 | 2016–2026 | |
| NELSON CARL A JR | Director | 9 | 2016–2023 | ||
| TALLEY KEVIN C | Officer | EVP and CAO | 25 | 2016–2026 | person page Fuzzy |
| Berkshire Fund IX-A, L.P. | TenPercentOwner | 15 | 2017–2021 | ||
| Berkshire Fund IX, L.P. | TenPercentOwner | 15 | 2017–2021 | ||
| Berkshire Investors III LLC | TenPercentOwner | 15 | 2017–2021 | ||
| Berkshire Investors IV LLC | TenPercentOwner | 15 | 2017–2021 | ||
| Berkshire Partners Holdings LLC | TenPercentOwner | 15 | 2017–2021 | ||
| Berkshire Partners LLC | TenPercentOwner | 15 | 2017–2021 | ||
| BPSP, L.P. | TenPercentOwner | 15 | 2017–2021 | ||
| Stockbridge Absolute Return Fund, L.P. | TenPercentOwner | 15 | 2017–2021 | ||
| Stockbridge Fund, L.P. | TenPercentOwner | 15 | 2017–2021 | ||
| Stockbridge Partners LLC | TenPercentOwner | 15 | 2017–2021 | ||
| BARBOUR D. SCOTT | Director,Officer; Officer | President and Chief Executive; President & CEO; See Remarks | 36 | 2017–2026 | |
| COLEMAN MICHAEL B. | Director | 15 | 2018–2026 | ||
| JONES ROSS M | Director | 34 | 2018–2024 | person page Fuzzy | |
| HARVEY DARIN S. | Officer | EVP, Supply Chain & Logistics; EVP, SUPPLY CHAIN & LOGISTICS | 33 | 2018–2025 | |
| PEREZ DE LA MESA MANUEL J | Director | 10 | 2019–2026 | ||
| MOORE ROY E. JR. | Officer | Executive Vice President | 14 | 2019–2023 | |
| WAUN THOMAS J. SR. | Officer | EVP, International; SVP, International | 21 | 2020–2026 | |
| CHAIBI ANESA | Director | 8 | 2020–2026 | ||
| HUEBERT MICHAEL G. | Officer | Executive Vice President; Senior Vice President | 19 | 2020–2024 | |
| KING BRIAN W. | Officer | Executive Vice President | 21 | 2020–2026 | |
| Seetharam Anil | Director | 21 | 2021–2026 | ||
| GAST KELLY S. | Director | 6 | 2022–2026 | ||
| TAYLOR CRAIG J. | Officer | Executive Vice President | 10 | 2023–2026 | |
| KISSAM LUTHER C IV | Director | 3 | 2024–2025 | ||
| Martz Bret | Officer | See Remarks | 6 | 2025–2026 | |
| Coyle Patrick M. Jr | Officer | See Remarks | 5 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Advanced Drainage Systems, Inc. | OH | State business registries | name and state |
| Business registration | ADVANCED DRAINAGE SYSTEMS, INC. | OH | State business registries | name and state |
| Business registration | ADVANCED DRAINAGE SYSTEMS, INC. | OH | State business registries | name and state |
| Business registration | ADVANCED DRAINAGE SYSTEMS, INC. | OH | State business registries | name and state |
| Business registration | ADVANCED DRAINAGE SYSTEMS, INC. | OH | State business registries | name and state |
| Business registration | ADVANCED DRAINAGE SYSTEMS, INC. | OH | State business registries | name and state |
| Business registration | ADVANCED DRAINAGE SYSTEMS, INC. | OH | State business registries | name and state |
| Business registration | ADVANCED DRAINAGE SYSTEMS, INC. | OH | State business registries | name and state |
| Plan sponsor | ADVANCED DRAINAGE SYSTEMS, INC. | OH | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Political committee | ADVANCED DRAINAGE SYSTEMS, INC. PAC (connected to ADVANCED DRAINAGE SYSTEMS, INC.) | OH | Campaign finance (FEC) | name and state |
| Federal award recipient | ADVANCED DRAINAGE SYSTEMS INC | OH | Federal spending (USAspending) | name and state |
| Lobbying client | ADVANCED DRAINAGE SYSTEMS | OH | Federal lobbying (LDA) | name and state |
| Lobbying client | ADVANCED DRAINAGE SYSTEMS | OH | Federal lobbying (LDA) | name and state |
| Patent assignee | Advanced Drainage Systems, Inc. | OH | Patents (USPTO) | name and state |
| SEC filer | ADVANCED DRAINAGE SYSTEMS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Advanced Drainage Systems, Inc. | OH | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ADVANCED DRAINAGE SYSTEMS, INC. | EIN (EXACT) | ||
| Person page | C Robert Kidder | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Kevin C Talley | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Robert M Eversole | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Ross M Jones | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Scott A Cottrill | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Plastics Foam Products, OH first:
- AXION INTERNATIONAL HOLDINGS, INC. OH
- China XD Plastics Co Ltd NY
- RADNOR HOLDINGS CORP PA
- FOAMEX INTERNATIONAL INC. PA
Interests: Plastics Foam Products