IPO registrations (S-1, F-1) · Registrants
LUCID INC
- SEC CIK
- 752902 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-04-15, last 2011-12-22; 1 initial registration, 10 amendments
- Outcome
- Final prospectus filed 2011-12-29; declared effective 2011-12-27; withdrawal requested 2011-12-21
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- NY
- Business address
- 50 METHODIST HILL DRIVE, SUITE 1000, Rochester, NY 14623
- EIN
- 16-1406957
- EDGAR entity type
- operating
- Insiders and CEO pay
- LUCID INC on the corporate pages
Offering terms
- Final price
- $5.04 per share (424B4 filed 2011-12-29, an initial public offering)
- Shares sold
- 1,388,000
- Gross proceeds
- $6,995,520 before underwriting discounts and any over-allotment option
- Listing
- OTC under the symbol LCDCU
- Lead underwriters
- Roth Capital Partners (763,400 shares)
- Syndicate
- Maxim Group (624,600)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: CALIBER IMAGING & DIAGNOSTICS, INC. EXACT (EIN (EXACT))
- SEC filer: LUCID INC EXACT (CIK (EXACT))
Filings 14
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-04-15 | S-1 | S-1 (registration) | LUCID INC | 0001047469-11-003737 ↗ |
| 2011-06-27 | S-1/A | S-1/A (amendment) | LUCID INC | 0001047469-11-006065 ↗ |
| 2011-08-01 | S-1/A | S-1/A (amendment) | LUCID INC | 0001047469-11-006759 ↗ |
| 2011-08-01 | S-1/A | S-1/A (amendment) | LUCID INC | 0001047469-11-006808 ↗ |
| 2011-09-07 | S-1/A | S-1/A (amendment) | LUCID INC | 0001047469-11-007864 ↗ |
| 2011-09-20 | S-1/A | S-1/A (amendment) | LUCID INC | 0001047469-11-008121 ↗ |
| 2011-12-13 | S-1/A | S-1/A (amendment) | LUCID INC | 0001047469-11-010058 ↗ |
| 2011-12-20 | S-1/A | S-1/A (amendment) | LUCID INC | 0001047469-11-010141 ↗ |
| 2011-12-21 | S-1/A | S-1/A (amendment) | LUCID INC | 0001047469-11-010164 ↗ |
| 2011-12-21 | RW | RW (withdrawal request) | LUCID INC | 0001104659-11-070590 ↗ |
| 2011-12-22 | S-1/A | S-1/A (amendment) | LUCID INC | 0001047469-11-010173 ↗ |
| 2011-12-22 | S-1/A | S-1/A (amendment) | LUCID INC | 0001047469-11-010182 ↗ |
| 2011-12-27 | EFFECT | EFFECT (declared effective) | LUCID INC | 9999999995-11-003631 ↗ |
| 2011-12-29 | 424B4 | 424B4 (final prospectus) | LUCID INC | 0001047469-11-010243 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-12-22 | S-1/A | registration statement | $9.22 | - | - | 0 | primary document; price sentence | document ↗ | ||
| 2011-12-29 | 424B4 | final prospectus | $5.04 | 1,388,000 | $6,995,520 | OTC LCDCU | 2 | primary document; price sentence, shares headline, proceeds computed, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Carty Brian T | Director | 2 | 2011–2013 | ||
| Catarisano Nancy E. | Director | 1 | 2011 | ||
| Cox Matthew S | Director | 1 | 2011 | ||
| Davis-McHugh Marcy Kay | Officer | Director of Administration | 1 | 2011 | |
| EASTMAN JAY M | Director,Officer,TenPercentOwner; Officer,TenPercentOwner | Chief Science Officer | 2 | 2011–2012 | |
| Fox William J | Director; Officer | Chief Technology Officer; VP of Technical Ops and CTO; VP Technical Ops and CTO; VP Technology Operations & CTO | 6 | 2011–2013 | |
| Hone L. Michael | Director,Officer; Officer | Chief Executive Officer | 13 | 2011–2014 | |
| JOYCE MARTIN JOSEPH | Officer | Chief Financial Officer | 1 | 2011 | |
| King-Shaw Ruben Jose JR | Director | 2 | 2011–2013 | ||
| Lovenheim David Alan | Director | 1 | 2011 | ||
| Maggiotto Rocco J | Director | 4 | 2011–2014 | ||
| SHEA WILLIAM J | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Executive Chairman of Board | 9 | 2011–2014 | |
| Tomson Ramey W | Director; Director,TenPercentOwner | 2 | 2011–2012 | ||
| Northeast LCD Capital, LLC | TenPercentOwner | 2 | 2012–2014 | ||
| Pulsifer Richard J. | Officer | Chief Financial Officer | 2 | 2012–2013 | |
| CRONIN KEVIN M | Director | 14 | 2013–2014 | ||
| Stathes Richard N. | Officer | VP Sales & Marketing | 2 | 2013 | |
| Stuka Paul | Director | 3 | 2013–2014 | ||
| Siegel Daniel M | Director | 2 | 2014 | ||
| CHRISTOPHER RICHARD | Officer | Chief Financial Officer | 1 | 2014 | |
| ODell William F | Director | 1 | 2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | LUCID INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | CALIBER IMAGING & DIAGNOSTICS, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Surgical & Medical Instruments & Apparatus, NY first:
- SWISSRAY INTERNATIONAL INC NY
- BIOPHAN TECHNOLOGIES INC NY
- ANGIODYNAMICS INC NY
- DarioHealth Corp. NY
- iNeedMD Holdings, Inc. NY
- Nemaura Medical Inc. NY
- PAVmed Inc. NY
- Beyond Air, Inc. NY
- OMNIA WELLNESS INC. NY
- INTELLIGENT BIO SOLUTIONS INC. NY
In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Surgical & Medical Instruments & Apparatus · Technology