IPO registrations (S-1, F-1) · Registrants
PAVmed Inc.
- SEC CIK
- 1624326 · filings on EDGAR ↗
- Former names
- PAXmed Inc. (2014–2015)
- Registration
- Form S-1, first filed 2015-04-22, last 2018-05-21; 5 initial registrations, 17 amendments
- Outcome
- Final prospectus filed 2016-01-29; declared effective 2016-01-29; withdrawal requested 2017-06-22
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- DE
- Business address
- 360 MADISON AVENUE, 25TH FLOOR, New York, NY 10017
- EIN
- 47-1214177
- Ticker
- PAVM (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- PAVmed Inc. on the corporate pages
Offering terms
- Final price
- $5.00 per share (424B4 filed 2016-01-29, an initial public offering)
- Shares sold
- 1,200,000
- Gross proceeds
- $6,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PAVM
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: PAVmed Inc. Fuzzy (name and state)
- Business registration: PAVMED INC. Fuzzy (name and state)
- Form 5500 plan sponsor: PAVMED, INC. EXACT (EIN (EXACT))
- Form D issuer: PAVmed Inc. EXACT (CIK (EXACT))
- SEC filer: PAVmed Inc. EXACT (CIK (EXACT))
- Person page: Dennis M Mcgrath Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 33
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-04-22 | S-1 | S-1 (registration) | PAVmed Inc. | 0001571049-15-003049 ↗ |
| 2015-07-29 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001571049-15-005946 ↗ |
| 2015-08-31 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001571049-15-007157 ↗ |
| 2015-09-29 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001571049-15-008018 ↗ |
| 2015-11-20 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001571049-15-009472 ↗ |
| 2016-01-22 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001571049-16-011015 ↗ |
| 2016-01-29 | 424B4 | 424B4 (final prospectus) | PAVmed Inc. | 0001571049-16-011386 ↗ |
| 2016-01-29 | EFFECT | EFFECT (declared effective) | PAVmed Inc. | 9999999995-16-003618 ↗ |
| 2016-10-28 | S-1 | S-1 (registration) | PAVmed Inc. | 0001571049-16-019180 ↗ |
| 2016-11-29 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001571049-16-020252 ↗ |
| 2016-12-20 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001571049-16-020728 ↗ |
| 2017-01-23 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001571049-17-000588 ↗ |
| 2017-02-03 | EFFECT | EFFECT (declared effective) | PAVmed Inc. | 9999999995-17-000286 ↗ |
| 2017-03-27 | S-1 | S-1 (registration) | PAVmed Inc. | 0001571049-17-002894 ↗ |
| 2017-05-05 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001571049-17-004563 ↗ |
| 2017-06-12 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001493152-17-006504 ↗ |
| 2017-06-21 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001493152-17-006973 ↗ |
| 2017-06-22 | RW | RW (withdrawal request) | PAVmed Inc. | 0001493152-17-006996 ↗ |
| 2017-06-22 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001493152-17-007023 ↗ |
| 2017-06-23 | EFFECT | EFFECT (declared effective) | PAVmed Inc. | 9999999995-17-001645 ↗ |
| 2017-10-06 | EFFECT | EFFECT (declared effective) | PAVmed Inc. | 9999999995-17-002617 ↗ |
| 2017-12-21 | S-1 | S-1 (registration) | PAVmed Inc. | 0001493152-17-014952 ↗ |
| 2018-01-04 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001493152-18-000165 ↗ |
| 2018-01-08 | EFFECT | EFFECT (declared effective) | PAVmed Inc. | 9999999995-18-000069 ↗ |
| 2018-01-08 | EFFECT | EFFECT (declared effective) | PAVmed Inc. | 9999999995-18-000075 ↗ |
| 2018-01-17 | S-1 | S-1 (registration) | PAVmed Inc. | 0001493152-18-000652 ↗ |
| 2018-04-20 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001493152-18-005569 ↗ |
| 2018-05-02 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001493152-18-006132 ↗ |
| 2018-05-10 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001493152-18-006580 ↗ |
| 2018-05-21 | S-1/A | S-1/A (amendment) | PAVmed Inc. | 0001493152-18-007613 ↗ |
| 2018-05-23 | EFFECT | EFFECT (declared effective) | PAVmed Inc. | 9999999995-18-001315 ↗ |
| 2018-10-17 | EFFECT | EFFECT (declared effective) | PAVmed Inc. | 9999999995-18-002651 ↗ |
| 2020-04-28 | EFFECT | EFFECT (declared effective) | PAVmed Inc. | 9999999995-20-000896 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2016-01-22 | S-1/A | registration statement | $5.00 | 1,200,000 | $6,000,000 | Nasdaq PAVM | 0 | primary document; price line, shares sentence, proceeds table | document ↗ | |
| 2016-01-29 | 424B4 | final prospectus | $5.00 | 1,200,000 | $6,000,000 | Nasdaq PAVM | 0 | primary document; price line, shares sentence, proceeds table | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Aklog Lishan | Director,Officer; Director,Officer,TenPercentOwner | Chairman and CEO; Chiarman and CEO | 41 | 2016–2026 | |
| Cox James L | Director | 9 | 2016–2024 | ||
| DeGuzman Brian J. | Officer | Chief Medical Officer | 9 | 2016–2022 | |
| Fitzgerald Richard F | Officer | CFO and Secretary | 4 | 2016 | |
| Glennon Michael J | Director; Director,Officer; Director,Officer,TenPercentOwner | Vice Chairman | 14 | 2016–2026 | |
| Greenspan Ira Scott | Director; Director,TenPercentOwner; TenPercentOwner | 8 | 2016–2018 | ||
| HCFP/Capital Partners III LLC | TenPercentOwner | 30 | 2016–2018 | ||
| Lamstein Joshua R | Director | 5 | 2016–2017 | ||
| Pavilion Venture Partners LLC | TenPercentOwner | 36 | 2016–2021 | ||
| Sparks Ronald M | Director | 11 | 2016–2026 | ||
| Weild IV David | Director | 6 | 2016–2021 | ||
| MCGRATH DENNIS M | Officer | EVP & CFO; President and CFO; President & CFO | 15 | 2017–2026 | person page Fuzzy |
| Battleman David S. | Director | 6 | 2017–2021 | ||
| SIROVICH MATTHEW | TenPercentOwner | 6 | 2018–2020 | ||
| White Debra | Director | 7 | 2021–2026 | ||
| Harvey Joan B | Director | 4 | 2022–2024 | ||
| O'Neil Shaun | Officer | Chief Operating Officer | 6 | 2022–2026 | |
| Baxter Timothy E | Director | 7 | 2022–2026 | ||
| Gordon Michael Adam | Officer | General Counsel | 4 | 2022–2026 | |
| Agrawal Sundeep | Director | 5 | 2024–2026 | ||
| Tasso Partners, LLC | TenPercentOwner | 2 | 2025–2026 | ||
| Lee Victoria Tou-ho | Officer | Chief Medical Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2026-02-17 | PAVmed Inc. | Other Health Care | $60,000,000 | $30,000,000 | 14 | 1 |
| 2025-02-07 | PAVmed Inc. | Other Health Care | $2,653,000 | $2,653,000 | 1 | 1 |
| 2020-08-11 | PAVmed Inc. | Other Health Care | $7,750,000 | $7,750,000 | 1 | 1 |
| 2020-05-01 | PAVmed Inc. | Other Health Care | $4,111,111 | $4,111,111 | 1 | 1 |
| 2019-11-07 | PAVmed Inc. | Other Health Care | $14,000,000 | $14,000,000 | 2 | 1 |
| 2019-01-09 | PAVmed Inc. | Other Health Care | $7,750,000 | $7,750,000 | 1 | 1 |
| 2017-08-29 | PAVmed Inc. | Other Health Care | $500,000 | $500,000 | 6 | 1 |
| 2017-02-07 | PAVmed Inc. | Other Health Care | $3,000,000 | $1,508,004 | 13 | 1 |
| 2014-11-19 | PAXmed Inc. | Other Health Care | $845,000 | $845,000 | 12 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | PAVmed Inc. | NY | Form D private offerings | CIK (EXACT) |
| IPO registrant | Lucid Diagnostics Inc. | NY | IPO registrations (S-1, F-1) | same street address and ZIP code, 360 MADISON AVE 25TH FL 10017 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | PAVmed Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | PAVmed Inc. | State business registries | name and state | |
| Business registration | PAVMED INC. | State business registries | name and state | |
| Form 5500 plan sponsor | PAVMED, INC. | EIN (EXACT) | ||
| Person page | Dennis M Mcgrath | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Surgical & Medical Instruments & Apparatus, NY first:
- SWISSRAY INTERNATIONAL INC NY
- BIOPHAN TECHNOLOGIES INC NY
- ANGIODYNAMICS INC NY
- DarioHealth Corp. NY
- iNeedMD Holdings, Inc. NY
- Nemaura Medical Inc. NY
- Beyond Air, Inc. NY
- OMNIA WELLNESS INC. NY
- INTELLIGENT BIO SOLUTIONS INC. NY
- Lucid Diagnostics Inc. NY
In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Surgical & Medical Instruments & Apparatus · Technology