IPO registrations (S-1, F-1) · Registrants
PALMETTO BANCSHARES INC
- SEC CIK
- 706874 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2010-10-08, last 2010-11-24; 2 initial registrations, 3 amendments
- Outcome
- Declared effective 2010-11-23
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- SC
- Business address
- 306 EAST NORTH STREET, Greenville, SC 29601
- EIN
- 74-2235055
- EDGAR entity type
- operating
- Insiders and CEO pay
- PALMETTO BANCSHARES INC on the corporate pages
Offering terms
- Shares offered
- 3,846,153
- Listing
- OTC under the symbol PLMT.PK
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: PALMETTO BANCSHARES INC EXACT (CIK (EXACT))
- Person page: Jane S Sosebee Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John D Hopkins Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Lee S Dixon Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Paul W Stringer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,OfficerOther))
- Person page: Teresa W Knight Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-10-08 | S-1 | S-1 (registration) | PALMETTO BANCSHARES INC | 0001193125-10-226738 ↗ |
| 2010-10-08 | S-1 | S-1 (registration) | PALMETTO BANCSHARES INC | 0001193125-10-226888 ↗ |
| 2010-11-17 | S-1/A | S-1/A (amendment) | PALMETTO BANCSHARES INC | 0001193125-10-263073 ↗ |
| 2010-11-17 | S-1/A | S-1/A (amendment) | PALMETTO BANCSHARES INC | 0001193125-10-263079 ↗ |
| 2010-11-23 | EFFECT | EFFECT (declared effective) | PALMETTO BANCSHARES INC | 9999999995-10-003353 ↗ |
| 2010-11-24 | S-1/A | S-1/A (amendment) | PALMETTO BANCSHARES INC | 0001193125-10-268911 ↗ |
| 2010-12-06 | EFFECT | EFFECT (declared effective) | PALMETTO BANCSHARES INC | 9999999995-10-003450 ↗ |
| 2011-03-10 | EFFECT | EFFECT (declared effective) | PALMETTO BANCSHARES INC | 9999999995-11-000650 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-11-24 | S-1/A | registration statement | $2.60 | 3,846,153 | $9,999,997 | OTC PLMT.PK | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DAVIS WILLIAM FRED JR | Director | 11 | 2006–2011 | ||
| Hopkins John D Jr | Director | 19 | 2006–2015 | person page Fuzzy | |
| PATTERSON L LEON | Director; Director,Officer; Director,OfficerOther; DirectorOther | CEO; Chairman / CEO; Chief Executive Officer; Strategic Planning Executive | 13 | 2006–2012 | |
| BURNS RALPH M III | Officer | EVP Operations and Finance; EVP Operations & Finance; Executive Vice President | 4 | 2006–2008 | |
| Knight Teresa W | Officer | EVP; EVP, HR, Marketing, Bank Admin; Executive Vice President | 5 | 2006–2011 | person page Fuzzy |
| WASSON J DAVID JR | Director | 11 | 2006–2015 | ||
| Spinks L Stewart | Director | 5 | 2006–2012 | ||
| SNEAD EDWARD K III | Director | 1 | 2007 | ||
| GRAMLING JOHN T II | Director | 2 | 2008–2011 | ||
| GLENN MICHAEL D | Director | 14 | 2008–2015 | ||
| STRINGER PAUL W | Director,OfficerOther | Pres/COO, Palmetto Bancshares | 2 | 2008 | person page Fuzzy |
| GEORGE DAVID P JR | Director | 2 | 2008–2010 | ||
| Smith Albert V | Director | 3 | 2008–2010 | ||
| Ellison William Michael | Officer | Chief Credit Officer, EVP; Executive Vice President, Chie | 3 | 2009 | |
| SMITH ANN BATSON | Director | 3 | 2010–2011 | ||
| Dixon Lee S | Director,Officer; Director,OfficerOther; Officer | CFO, COO, CRO; Chief Operating Officer; COO & CRO; COO&CRO; COO, CRO; COO; CRO | 17 | 2010–2015 | person page Fuzzy |
| ERWIN SAMUEL L | Director,Officer; Officer | CEO; CEO & President; Pres (Ho Co) Pres & CEO (Bank); Pres.(Ho Co) Pres&CEO (Bank) | 11 | 2010–2015 | |
| Douglas George A Jr | Officer | Vice Chair-Retail Banking; Vice Pres - Retail Banking | 2 | 2010–2011 | |
| CapGen Capital Group V LLC | Director,TenPercentOwner; Director,TenPercentOwnerOther | 10 | 2010–2015 | ||
| CapGen Capital Group V LP | Director,TenPercentOwner; Director,TenPercentOwnerOther | 10 | 2010–2015 | ||
| GOLDSTEIN ROBERT | Director,TenPercentOwner; Director,TenPercentOwnerOther | 10 | 2010–2015 | ||
| LUBERT IRA M | TenPercentOwner | 2 | 2010–2011 | ||
| Ludwig Eugene | Director,TenPercentOwner; Director,TenPercentOwnerOther | 10 | 2010–2015 | ||
| LYNCH JAMES J | Director; Director,TenPercentOwner | 9 | 2010–2015 | ||
| PATRIOT FINANCIAL PARTNERS GP, LLC | TenPercentOwner | 2 | 2010–2011 | ||
| PATRIOT FINANCIAL PARTNERS GP, LP | TenPercentOwner | 2 | 2010–2011 | ||
| PATRIOT FINANCIAL PARTNERS LP | Director,TenPercentOwnerOther; TenPercentOwner | 2 | 2010–2011 | ||
| Sullivan John P | Director,TenPercentOwner; Director,TenPercentOwnerOther | 10 | 2010–2015 | ||
| WYCOFF W KIRK | TenPercentOwner | 2 | 2010–2011 | ||
| JONES ROY D | Officer | CFO; CFO & Treasurer | 9 | 2011–2015 | |
| PHILLIPS SAM B JR | Director | 1 | 2011 | ||
| Sosebee Jane S | Director | 11 | 2011–2015 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | PALMETTO BANCSHARES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Palmetto Bancshares, Inc. | SC | Trademarks (USPTO) | name and state |
| Person page | Jane S Sosebee | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John D Hopkins Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Lee S Dixon | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Paul W Stringer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,OfficerOther) | |
| Person page | Teresa W Knight | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, SC first:
- SOUTHCOAST FINANCIAL CORP SC
- HCSB FINANCIAL CORP SC
- SECURITY FEDERAL CORP SC
- UNITED COMMUNITY BANKS INC SC
- FIRST COMMUNITY CORP /SC/ SC
- SUPERIOR BANCORP AL
- NEXITY FINANCIAL CORP AL
- CapitalSouth Bancorp AL
- ServisFirst Bancshares, Inc. AL
- Southern States Bancshares, Inc. AL
In other datasets, the same topic (Finance) in SC:
- Form D issuer: 60 Mile Capital, LLC (Form D private offerings)
- Lobbying client: ADVANCE AMERICA (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance