IPO registrations (S-1, F-1) · Registrants
Bank of Commerce Holdings
- SEC CIK
- 702513 · filings on EDGAR ↗
- Former names
- REDDING BANCORP (1998–2004)
- Registration
- Form S-1, first filed 2010-02-11, last 2010-03-12; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2010-03-24; declared effective 2010-03-23
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- CA
- Business address
- 1901 CHURN CREEK ROAD, Redding, CA 96002
- EIN
- 94-2823865
- EDGAR entity type
- operating
- Insiders and CEO pay
- Bank of Commerce Holdings on the corporate pages
Offering terms
- Final price
- $6.29 per share (424B4 filed 2010-03-24)
- Shares sold
- 7,200,000
- Gross proceeds
- $45,288,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol BOCH
- Lead underwriters
- Howe Barnes Hoefer & Arnett, Inc (6,120,000 shares)
- Syndicate
- Barnes Hoefer & Arnett; McAdams Wright Ragen, Inc (360,000); Stifel (360,000); Wunderlich Securities, Inc (360,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Bank of Commerce Holdings EXACT (CIK (EXACT))
- SEC filer: Bank of Commerce Holdings EXACT (CIK (EXACT))
- Person page: David H Scott Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Randall S Eslick Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-02-11 | S-1 | S-1 (registration) | Bank of Commerce Holdings | 0000950123-10-011515 ↗ |
| 2010-03-09 | S-1/A | S-1/A (amendment) | Bank of Commerce Holdings | 0000950123-10-022534 ↗ |
| 2010-03-12 | S-1/A | S-1/A (amendment) | Bank of Commerce Holdings | 0000950123-10-024168 ↗ |
| 2010-03-23 | S-1MEF | S-1MEF (added securities) | Bank of Commerce Holdings | 0000950123-10-027343 ↗ |
| 2010-03-23 | EFFECT | EFFECT (declared effective) | Bank of Commerce Holdings | 9999999995-10-000811 ↗ |
| 2010-03-24 | 424B4 | 424B4 (final prospectus) | Bank of Commerce Holdings | 0000950123-10-027621 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-03-12 | S-1/A | registration statement | $6.29 | 6,000,000 | $37,740,000 | Nasdaq BOCH | 2 | primary document; price line, shares headline, proceeds computed, underwriting table 1, cover names 1 | document ↗ | |
| 2010-03-24 | 424B4 | final prospectus | $6.29 | 7,200,000 | $45,288,000 | Nasdaq BOCH | 5 | primary document; price line, shares headline, proceeds computed, underwriting table 4, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SCOTT DAVID H | Director | 11 | 2006–2011 | person page Fuzzy | |
| GRASHOFF HARRY L JR | Director | 4 | 2006–2008 | ||
| TULLIS LYLE L | Director | 49 | 2006–2021 | ||
| CARREL WELTON L | Director | 2 | 2006–2007 | ||
| MAYER MICHAEL C | Director,Officer; Other | President and CEO; President & CEO | 4 | 2006–2007 | |
| Moty Patrick J | Director,Officer; Officer | Chief Credit Officer; Chief Credit Oficer; EVP & Regional President; EVP/Regional President; Executive VP & Chief Credit Of; President & CEO; President * CEO | 18 | 2006–2015 | |
| GIFFORD KENNETH R JR | Director; Director,Officer | Chairman of the Board | 24 | 2006–2011 | |
| BENNETT ORIN N | Director | 7 | 2006–2021 | ||
| NICHOLS EUGENE L | Director | 5 | 2006 | ||
| DUCLOS RUSSELL L | Director | 3 | 2006–2010 | ||
| FITZPATRICK JOHN C | Director | 4 | 2006–2007 | ||
| MILES LINDA J | Director; Officer | Chief Financial Officer; Chief Operating Officer | 12 | 2006–2021 | |
| Halfhide Jon | Director | 7 | 2007–2021 | ||
| Burks Gary | Director | 8 | 2008–2020 | ||
| Bonuccelli Dave | Director | 19 | 2008–2009 | ||
| Gibson Joseph | Director | 35 | 2010–2021 | ||
| ESLICK RANDALL S | Director,Officer; Officer | President & CEO; Regional President | 16 | 2010–2021 | person page Fuzzy |
| Jimenez Samuel D | Officer | Chief Financial Officer; EVP/CFO; EVP Chief Operating Officer; EVP & COO; EVP, COO/CFO; EVP/COO & CFO | 17 | 2010–2020 | |
| Muttera Robert H | Director; Officer | EVP & CCO; EVP/CCO; EVP Chief Credit Officer | 28 | 2011–2021 | |
| Street Terence John | Director | 10 | 2012–2021 | ||
| O'NEIL ROBERT J | Officer | SVP & Regional President; SVP/Regional President | 3 | 2014–2015 | |
| Sundquist James A | Officer | EVP & CFO; EVP Chief Financial Officer | 31 | 2014–2021 | |
| SILBERSTEIN KARL L | Director | 14 | 2016–2021 | ||
| INDERKUM DAVID J | Director | 6 | 2019–2021 | ||
| Rood Carl W | Officer | EVP Chief Operating Officer | 6 | 2020–2021 | |
| MILLER DIANE D | Director | 1 | 2021 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-12-21 | Bank of Commerce Holdings | Commercial Banking | $10,000,000 | $10,000,000 | 2 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Bank of Commerce Holdings | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | Bank of Commerce Holdings | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | David H Scott | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Randall S Eslick | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.