IPO registrations (S-1, F-1) · Registrants
Shimmick Corp
- SEC CIK
- 1887944 · filings on EDGAR ↗
- Former names
- SCCI National Holdings, Inc. (2023–2023)
- Registration
- Form S-1, first filed 2023-10-05, last 2023-11-03; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2023-11-15; declared effective 2023-11-13
- Industry (SIC)
- Heavy Construction Other Than Bldg Const - Contractors 1600
- Incorporated in
- DE
- Business address
- 530 TECHNOLOGY DRIVE, SUITE 300, Irvine, CA 92618
- EIN
- 84-3749368
- Ticker
- SHIM (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Shimmick Corp on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 2023-11-03)
- Final price
- $7.00 per share, below the range (424B4 filed 2023-11-15, an initial public offering)
- Shares sold
- 3,575,000
- Gross proceeds
- $25,025,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SHIM
- Lead underwriters
- Roth Capital Partners (3,038,750 shares)
- Syndicate
- Craig-Hallum (536,250)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SHIMMICK CORPORATION Fuzzy (name and state)
- Lobbying client: SHIMMICK CORPORATION Fuzzy (name and state)
- SEC filer: Shimmick Corp EXACT (CIK (EXACT))
- Person page: Steven E Richards Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2023-10-05 | S-1 | S-1 (registration) | Shimmick Corp | 0001193125-23-250894 ↗ |
| 2023-10-24 | S-1/A | S-1/A (amendment) | Shimmick Corp | 0001193125-23-261045 ↗ |
| 2023-10-27 | S-1/A | S-1/A (amendment) | Shimmick Corp | 0001193125-23-264439 ↗ |
| 2023-11-03 | S-1/A | S-1/A (amendment) | Shimmick Corp | 0001193125-23-269592 ↗ |
| 2023-11-13 | EFFECT | EFFECT (declared effective) | Shimmick Corp | 9999999995-23-003305 ↗ |
| 2023-11-15 | 424B4 | 424B4 (final prospectus) | Shimmick Corp | 0001193125-23-277906 ↗ |
| 2025-07-10 | EFFECT | EFFECT (declared effective) | Shimmick Corp | 9999999995-25-002223 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-03 | S-1/A | registration statement | $10.00–$12.00 | 4,550,000 | - | Nasdaq SHIM | 2 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 2 | document ↗ | |
| 2023-11-15 | 424B4 | final prospectus | $7.00 | 3,575,000 | $25,025,000 | Nasdaq SHIM | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Goldsteen Mitchell B. | Director,TenPercentOwner | 50 | 2023–2026 | ||
| Heekin Geoffrey E. | Director | 5 | 2023–2026 | ||
| Herron J Brendan | Director | 6 | 2023–2025 | ||
| Nordhagen Devin | Officer | See Remarks | 2 | 2023 | |
| Richards Steven E. | Director,Officer | Chief Executive Officer | 2 | 2023 | person page Fuzzy |
| Trabuco Carolyn | Director | 6 | 2023–2025 | ||
| DEL GUERCIO JOSEPH | Director | 6 | 2023–2026 | ||
| AECOM | TenPercentOwner | 2 | 2024 | ||
| Kravitz Peter | Director | 4 | 2024–2026 | ||
| Mobley Amanda | Officer | See Remarks | 2 | 2024 | |
| Yal Ural | Director,Officer | Chief Executive Officer | 4 | 2024–2026 | |
| Yoder Todd Wilbur | Officer | Chief Financial Officer | 6 | 2025–2026 | |
| Tacker Sarah Beth | Officer | Chief Operating Officer | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SHIMMICK CORPORATION | CA | State business registries | name and state |
| Contractor | SHIMMICK CONSTRUCTION COMPANY | CA | Nonprofit contractors (Form 990) | same street address and ZIP code, 530 TECHNOLOGY DR STE 300 92618 (FUZZY: a shared address, not proof of a shared organization) |
| Lobbying client | SHIMMICK CORPORATION | CA | Federal lobbying (LDA) | name and state |
| SEC filer | Shimmick Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Steven E Richards | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Heavy Construction Other Than Bldg Const - Contractors, CA first:
- SUNVALLEY SOLAR, INC. CA
- Shimmick Construction Company, Inc. CA
- SOLV Energy, Inc. CA
- Construction Partners, Inc. AL
- NOS4-1, Inc. DE
- Golden Metropolis International Ltd F4
- Hellenic Solutions Corp J3
- KiNRG, Inc. MD
- Cardinal Infrastructure Group Inc. NC
- Aldabra Acquisition CORP NY
In other datasets, the same topic (Construction) in CA:
- Form D issuer: 0 Le Roy Ave, LLC (Form D private offerings)
- Lobbying client: ACTIVISION BLIZZARD, INC. (Federal lobbying (LDA))
Interests: Heavy Construction Other Than Bldg Const - Contractors · Construction