IPO registrations (S-1, F-1) · Registrants
NOS4-1, Inc.
- SEC CIK
- 1136294 · filings on EDGAR ↗
- Name on the registration
- Williams Industrial Services Group Inc.
- Former names
- Williams Industrial Services Group Inc. (2018–2023); GLOBAL POWER EQUIPMENT GROUP INC. (2010–2018); GLOBAL POWER EQUIPMENT GROUP INC/ (2001–2010)
- Registration
- Form S-1, first filed 2001-03-09, last 2020-02-07; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2001-05-21; declared effective 2020-02-10
- Industry (SIC)
- Heavy Construction Other Than Bldg Const - Contractors 1600
- Incorporated in
- DE
- Business address
- 1007 NORTH ORANGE STREET, 4TH FLOOR, SUITE 461, Wilmington, DE 19801
- EIN
- 73-1541378
- EDGAR entity type
- operating
- Insiders and CEO pay
- NOS4-1, Inc. on the corporate pages
Offering terms
- Proposed price range
- $16.00–$18.00 per share (S-1/A filed 2001-05-16)
- Final price
- $20.00 per share, above the range (424B4 filed 2001-05-21, an initial public offering)
- Shares sold
- 7,350,000
- Gross proceeds
- $147,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol GEG
- Lead underwriters
- Credit Suisse; Citigroup (2,513,570 shares)
- Syndicate
- Deutsche Bank (1,256,660); Raymond James (330,700); BofA Securities (69,000); CIBC World Markets (69,000); RBC Capital Markets (69,000); Dresdner Kleinwort Wasserstein Securities LLC (69,000); Merrill Lynch (69,000); Robertson Stephens (69,000); Piper Sandler (69,000); Jefferies (50,500); Johnson Rice (50,500); Morgan Keegan (50,500); Sanders Morris Harris (50,500); Tucker Anthony Incorporated (50,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: WILLIAMS INDUSTRIAL SERVICES GROUP INC. EXACT (EIN (EXACT))
- SEC filer: GLOBAL POWER EQUIPMENT GROUP INC. EXACT (CIK (EXACT))
- Person page: David L Willis Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Frank E Williams Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2001-03-09 | S-1 | S-1 (registration) | GLOBAL POWER EQUIPMENT GROUP INC/ | 0000950123-01-500175 ↗ |
| 2001-04-17 | S-1/A | S-1/A (amendment) | GLOBAL POWER EQUIPMENT GROUP INC/ | 0000950123-01-500785 ↗ |
| 2001-04-25 | S-1/A | S-1/A (amendment) | GLOBAL POWER EQUIPMENT GROUP INC/ | 0000950123-01-501124 ↗ |
| 2001-04-27 | S-1/A | S-1/A (amendment) | GLOBAL POWER EQUIPMENT GROUP INC/ | 0000950123-01-501351 ↗ |
| 2001-05-16 | S-1/A | S-1/A (amendment) | GLOBAL POWER EQUIPMENT GROUP INC/ | 0000950123-01-502665 ↗ |
| 2001-05-21 | 424B4 | 424B4 (final prospectus) | GLOBAL POWER EQUIPMENT GROUP INC/ | 0000950123-01-502828 ↗ |
| 2019-11-14 | S-1 | S-1 (registration) | Williams Industrial Services Group Inc. | 0001047469-19-006312 ↗ |
| 2020-01-17 | S-1/A | S-1/A (amendment) | Williams Industrial Services Group Inc. | 0001047469-20-000294 ↗ |
| 2020-02-07 | S-1/A | S-1/A (amendment) | Williams Industrial Services Group Inc. | 0001047469-20-000737 ↗ |
| 2020-02-10 | EFFECT | EFFECT (declared effective) | Williams Industrial Services Group Inc. | 9999999995-20-000298 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2001-05-16 | S-1/A | registration statement | $16.00–$18.00 | $17.00 | 7,350,000 | $124,950,000 | NYSE GEG | 4 | primary document; range, price sentence, shares headline, proceeds computed, cover names 4 | document ↗ |
| 2001-05-21 | 424B4 | final prospectus | $20.00 | 7,350,000 | $147,000,000 | NYSE GEG | 16 | primary document; price sentence, shares headline, proceeds table, underwriting table 15, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| MCNAUGHTON JOHN R | Officer | Chief Information Officer | 2 | 2006 | |
| HANSON MICHAEL E | Officer | Chief Accounting Officer | 1 | 2006 | |
| BROUSSEAU REYNOLDS A | Officer | President and CEO | 1 | 2006 | |
| DE VERGES MARDI FORD | Officer | SVP and CFO-Elect | 1 | 2006 | |
| Bartoli Carl | Director | 7 | 2010–2015 | ||
| cryan terence james | Director; Director,Officer | President and CEO | 10 | 2010–2017 | |
| DAVIS EUGENE I | Director | 5 | 2010–2014 | ||
| Glover Dean J | Officer | SVP and President of Products; SVP & President of Products | 6 | 2010–2013 | |
| KELLER DAVID L | Director; Director,Officer | President and CEO; President & CEO | 5 | 2010–2015 | |
| MACALUSO CHARLES | Director | 12 | 2010–2021 | ||
| PAGLIARA TRACY D | Director,Officer; Officer | Chief Admin Officer, GC & Sec.; Co-President and Co-CEO; GC, Sec and VP of Bus. Dev.; Gnl Coun, Sec & VP of Bus.Dev.; President and CEO; SVP, CAO, GC & SEC. | 27 | 2010–2023 | |
| Robuck Kenneth W | Officer | SVP and President of Services; SVP & President of Services | 12 | 2010–2013 | |
| SCHOCKEMOEHL GENE F | Officer | Senior Vice President; Senior VP of Ops, Aux Products | 8 | 2010–2014 | |
| WILLIAMS FRANK E JR | Director | 7 | 2010–2015 | person page Fuzzy | |
| Willis David L | Officer | SVP and CFO; SVP & CFO | 6 | 2010–2013 | person page Fuzzy |
| PPM AMERICA CAPITAL PARTNERS LLC | TenPercentOwner | 19 | 2010–2011 | ||
| PPM AMERICA PRIVATE EQUITY FUND LP | TenPercentOwner | 19 | 2010–2011 | ||
| EVANS WILLIAM G. | Officer | Chief Accounting Officer | 4 | 2011–2013 | |
| SALVATI MICHAEL | Director | 8 | 2011–2015 | ||
| Ramirez Luis Manuel | Director,Officer | President and CEO; President & CEO | 5 | 2012–2014 | |
| Barth Melanie | Officer | Chief Human Resources Officer | 2 | 2013–2014 | |
| Sherrod-Campanizzi Penny | Officer | President-Electrical Solutions; See Remarks | 2 | 2013–2014 | |
| Guba Raymond Kershaw | Officer | Sr. VP & CFO | 4 | 2013–2015 | |
| Durkee John | Officer | Pres., Global Power Products; President, Auxilary Products | 2 | 2014–2015 | |
| Riddle Neil | Officer | President, Nuclear Services | 2 | 2014 | |
| Sellers Tedd | Officer | President, Energy Services | 1 | 2014 | |
| RESCOE MICHAEL E | Director | 2 | 2014–2015 | ||
| Jolly Keri | Officer | Chief Human Resources Officer | 4 | 2014–2015 | |
| Marcoot Ross J. | Officer | Pres., Global Power Services; President of Global Power Ser. | 3 | 2015 | |
| LANDES JOSHUA | TenPercentOwner | 51 | 2015–2022 | ||
| OBUS NELSON | Director; Director,TenPercentOwner; TenPercentOwner | 84 | 2015–2023 | ||
| WYNNEFIELD CAPITAL INC | TenPercentOwner | 51 | 2015–2022 | ||
| Wynnefield Capital, Inc. Profit Sharing Plan | TenPercentOwner | 51 | 2015–2022 | ||
| WYNNEFIELD CAPITAL MANAGEMENT LLC | TenPercentOwner | 51 | 2015–2022 | ||
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP | TenPercentOwner | 51 | 2015–2022 | ||
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | TenPercentOwner | 51 | 2015–2022 | ||
| WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | TenPercentOwner | 51 | 2015–2022 | ||
| HOLMES CRAIG E | Director,Officer; Officer | Chief Financial Officer; Co-President and Co-CEO; Senior Vice President, Finance | 6 | 2015–2018 | |
| Howsman Timothy | Officer | Chief Financial Officer; Interim CFO; principal financial officer | 6 | 2015–2019 | |
| MILLS ROBERT B | Director | 11 | 2015–2023 | ||
| TAYLOR GARY J | Director | 1 | 2015 | ||
| BROWN DAVID A B | Director | 18 | 2016–2023 | ||
| GOODSPEED LINDA | Director | 4 | 2016–2023 | ||
| Jolly Mark | Officer | Chief Accounting Officer; Principal accounting officer | 2 | 2017 | |
| Wheelock Charles E. | Officer | SVP, Chief Admin Off, GC, Sec; VP, Administration, GC and Sec; VP,Administration, GC and Sec. | 13 | 2017–2023 | |
| Gonzalez Erin | Officer | Chief Financial Officer | 3 | 2017–2018 | |
| GENDELL JEFFREY L ET AL | TenPercentOwner | 4 | 2017–2018 | ||
| TONTINE ASSET ASSOCIATES, L.L.C. | TenPercentOwner | 4 | 2017–2018 | ||
| TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. | TenPercentOwner | 4 | 2017–2018 | ||
| DAVIS STEVEN D | Director | 7 | 2019–2023 | ||
| Petrizzo Matthew J | Officer | President, Energy & Industrial | 4 | 2019–2020 | |
| Powers Michael Kelly | Officer | President, Power; See remarks | 3 | 2019–2021 | |
| LAY RANDALL R | Officer | EVP, Chief Operating Officer; Senior Vice President, CFO | 8 | 2019–2023 | |
| QUAIN MITCHELL I | Director | 5 | 2020–2023 | ||
| Jenkins Dawn | Officer | VP, Human Resources | 6 | 2021–2023 | |
| Vassall Damien | Officer | VP, Chief Financial Officer | 6 | 2021–2023 | |
| Hruby Raymond A. Jr. | Officer | EVP, Business Development | 5 | 2021–2022 | |
| Bruno Michael J. Jr. | Officer | EVP, Business Development | 2 | 2022–2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | WILLIAMS INDUSTRIAL SERVICES GROUP, INC. | GA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | Williams Industrial Services Group Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | WILLIAMS INDUSTRIAL SERVICES GROUP INC. | EIN (EXACT) | ||
| Person page | David L Willis | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Frank E Williams Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Heavy Construction Other Than Bldg Const - Contractors, DE first:
- Construction Partners, Inc. AL
- SUNVALLEY SOLAR, INC. CA
- Shimmick Construction Company, Inc. CA
- Shimmick Corp CA
- SOLV Energy, Inc. CA
- Golden Metropolis International Ltd F4
- Hellenic Solutions Corp J3
- KiNRG, Inc. MD
- Cardinal Infrastructure Group Inc. NC
- Aldabra Acquisition CORP NY
In other datasets, the same topic (Construction) in DE:
- Form D issuer: 109 SE 5th Partners LLC (Form D private offerings)
- Lobbying client: ADVANCE AMERICAN DEMOCRACY, INC. (Federal lobbying (LDA))
Interests: Heavy Construction Other Than Bldg Const - Contractors · Construction