IPO registrations (S-1, F-1) · Registrants

NOS4-1, Inc.

SEC CIK
1136294 · filings on EDGAR ↗
Name on the registration
Williams Industrial Services Group Inc.
Former names
Williams Industrial Services Group Inc. (2018–2023); GLOBAL POWER EQUIPMENT GROUP INC. (2010–2018); GLOBAL POWER EQUIPMENT GROUP INC/ (2001–2010)
Registration
Form S-1, first filed 2001-03-09, last 2020-02-07; 2 initial registrations, 6 amendments
Outcome
Final prospectus filed 2001-05-21; declared effective 2020-02-10
Industry (SIC)
Heavy Construction Other Than Bldg Const - Contractors 1600
Incorporated in
DE
Business address
1007 NORTH ORANGE STREET, 4TH FLOOR, SUITE 461, Wilmington, DE 19801
EIN
73-1541378
EDGAR entity type
operating
Insiders and CEO pay
NOS4-1, Inc. on the corporate pages

Offering terms

Proposed price range
$16.00–$18.00 per share (S-1/A filed 2001-05-16)
Final price
$20.00 per share, above the range (424B4 filed 2001-05-21, an initial public offering)
Shares sold
7,350,000
Gross proceeds
$147,000,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol GEG
Lead underwriters
Credit Suisse; Citigroup (2,513,570 shares)
Syndicate
Deutsche Bank (1,256,660); Raymond James (330,700); BofA Securities (69,000); CIBC World Markets (69,000); RBC Capital Markets (69,000); Dresdner Kleinwort Wasserstein Securities LLC (69,000); Merrill Lynch (69,000); Robertson Stephens (69,000); Piper Sandler (69,000); Jefferies (50,500); Johnson Rice (50,500); Morgan Keegan (50,500); Sanders Morris Harris (50,500); Tucker Anthony Incorporated (50,500)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 10

FiledFormWhat it isName as filedEDGAR
2001-03-09S-1S-1 (registration)GLOBAL POWER EQUIPMENT GROUP INC/0000950123-01-500175 ↗
2001-04-17S-1/AS-1/A (amendment)GLOBAL POWER EQUIPMENT GROUP INC/0000950123-01-500785 ↗
2001-04-25S-1/AS-1/A (amendment)GLOBAL POWER EQUIPMENT GROUP INC/0000950123-01-501124 ↗
2001-04-27S-1/AS-1/A (amendment)GLOBAL POWER EQUIPMENT GROUP INC/0000950123-01-501351 ↗
2001-05-16S-1/AS-1/A (amendment)GLOBAL POWER EQUIPMENT GROUP INC/0000950123-01-502665 ↗
2001-05-21424B4424B4 (final prospectus)GLOBAL POWER EQUIPMENT GROUP INC/0000950123-01-502828 ↗
2019-11-14S-1S-1 (registration)Williams Industrial Services Group Inc.0001047469-19-006312 ↗
2020-01-17S-1/AS-1/A (amendment)Williams Industrial Services Group Inc.0001047469-20-000294 ↗
2020-02-07S-1/AS-1/A (amendment)Williams Industrial Services Group Inc.0001047469-20-000737 ↗
2020-02-10EFFECTEFFECT (declared effective)Williams Industrial Services Group Inc.9999999995-20-000298 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2001-05-16S-1/Aregistration statement$16.00–$18.00$17.007,350,000$124,950,000NYSE GEG4primary document; range, price sentence, shares headline, proceeds computed, cover names 4document ↗
2001-05-21424B4final prospectus$20.007,350,000$147,000,000NYSE GEG16primary document; price sentence, shares headline, proceeds table, underwriting table 15, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
MCNAUGHTON JOHN ROfficerChief Information Officer22006
HANSON MICHAEL EOfficerChief Accounting Officer12006
BROUSSEAU REYNOLDS AOfficerPresident and CEO12006
DE VERGES MARDI FORDOfficerSVP and CFO-Elect12006
Bartoli CarlDirector72010–2015
cryan terence jamesDirector; Director,OfficerPresident and CEO102010–2017
DAVIS EUGENE IDirector52010–2014
Glover Dean JOfficerSVP and President of Products; SVP & President of Products62010–2013
KELLER DAVID LDirector; Director,OfficerPresident and CEO; President & CEO52010–2015
MACALUSO CHARLESDirector122010–2021
PAGLIARA TRACY DDirector,Officer; OfficerChief Admin Officer, GC & Sec.; Co-President and Co-CEO; GC, Sec and VP of Bus. Dev.; Gnl Coun, Sec & VP of Bus.Dev.; President and CEO; SVP, CAO, GC & SEC.272010–2023
Robuck Kenneth WOfficerSVP and President of Services; SVP & President of Services122010–2013
SCHOCKEMOEHL GENE FOfficerSenior Vice President; Senior VP of Ops, Aux Products82010–2014
WILLIAMS FRANK E JRDirector72010–2015person page Fuzzy
Willis David LOfficerSVP and CFO; SVP & CFO62010–2013person page Fuzzy
PPM AMERICA CAPITAL PARTNERS LLCTenPercentOwner192010–2011
PPM AMERICA PRIVATE EQUITY FUND LPTenPercentOwner192010–2011
EVANS WILLIAM G.OfficerChief Accounting Officer42011–2013
SALVATI MICHAELDirector82011–2015
Ramirez Luis ManuelDirector,OfficerPresident and CEO; President & CEO52012–2014
Barth MelanieOfficerChief Human Resources Officer22013–2014
Sherrod-Campanizzi PennyOfficerPresident-Electrical Solutions; See Remarks22013–2014
Guba Raymond KershawOfficerSr. VP & CFO42013–2015
Durkee JohnOfficerPres., Global Power Products; President, Auxilary Products22014–2015
Riddle NeilOfficerPresident, Nuclear Services22014
Sellers TeddOfficerPresident, Energy Services12014
RESCOE MICHAEL EDirector22014–2015
Jolly KeriOfficerChief Human Resources Officer42014–2015
Marcoot Ross J.OfficerPres., Global Power Services; President of Global Power Ser.32015
LANDES JOSHUATenPercentOwner512015–2022
OBUS NELSONDirector; Director,TenPercentOwner; TenPercentOwner842015–2023
WYNNEFIELD CAPITAL INCTenPercentOwner512015–2022
Wynnefield Capital, Inc. Profit Sharing PlanTenPercentOwner512015–2022
WYNNEFIELD CAPITAL MANAGEMENT LLCTenPercentOwner512015–2022
WYNNEFIELD PARTNERS SMALL CAP VALUE LPTenPercentOwner512015–2022
WYNNEFIELD PARTNERS SMALL CAP VALUE LP ITenPercentOwner512015–2022
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTDTenPercentOwner512015–2022
HOLMES CRAIG EDirector,Officer; OfficerChief Financial Officer; Co-President and Co-CEO; Senior Vice President, Finance62015–2018
Howsman TimothyOfficerChief Financial Officer; Interim CFO; principal financial officer62015–2019
MILLS ROBERT BDirector112015–2023
TAYLOR GARY JDirector12015
BROWN DAVID A BDirector182016–2023
GOODSPEED LINDADirector42016–2023
Jolly MarkOfficerChief Accounting Officer; Principal accounting officer22017
Wheelock Charles E.OfficerSVP, Chief Admin Off, GC, Sec; VP, Administration, GC and Sec; VP,Administration, GC and Sec.132017–2023
Gonzalez ErinOfficerChief Financial Officer32017–2018
GENDELL JEFFREY L ET ALTenPercentOwner42017–2018
TONTINE ASSET ASSOCIATES, L.L.C.TenPercentOwner42017–2018
TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P.TenPercentOwner42017–2018
DAVIS STEVEN DDirector72019–2023
Petrizzo Matthew JOfficerPresident, Energy & Industrial42019–2020
Powers Michael KellyOfficerPresident, Power; See remarks32019–2021
LAY RANDALL ROfficerEVP, Chief Operating Officer; Senior Vice President, CFO82019–2023
QUAIN MITCHELL IDirector52020–2023
Jenkins DawnOfficerVP, Human Resources62021–2023
Vassall DamienOfficerVP, Chief Financial Officer62021–2023
Hruby Raymond A. Jr.OfficerEVP, Business Development52021–2022
Bruno Michael J. Jr.OfficerEVP, Business Development22022–2023

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Plan sponsorWILLIAMS INDUSTRIAL SERVICES GROUP, INC.GAForm 5500 (employee benefit plans)EIN (EXACT)
SEC filerWilliams Industrial Services Group Inc.SEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorWILLIAMS INDUSTRIAL SERVICES GROUP INC.EIN (EXACT)
Person pageDavid L WillisPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageFrank E Williams JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Heavy Construction Other Than Bldg Const - Contractors, DE first:

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In other datasets, the same topic (Construction) in DE:

Interests: Heavy Construction Other Than Bldg Const - Contractors · Construction