IPO registrations (S-1, F-1) · Registrants
Castellum, Inc.
- SEC CIK
- 1877939 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2022-09-02, last 2022-10-11; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2022-10-14; declared effective 2022-10-12
- Industry (SIC)
- Services-Management Consulting Services 8742
- Incorporated in
- NV
- Business address
- 1934 OLD GALLOWS ROAD, SUITE 350, Vienna, VA 22182
- EIN
- 27-4079982
- Ticker
- CTM (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Castellum, Inc. on the corporate pages
Offering terms
- Proposed price range
- $2.00–$3.00 per share (S-1/A filed 2022-10-11)
- Final price
- $2.00 per share, within the range (424B4 filed 2022-10-14, an initial public offering)
- Shares sold
- 1,500,000 (all by selling holders)
- Gross proceeds
- $3,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE American under the symbol CTM
- Lead underwriters
- The Benchmark Company
- Syndicate
- EF Hutton
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CASTELLUMUS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: CASTELLUM CORPORATION Fuzzy (name and state)
- Business registration: CASTELLUM INC Fuzzy (name and state)
- Business registration: Castellum LLC Fuzzy (name and state)
- Form 5500 plan sponsor: CASTELLUM, INC. EXACT (EIN (EXACT))
- Form D issuer: Castellum, Inc. EXACT (CIK (EXACT))
- SEC filer: Castellum, Inc. EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2022-09-02 | S-1 | S-1 (registration) | Castellum, Inc. | 0001575872-22-000848 ↗ |
| 2022-09-30 | S-1/A | S-1/A (amendment) | Castellum, Inc. | 0001575872-22-000904 ↗ |
| 2022-10-04 | S-1/A | S-1/A (amendment) | Castellum, Inc. | 0001575872-22-000916 ↗ |
| 2022-10-06 | S-1/A | S-1/A (amendment) | Castellum, Inc. | 0001575872-22-000929 ↗ |
| 2022-10-11 | S-1/A | S-1/A (amendment) | Castellum, Inc. | 0001575872-22-000944 ↗ |
| 2022-10-12 | EFFECT | EFFECT (declared effective) | Castellum, Inc. | 9999999995-22-003020 ↗ |
| 2022-10-14 | 424B4 | 424B4 (final prospectus) | Castellum, Inc. | 0001575872-22-000980 ↗ |
| 2022-10-14 | 424B4 | 424B4 (final prospectus) | Castellum, Inc. | 0001575872-22-000981 ↗ |
| 2023-12-12 | EFFECT | EFFECT (declared effective) | Castellum, Inc. | 9999999995-23-003603 ↗ |
| 2024-04-18 | EFFECT | EFFECT (declared effective) | Castellum, Inc. | 9999999995-24-001031 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2022-10-11 | S-1/A | registration statement | $2.00–$3.00 | $2.50 | 1,500,000 | $3,750,000 | NYSE American CTM | 2 | primary document; range, price table, shares headline, proceeds computed, cover names 2 | document ↗ |
| 2022-10-14 | 424B4 | final prospectus | $2.00 | 1,500,000 | $3,000,000 | NYSE American CTM | 2 | primary document; price sentence, shares headline, proceeds table, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Alarie Mark S | Director | 6 | 2022–2025 | ||
| Bell David T | Officer; Officer,Other | Chief Financial Officer; See Remarks | 8 | 2022–2026 | |
| Buckhout Laurie M | Director,Officer; Director,Officer,TenPercentOwner; TenPercentOwner | Chief Revenue Officer | 3 | 2022–2024 | |
| Campbell John Francis | Director | 5 | 2022–2025 | ||
| Champoux Bernard S | Director; Director,Other; DirectorOther | 5 | 2022–2025 | ||
| Frost Patricia | Director | 2 | 2022–2023 | ||
| Fuller Mark C | Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner; Other | CEO, President; Chief Executive Officer; Chief Executive Officer, Chair | 12 | 2022–2025 | |
| Ives Glen R | Officer; Officer,Other | Chief Operating Officer; President | 8 | 2022–2026 | |
| Kaunitz Emil | Director | 4 | 2022 | ||
| McMillen Charles Thomas | Director | 9 | 2022–2026 | ||
| WRIGHT JAY O | Director,Officer; Director,Officer,Other; Director,Officer,TenPercentOwner; Director,Officer,TenPercentOwner,Other | General Counsel, Secretary; See remarks; See Remarks | 48 | 2022–2025 | |
| Merriman Andrew | Officer | Chief Operating Officer | 8 | 2024–2026 | |
| MARTIN TAMMY L | Officer | General Counsel and Secretary | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2021-10-19 | Castellum, Inc. | Other Technology | $10,000,000 | $520,000 | 3 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | CASTELLUM CORPORATION | VA | State business registries | name and state |
| Business registration | CASTELLUM INC | VA | State business registries | name and state |
| Business registration | Castellum LLC | VA | State business registries | name and state |
| Business registration | CASTELLUMUS, INC. | VA | State business registries | EIN (EXACT, as the state registration reports it) |
| Form D issuer | Castellum, Inc. | MD | Form D private offerings | CIK (EXACT) |
| SEC filer | Castellum, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Castellum, Inc. | VA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | CASTELLUM, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Management Consulting Services, VA first:
- HAGLER BAILLY INC VA
- CEB Inc. VA
- BEARINGPOINT INC VA
- ATS CORP VA
- ICF International, Inc. VA
- UNION STREET ACQUISITION CORP. VA
- Booz Allen Hamilton Holding Corp VA
- Towers Watson & Co. VA
- Bowman Consulting Group Ltd. VA
- SAND INTERNATIONAL INC 2H
In other datasets, the same topic (Science) in VA:
- Nonprofit: 13 PARANORMAL INC (Nonprofits (IRS Form 990))
Interests: Services-Management Consulting Services · Science