IPO registrations (S-1, F-1) · Registrants
HeartBeam, Inc.
- SEC CIK
- 1779372 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2021-09-07, last 2023-04-17; 2 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2021-11-12; declared effective 2021-11-10
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- DE
- Business address
- 2118 WALSH AVE., SUITE 210, Santa Clara, CA 95050
- EIN
- 47-4881450
- Ticker
- BEATW, BEAT (Nasdaq, Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- HeartBeam, Inc. on the corporate pages
Offering terms
- Proposed price range
- $5.50–$6.50 per share (S-1/A filed 2021-11-02)
- Final price
- $6.00 per share, within the range (424B1 filed 2021-11-12, an initial public offering)
- Shares sold
- 2,750,000
- Gross proceeds
- $16,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol BEAT
- Lead underwriters
- The Benchmark Company
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: HEARTBEAM, INC. Fuzzy (name and state)
- Form D issuer: HeartBeam, Inc. EXACT (CIK (EXACT))
- SEC filer: HeartBeam, Inc. EXACT (CIK (EXACT))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-09-07 | S-1 | S-1 (registration) | HeartBeam, Inc. | 0001213900-21-046840 ↗ |
| 2021-10-04 | S-1/A | S-1/A (amendment) | HeartBeam, Inc. | 0001213900-21-051350 ↗ |
| 2021-10-12 | S-1/A | S-1/A (amendment) | HeartBeam, Inc. | 0001213900-21-052360 ↗ |
| 2021-11-01 | S-1/A | S-1/A (amendment) | HeartBeam, Inc. | 0001213900-21-055825 ↗ |
| 2021-11-02 | S-1/A | S-1/A (amendment) | HeartBeam, Inc. | 0001213900-21-056069 ↗ |
| 2021-11-08 | S-1/A | S-1/A (amendment) | HeartBeam, Inc. | 0001213900-21-057354 ↗ |
| 2021-11-09 | S-1/A | S-1/A (amendment) | HeartBeam, Inc. | 0001213900-21-057719 ↗ |
| 2021-11-10 | EFFECT | EFFECT (declared effective) | HeartBeam, Inc. | 9999999995-21-004281 ↗ |
| 2021-11-12 | 424B1 | 424B1 (final prospectus) | HeartBeam, Inc. | 0001213900-21-058713 ↗ |
| 2021-11-18 | 424B1 | 424B1 (final prospectus) | HeartBeam, Inc. | 0001213900-21-060392 ↗ |
| 2023-02-10 | S-1 | S-1 (registration) | HeartBeam, Inc. | 0001213900-23-010405 ↗ |
| 2023-02-10 | EFFECT | EFFECT (declared effective) | HeartBeam, Inc. | 9999999995-23-000379 ↗ |
| 2023-04-10 | S-1/A | S-1/A (amendment) | HeartBeam, Inc. | 0001213900-23-028604 ↗ |
| 2023-04-17 | S-1/A | S-1/A (amendment) | HeartBeam, Inc. | 0001213900-23-030048 ↗ |
| 2023-04-20 | EFFECT | EFFECT (declared effective) | HeartBeam, Inc. | 9999999995-23-000991 ↗ |
Prospectus pages read 4
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-02 | S-1/A | registration statement | $5.50–$6.50 | $6.00 | 2,750,000 | $16,500,000 | Nasdaq BEAT | 1 | primary document; range, price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
| 2021-11-08 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2021-11-09 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2021-11-12 | 424B1 | final prospectus | $6.00 | 2,750,000 | $16,500,000 | Nasdaq BEAT | 1 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Brounstein Richard | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 18 | 2021–2023 | |
| Elfrink Willem | Director | 13 | 2021–2026 | ||
| Ferrari Richard | Director; Director,Officer | Exec Chm of the BOD | 10 | 2021–2026 | |
| Hunt Jon Patrick | Officer | Chief Business Officer | 3 | 2021–2022 | |
| Ortigas-Wedekind Marga | Director | 8 | 2021–2026 | ||
| Vajdic Branislav | Director; Director,Officer; Officer; Officer,TenPercentOwner | Chief Executive Officer; CHIEF EXECUTIVE OFFICER; President | 15 | 2021–2026 | |
| de Urioste George | Director | 18 | 2021–2026 | ||
| Baumel Alan | Officer | Chief Operating Officer | 2 | 2021–2022 | |
| Persen Kenneth Harry | Officer | Chief Technology Officer | 7 | 2022–2026 | |
| ENO Robert Paul | Officer | Chief Executive Officer; President | 7 | 2023–2026 | |
| STROME MARK E | Director; TenPercentOwner | 7 | 2023–2026 | ||
| Nelson Kenneth Warwick III | Director | 5 | 2023–2026 | ||
| JAFF MICHAEL R | Director | 5 | 2023–2026 | ||
| Cruickshank Tim | Officer | CFO; Chief Financial Officer | 7 | 2024–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2019-08-16 | HeartBeam, Inc. | Other Health Care | $2,077,000 | $200,000 | 4 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | HEARTBEAM, INC. | CA | State business registries | name and state |
| Form D issuer | HeartBeam, Inc. | CA | Form D private offerings | CIK (EXACT) |
| Patent assignee | HeartBeam, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | HeartBeam, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | HeartBeam, Inc. | CA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Surgical & Medical Instruments & Apparatus, CA first:
- FUSION MEDICAL TECHNOLOGIES INC CA
- ENDOLOGIX INC /DE/ CA
- CEMAX ICON INC CA
- TRYLON CORP CA
- R2 TECHNOLOGY INC CA
- CERUS CORP CA
- SOMNUS MEDICAL TECHNOLOGIES INC CA
- MICRUS ENDOVASCULAR CORP CA
- AEROGEN INC CA
- IOMED LLC CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Surgical & Medical Instruments & Apparatus · Technology