IPO registrations (S-1, F-1) · Registrants
Seneca Financial Corp.
- SEC CIK
- 1708715 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2017-06-14, last 2017-08-09; 1 initial registration, 2 amendments
- Outcome
- Declared effective 2017-08-14
- Industry (SIC)
- Savings Institution, Federally Chartered 6035
- Incorporated in
- X1
- Business address
- 35 OSWEGO STREET, Baldwinsville, NY 13027
- EIN
- 82-3128044
- EDGAR entity type
- operating
- Insiders and CEO pay
- Seneca Financial Corp. on the corporate pages
Offering terms
- Shares offered
- 586,500
- Lead underwriters
- Raymond James
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Seneca Financial Corp. EXACT (CIK (EXACT))
- Person page: James M Hickey Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-06-14 | S-1 | S-1 (registration) | Seneca Financial Corp. | 0001571049-17-005960 ↗ |
| 2017-07-27 | S-1/A | S-1/A (amendment) | Seneca Financial Corp. | 0001571049-17-007003 ↗ |
| 2017-08-09 | S-1/A | S-1/A (amendment) | Seneca Financial Corp. | 0001571049-17-007339 ↗ |
| 2017-08-14 | EFFECT | EFFECT (declared effective) | Seneca Financial Corp. | 9999999995-17-002116 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-08-09 | S-1/A | registration statement | $10.00 | 586,500 | $5,865,000 | 1 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Fazio Vincent J | Director,Officer | EVP and CFO | 3 | 2017–2020 | |
| Gould William J | Director | 1 | 2017 | ||
| Hickey James M | Director | 2 | 2017–2019 | person page Fuzzy | |
| Johnson Joan M | Director | 1 | 2017 | ||
| Le Beau William | Director | 4 | 2017–2020 | ||
| Marlowe Francis R | Director | 2 | 2017–2019 | ||
| Sageer George J | Officer | EVP | 1 | 2017 | |
| Seneca Financial MHC | TenPercentOwner | 1 | 2017 | ||
| Vitale Joseph G | Director,Officer | President and CEO | 6 | 2017–2020 | |
| Savicki Robert | Director | 3 | 2018–2019 | ||
| Major Ken | Director | 3 | 2018–2019 | ||
| Zames Mark | Director | 2 | 2020 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| IPO registrant | Seneca Bancorp, Inc. | NY | IPO registrations (S-1, F-1) | same street address and ZIP code, 35 OSWEGO ST 13027 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | Seneca Financial Corp. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | James M Hickey | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Savings Institution, Federally Chartered, NY first:
- FIRST NATIONWIDE PARENT HOLDINGS INC NY
- CARVER BANCORP INC NY
- AFSALA BANCORP INC NY
- STATEN ISLAND BANCORP INC NY
- ADIRONDACK FINANCIAL SERVICES BANCORP INC NY
- CNY FINANCIAL CORP NY
- GOUVERNEUR BANCORP INC NY
- SOUND FEDERAL BANCORP INC NY
- ROME BANCORP INC NY
- FINGER LAKES BANCORP INC NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Savings Institution, Federally Chartered · Finance