BETA

IPO registrations (S-1, F-1) · Registrants

CARVER BANCORP INC

SEC CIK
1016178 · filings on EDGAR ↗
Registration
Form S-1, first filed 2011-09-28, last 2014-08-18; 2 initial registrations, 1 amendment
Outcome
Declared effective 2012-02-06; withdrawal requested 2014-08-26
Industry (SIC)
Savings Institution, Federally Chartered 6035
Incorporated in
DE
Business address
75 W 125TH ST, New York, NY 10027-4512
EIN
13-3904174
Ticker
CARV (OTC)
EDGAR entity type
operating
Insiders and CEO pay
CARVER BANCORP INC on the corporate pages

Offering terms

Shares offered
45,118
Listing
Nasdaq under the symbol CARV

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 9

FiledFormWhat it isName as filedEDGAR
2011-09-28S-1S-1 (registration)CARVER BANCORP INC0001016178-11-000036 ↗
2012-01-24S-1/AS-1/A (amendment)CARVER BANCORP INC0001047469-12-000335 ↗
2012-02-06EFFECTEFFECT (declared effective)CARVER BANCORP INC9999999995-12-000394 ↗
2012-07-11EFFECTEFFECT (declared effective)CARVER BANCORP INC9999999995-12-002132 ↗
2013-07-15EFFECTEFFECT (declared effective)CARVER BANCORP INC9999999995-13-002074 ↗
2014-08-18S-1S-1 (registration)CARVER BANCORP INC0001016178-14-000028 ↗
2014-08-26RWRW (withdrawal request)CARVER BANCORP INC0000943374-14-000520 ↗
2014-08-28EFFECTEFFECT (declared effective)CARVER BANCORP INC9999999995-14-002625 ↗
2015-07-31EFFECTEFFECT (declared effective)CARVER BANCORP INC9999999995-15-002128 ↗

Prospectus pages read 1

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2014-08-18S-1registration statement45,118-Nasdaq CARV0primary document; shares headlinedocument ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
HOLLAND ROBERT JRDirector82006–2008
RUGGIERO EDWARD BDirector82006–2008
ZELNICK STRAUSSDirector52006
HINDS DAVID LDirector32006
MODDY CAROL BALDWINDirector42006–2007
JACKSON PAZEL G JRDirector62006–2024
BASON JAMES HOfficerSVP & Chief Lending Officer; SVP, Chief Lending Officer; SVP & CHIEF LENDING OFFICER62006–2008
Daniel Samuel JDirector42006–2007
Tarter RobertDirector22006
DEATON FRANKOfficerSVP of Operations12006
GRAY WILLIAM COfficerSVP & Chief Financial Officer12006
PETERSON MARGARET DOfficerSVP & Chief HR Officer; SVP - Human Resources Officer22006–2008
WRIGHT DEBORAH CDirector,Officer; DirectorOther; OfficerChairman and CEO; Chairman, President & CEO; CHAIRMAN, PRESIDENT & CEO; President & CEO; PRESIDENT & CEO122006–2015
Swan RoyOfficerCFO; Chief Financial Officer; EVP AND CFO; SVP - Chief Financial Officer72006–2008
Koehler Charles FOfficerEVP, Business Development Ofcr; EVP, Chief Lending Officer; EVP of Lending32006–2008
Ifill Susan M.OfficerSVP, CHIEF RETAIL OFFICER32008
Pinnock BlondelOfficerSENIOR VICE PRESIDENT; SVP & President of CCDC52008–2013
RICCA MARK AOfficerEVP, Chief Risk Officer and GC; EVP, Chief Risk Officer & GC32008–2010person page Fuzzy
Spencer John FOfficerSenior Vice President; SVP & Chief Retail Officer32009–2010
Sperzel ThomasOfficerSr. VP and Controller12009
McFadden Chris AOfficerEVP and CFO; EVP & Chief Financial Officer32009–2010
Narcisse Colbert GDirector22010
Rolle Janet LDirector22010
Tohbe SusanDirector22010
Grannum ColvinDirector42013–2024
Jones Lewis P. IIIDirector; DirectorOther32013–2020
Knuckles KennethDirector32013–2024
deJongh Ingrid LaMaeDirector22014–2015
Toner David L.OfficerFirst SVP and CFO32014–2015
Pugh Michael T.Director,Officer; OfficerPresident & CEO; President & COO82014–2022person page Fuzzy
Maier Christina LOfficerCFO52016–2023
Ritter Thomas KDirector22016
MacKay Craig CDirector102017–2024
Haliotis SophiaOfficerSVP and CCO52018–2021
Mooney Robert WDirector22018
Torres IsaacOfficerSVP and GC; SVP, GC and Corp Sec62019–2023
Joseph Jillian EDirector22019–2020person page Fuzzy
Bussey StevenDirector22020
Nunn Robin LDirector22023
Winkler Marc SOfficerSVP and CAO12024
Felix DonaldOfficerPresident and CEO32024–2025

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2023-08-02CARVER BANCORP INCCommercial Banking$1,000,000$1,000,00011
2021-03-03CARVER BANCORP INCCommercial Banking$5,999,995$5,999,99511
2021-02-16CARVER BANCORP INCCommercial Banking$4,399,996$4,399,99611
2020-10-29CARVER BANCORP INCCommercial Banking$974,643$974,64311

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationCARVER BANCORP, INC.NYState business registriesname and state
Form D issuerCARVER BANCORP INCNYForm D private offeringsCIK (EXACT)
SEC filerCARVER BANCORP INCSEC filers (EDGAR)CIK (EXACT)
Person pageMark A RiccaPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageMichael T PughPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person pageMs Jillian E JosephPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Savings Institution, Federally Chartered, NY first:

More with this interest.

In other datasets, the same topic (Finance) in NY:

Interests: Savings Institution, Federally Chartered · Finance