IPO registrations (S-1, F-1) · Registrants
Grom Social Enterprises, Inc.
- SEC CIK
- 1662574 · filings on EDGAR ↗
- Former names
- Illumination America, Inc. (2016–2017)
- Registration
- Form S-1, first filed 2016-01-13, last 2024-07-25; 9 initial registrations, 13 amendments
- Outcome
- Final prospectus filed 2021-06-21; declared effective 2016-04-06
- Industry (SIC)
- Services-Computer Programming, Data Processing, Etc. 7370
- Incorporated in
- FL
- Business address
- 2060 NW BOCA RATON BLVD. #6, Boca Raton, FL 33431
- EIN
- 20-5566275
- EDGAR entity type
- operating
- Insiders and CEO pay
- Grom Social Enterprises, Inc. on the corporate pages
Offering terms
- Final price
- $4.15 per share (424B4 filed 2021-06-21, an initial public offering)
- Shares sold
- 2,409,639 (all by selling holders)
- Gross proceeds
- $10,000,002 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol GROM
- Lead underwriters
- EF Hutton; The Benchmark Company
- Syndicate
- Revere Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: GROM SOCIAL ENTERPRISES, INC. Fuzzy (name and state)
- Form D issuer: Grom Social Enterprises, Inc. EXACT (CIK (EXACT))
- SEC filer: Grom Social Enterprises, Inc. EXACT (CIK (EXACT))
Filings 33
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2016-01-13 | S-1 | S-1 (registration) | Illumination America, Inc. | 0001019687-16-004787 ↗ |
| 2016-03-03 | S-1/A | S-1/A (amendment) | Illumination America, Inc. | 0001019687-16-005331 ↗ |
| 2016-03-29 | S-1/A | S-1/A (amendment) | Illumination America, Inc. | 0001019687-16-005614 ↗ |
| 2016-04-05 | S-1/A | S-1/A (amendment) | Illumination America, Inc. | 0001019687-16-005732 ↗ |
| 2016-04-06 | EFFECT | EFFECT (declared effective) | Illumination America, Inc. | 9999999995-16-004152 ↗ |
| 2021-02-16 | S-1 | S-1 (registration) | Grom Social Enterprises, Inc. | 0001683168-21-000584 ↗ |
| 2021-04-28 | S-1/A | S-1/A (amendment) | Grom Social Enterprises, Inc. | 0001683168-21-001562 ↗ |
| 2021-05-12 | S-1/A | S-1/A (amendment) | Grom Social Enterprises, Inc. | 0001683168-21-001921 ↗ |
| 2021-05-24 | S-1/A | S-1/A (amendment) | Grom Social Enterprises, Inc. | 0001683168-21-002181 ↗ |
| 2021-06-16 | EFFECT | EFFECT (declared effective) | Grom Social Enterprises, Inc. | 9999999995-21-002360 ↗ |
| 2021-06-21 | 424B4 | 424B4 (final prospectus) | Grom Social Enterprises, Inc. | 0001683168-21-002604 ↗ |
| 2021-10-20 | S-1 | S-1 (registration) | Grom Social Enterprises, Inc. | 0001683168-21-004961 ↗ |
| 2021-11-12 | S-1/A | S-1/A (amendment) | Grom Social Enterprises, Inc. | 0001683168-21-005446 ↗ |
| 2021-11-23 | S-1/A | S-1/A (amendment) | Grom Social Enterprises, Inc. | 0001683168-21-005910 ↗ |
| 2021-11-24 | EFFECT | EFFECT (declared effective) | Grom Social Enterprises, Inc. | 9999999995-21-004481 ↗ |
| 2022-02-11 | S-1 | S-1 (registration) | Grom Social Enterprises, Inc. | 0001683168-22-000851 ↗ |
| 2022-06-02 | S-1/A | S-1/A (amendment) | Grom Social Enterprises, Inc. | 0001683168-22-004135 ↗ |
| 2022-06-13 | S-1/A | S-1/A (amendment) | Grom Social Enterprises, Inc. | 0001683168-22-004306 ↗ |
| 2022-06-24 | EFFECT | EFFECT (declared effective) | Grom Social Enterprises, Inc. | 9999999995-22-001875 ↗ |
| 2022-11-09 | S-1 | S-1 (registration) | Grom Social Enterprises, Inc. | 0001683168-22-007459 ↗ |
| 2022-12-06 | S-1/A | S-1/A (amendment) | Grom Social Enterprises, Inc. | 0001683168-22-008200 ↗ |
| 2022-12-07 | S-1/A | S-1/A (amendment) | Grom Social Enterprises, Inc. | 0001683168-22-008229 ↗ |
| 2022-12-08 | EFFECT | EFFECT (declared effective) | Grom Social Enterprises, Inc. | 9999999995-22-003490 ↗ |
| 2022-12-12 | 424B4 | 424B4 (final prospectus) | Grom Social Enterprises, Inc. | 0001683168-22-008349 ↗ |
| 2023-02-02 | S-1 | S-1 (registration) | Grom Social Enterprises, Inc. | 0001683168-23-000516 ↗ |
| 2023-02-09 | EFFECT | EFFECT (declared effective) | Grom Social Enterprises, Inc. | 9999999995-23-000356 ↗ |
| 2023-08-10 | S-1 | S-1 (registration) | Grom Social Enterprises, Inc. | 0001683168-23-005521 ↗ |
| 2023-08-25 | S-1/A | S-1/A (amendment) | Grom Social Enterprises, Inc. | 0001683168-23-006086 ↗ |
| 2023-09-07 | EFFECT | EFFECT (declared effective) | Grom Social Enterprises, Inc. | 9999999995-23-002599 ↗ |
| 2023-09-12 | 424B1 | 424B1 (final prospectus) | Grom Social Enterprises, Inc. | 0001683168-23-006363 ↗ |
| 2023-12-27 | S-1 | S-1 (registration) | Grom Social Enterprises, Inc. | 0001683168-23-009097 ↗ |
| 2024-01-05 | EFFECT | EFFECT (declared effective) | Grom Social Enterprises, Inc. | 9999999995-24-000054 ↗ |
| 2024-07-25 | S-1 | S-1 (registration) | Grom Social Enterprises, Inc. | 0001683168-24-005064 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-05-24 | S-1/A | registration statement | 2,000,000 | - | Nasdaq GROM | 2 | primary document; shares headline, cover names 2 | document ↗ | ||
| 2021-06-21 | 424B4 | final prospectus | $4.15 | 2,409,639 | $10,000,002 | Nasdaq GROM | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Leiner Melvin | Director,Officer; Director,TenPercentOwner | COO/CFO/Exec VP/Secy | 7 | 2017–2019 | |
| Marks Darren | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman and CEO; Chairman/CEO/President; President and CEO | 8 | 2017–2021 | |
| Llera Ismael | Officer; Other | CEO and CFO | 2 | 2017–2018 | |
| Andrews William Frederick | Officer; Other | Chief Operating Officer | 2 | 2017–2018 | |
| Rutherford Thomas J. | Director; Officer,TenPercentOwner | Chairman/CEO/President | 2 | 2017–2018 | |
| Dearing Wayne | Officer | President of TD Holdings Ltd. | 3 | 2018 | |
| Rosenthal Norman Steven | Director | 1 | 2018 | ||
| Stevens Robert | Director | 1 | 2018 | ||
| Williams Jason Allen | Officer | CFO, Secretary and Treasurer | 1 | 2021 | |
| GOLDMAN SACHS & CO. LLC | TenPercentOwner | 2 | 2023 | ||
| GOLDMAN SACHS GROUP INC | TenPercentOwner | 2 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2021-10-05 | Grom Social Enterprises, Inc. | Other Technology | $5,900,000 | $4,400,000 | 1 | 1 |
| 2020-03-31 | Grom Social Enterprises, Inc. | Other Technology | $1,060,000 | $1,060,000 | 7 | 1 |
| 2020-03-31 | Grom Social Enterprises, Inc. | Other Technology | $3,000,000 | $3,000,000 | 11 | 1 |
| 2019-07-26 | Grom Social Enterprises, Inc. | Other Technology | Indefinite | $355,000 | 4 | 1 |
| 2018-12-13 | Grom Social Enterprises, Inc. | Other | $552,000 | $552,000 | 9 | 1 |
| 2017-03-24 | Illumination America, Inc. | Other | $1,500,000 | $310,000 | 2 | 1 |
| 2016-09-30 | Illumination America, Inc. | Other | $1,000,000 | $107,500 | 2 | 1 |
| 2016-07-27 | Illumination America, Inc. | Other | $500,000 | $326,300 | 7 | 1 |
| 2016-07-27 | Illumination America, Inc. | Other | $500,000 | $107,000 | 10 | 1 |
| 2016-07-27 | Illumination America, Inc. | Other | $500,000 | $405,000 | 25 | 1 |
| 2016-07-27 | Illumination America, Inc. | Other | $500,000 | $424,500 | 11 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | GROM SOCIAL ENTERPRISES, INC. | FL | State business registries | name and state |
| Form D issuer | Grom Social Enterprises, Inc. | FL | Form D private offerings | CIK (EXACT) |
| SEC filer | Grom Social Enterprises, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Grom Social Enterprises Inc. | FL | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Computer Programming, Data Processing, Etc., FL first:
- AutoWeb, Inc. FL
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- AMI JAMES BRANDS, INC. FL
- KnowBe4, Inc. FL
- GUOCHUN INTERNATIONAL INC. FL
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In other datasets, the same topic (Technology) in FL:
- Form D issuer: 3D FUTURE VISION II, INC. (Form D private offerings)
- Lobbying client: 1-800-DONOTCALL (Federal lobbying (LDA))
Interests: Services-Computer Programming, Data Processing, Etc. · Technology