IPO registrations (S-1, F-1) · Registrants
C1 Financial, Inc.
- SEC CIK
- 1609132 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2014-07-11, last 2015-08-11; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2014-08-15; declared effective 2014-08-13
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- FL
- Business address
- 100 5TH STREET SOUTH, St. Petersburg, FL 33701
- EIN
- 46-4241720
- EDGAR entity type
- operating
- Insiders and CEO pay
- C1 Financial, Inc. on the corporate pages
Offering terms
- Proposed price range
- $18.00–$20.00 per share (S-1/A filed 2014-07-31)
- Final price
- $17.00 per share, below the range (424B4 filed 2014-08-15, an initial public offering)
- Shares sold
- 2,631,579
- Gross proceeds
- $44,736,843 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol BNK
- Lead underwriters
- KBW (1,108,033 shares); Raymond James (969,529 shares)
- Syndicate
- Stifel; Piper Sandler; Wunderlich Securities (138,504); Hovde Group (55,402); Monroe Financial Partners, Inc (55,402); Sandler O’Neill & Partners, L.P (304,709)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: C1 FINANCIAL, INC. EXACT (EIN (EXACT, as the state registration reports it))
- SEC filer: C1 Financial, Inc. EXACT (CIK (EXACT))
- Person page: Robert P Glaser Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Trevor R Burgess Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: William h Sedgeman Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-07-11 | S-1 | S-1 (registration) | C1 Financial, Inc. | 0000950103-14-004849 ↗ |
| 2014-07-24 | S-1/A | S-1/A (amendment) | C1 Financial, Inc. | 0000950103-14-005144 ↗ |
| 2014-07-31 | S-1/A | S-1/A (amendment) | C1 Financial, Inc. | 0001193125-14-289936 ↗ |
| 2014-08-06 | S-1/A | S-1/A (amendment) | C1 Financial, Inc. | 0001193125-14-298145 ↗ |
| 2014-08-13 | EFFECT | EFFECT (declared effective) | C1 Financial, Inc. | 9999999995-14-002490 ↗ |
| 2014-08-15 | 424B4 | 424B4 (final prospectus) | C1 Financial, Inc. | 0001193125-14-311400 ↗ |
| 2015-08-05 | S-1 | S-1 (registration) | C1 Financial, Inc. | 0000950103-15-006256 ↗ |
| 2015-08-11 | S-1/A | S-1/A (amendment) | C1 Financial, Inc. | 0000950103-15-006413 ↗ |
| 2015-08-13 | EFFECT | EFFECT (declared effective) | C1 Financial, Inc. | 9999999995-15-002288 ↗ |
| 2015-08-17 | 424B4 | 424B4 (final prospectus) | C1 Financial, Inc. | 0000950103-15-006527 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-07-31 | S-1/A | registration statement | $18.00–$20.00 | 2,631,579 | - | NYSE BNK | 7 | primary document; range, shares headline, cover names 7 | document ↗ | |
| 2014-08-06 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2014-08-15 | 424B4 | final prospectus | $17.00 | 2,631,579 | $44,736,843 | NYSE BNK | 8 | primary document; price sentence, shares headline, proceeds table, underwriting table 6, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Burgess Trevor R | Director,Officer | Chief Executive Officer; President and CEO | 2 | 2014–2016 | person page Fuzzy |
| Burghardt Brian D | Director | 3 | 2014–2016 | ||
| Burghardt Phillip L | Director | 3 | 2014–2016 | ||
| da Rocha Camargo Marcio | TenPercentOwner | 3 | 2014–2016 | ||
| Faria de Lima Marcelo | Director,TenPercentOwner | 3 | 2014–2016 | ||
| Glaser Robert P | Director | 3 | 2014–2016 | person page Fuzzy | |
| Grossman Neil D | Director | 8 | 2014–2016 | ||
| LOWMAN RITA J | Officer | Chief Operating Officer; EVP & Chief Operating Officer | 2 | 2014–2016 | |
| Melej Cristian A | Officer | Chief Financial Officer | 3 | 2014–2016 | |
| Moore Duane L | Director | 3 | 2014–2016 | ||
| Pemble Kathryn | Director,Officer | Chief Credit Officer; EVP, Florida Market President | 3 | 2014–2015 | |
| Russel Erwin | TenPercentOwner | 3 | 2014–2016 | ||
| Sedgeman William H Jr | Director | 3 | 2014–2016 | person page Fuzzy | |
| SINK ADELAIDE A | Director | 3 | 2014–2016 | ||
| Snyder Ryan L | Director | 6 | 2014–2016 | ||
| Allen Jerry J | Officer | Chief Credit Officer | 2 | 2014–2016 | |
| de Oliveira Marcio | Officer | Chief Information Officer; Exec. VP & Chief Tech Officer | 2 | 2014–2016 | |
| Randolph Alan G | Officer | EVP - Senior Lender; See Remarks | 2 | 2014–2016 | |
| Steiner James | Officer | Chief Risk Officer; EVP and Chief Risk Officer | 2 | 2014–2016 | |
| Morton Diane | Officer | Chief Human Cap. Off. & Gen. C; See Remarks | 3 | 2015–2016 | |
| Symes Dustin | Officer | EVP - Retail Lending; EVP - Retail Lending Executive | 4 | 2015–2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | C1 FINANCIAL, INC. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | C1 Financial, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Robert P Glaser | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Trevor R Burgess | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | William h Sedgeman Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, FL first:
- AMERICAN BANCSHARES INC \FL\ FL
- TIB FINANCIAL CORP. FL
- ABI CAPITAL TRUST FL
- JACKSONVILLE BANCORP INC /FL/ FL
- COAST FINANCIAL HOLDINGS INC FL
- FIRST STATE FINANCIAL CORP/FL FL
- 1st United Bancorp, Inc. FL
- Prime Meridian Holding Co FL
- BayFirst Financial Corp. FL
- REPUBLIC BANKING CORP OF FLORIDA FL
In other datasets, the same topic (Finance) in FL:
- Form D issuer: Aeterna Opes NH Fund I LP (Form D private offerings)
- Lobbying client: 777 PARTNERS LLC (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance