IPO registrations (S-1, F-1) · Registrants
AQUABOUNTY TECHNOLOGIES INC
- SEC CIK
- 1603978 · filings on EDGAR ↗
- Name on the registration
- AquaBounty Technologies, Inc.
- Former names
- AquaBounty Technologies, Inc. (2014–2023)
- Registration
- Form S-1, first filed 2017-11-08, last 2020-02-10; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2018-01-16; declared effective 2018-01-12
- Industry (SIC)
- Fishing, Hunting and Trapping 0900
- Incorporated in
- DE
- Business address
- 233 AYER ROAD SUITE 4, SUITE 4, Harvard, MA 01451
- EIN
- 04-3156167
- Ticker
- AQB (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- AQUABOUNTY TECHNOLOGIES INC on the corporate pages
Offering terms
- Final price
- $3.25 per share (424B4 filed 2018-01-16)
- Shares sold
- 3,692,307
- Gross proceeds
- $11,999,997 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AQB
- Lead underwriters
- H.C. Wainwright
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: AQUA BOUNTY TECHNOLOGIES, INC. 401K P/S PLAN EXACT (EIN (EXACT))
- Form D issuer: AQUABOUNTY TECHNOLOGIES INC EXACT (CIK (EXACT))
- Lobbying client: AQUABOUNTY TECHNOLOGIES INC. Fuzzy (name and state)
- Lobbying client: AQUABOUNTY TECHNOLOGIES, INC. Fuzzy (name and state)
- Lobbying client: AQUABOUNTY TECHNOLOGIES, INC. Fuzzy (name and state)
- SEC filer: AquaBounty Technologies, Inc. EXACT (CIK (EXACT))
- Person page: Richard L Huber Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 17
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-11-08 | S-1 | S-1 (registration) | AquaBounty Technologies, Inc. | 0001193125-17-337440 ↗ |
| 2017-12-07 | S-1/A | S-1/A (amendment) | AquaBounty Technologies, Inc. | 0001193125-17-363434 ↗ |
| 2018-01-09 | S-1/A | S-1/A (amendment) | AquaBounty Technologies, Inc. | 0001193125-18-006673 ↗ |
| 2018-01-11 | S-1/A | S-1/A (amendment) | AquaBounty Technologies, Inc. | 0001193125-18-008598 ↗ |
| 2018-01-12 | S-1MEF | S-1MEF (added securities) | AquaBounty Technologies, Inc. | 0001193125-18-009558 ↗ |
| 2018-01-12 | EFFECT | EFFECT (declared effective) | AquaBounty Technologies, Inc. | 9999999995-18-000109 ↗ |
| 2018-01-16 | 424B4 | 424B4 (final prospectus) | AquaBounty Technologies, Inc. | 0001193125-18-010265 ↗ |
| 2018-04-27 | EFFECT | EFFECT (declared effective) | AquaBounty Technologies, Inc. | 9999999995-18-000965 ↗ |
| 2020-01-15 | S-1 | S-1 (registration) | AquaBounty Technologies, Inc. | 0001603978-20-000005 ↗ |
| 2020-02-03 | S-1/A | S-1/A (amendment) | AquaBounty Technologies, Inc. | 0001603978-20-000013 ↗ |
| 2020-02-10 | S-1/A | S-1/A (amendment) | AquaBounty Technologies, Inc. | 0001603978-20-000023 ↗ |
| 2020-02-10 | EFFECT | EFFECT (declared effective) | AquaBounty Technologies, Inc. | 9999999995-20-000303 ↗ |
| 2020-02-12 | S-1MEF | S-1MEF (added securities) | AquaBounty Technologies, Inc. | 0001603978-20-000031 ↗ |
| 2020-02-12 | 424B4 | 424B4 (final prospectus) | AquaBounty Technologies, Inc. | 0001603978-20-000033 ↗ |
| 2021-01-25 | EFFECT | EFFECT (declared effective) | AquaBounty Technologies, Inc. | 9999999995-21-000273 ↗ |
| 2021-08-19 | EFFECT | EFFECT (declared effective) | AquaBounty Technologies, Inc. | 9999999995-21-003249 ↗ |
| 2021-11-22 | 424B4 | 424B4 (final prospectus) | AquaBounty Technologies, Inc. | 0001193125-21-335930 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-01-11 | S-1/A | registration statement | 1,574,803 | - | Nasdaq AQB | 2 | primary document; shares headline, cover names 2 | document ↗ | ||
| 2018-01-16 | 424B4 | final prospectus | $3.25 | 3,692,307 | $11,999,997 | Nasdaq AQB | 1 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ABBOTT LABORATORIES | TenPercentOwner | 1 | 2016 | ||
| Bobo Jack A | Director | 1 | 2016 | ||
| CFR International SpA | TenPercentOwner | 1 | 2016 | ||
| Clothier Richard J | Director | 8 | 2016–2023 | ||
| FRANK DAVID A | Officer | Chief Financial Officer; See Remarks | 15 | 2016–2023 | |
| HUBER RICHARD L | Director | 9 | 2016–2021 | person page Fuzzy | |
| Martin Christopher H. | Officer | See Remarks | 2 | 2016–2017 | |
| Rojas Alejandro | Officer | Chief Operating Officer; See Remarks | 11 | 2016–2023 | |
| St.Clare Christine | Director | 9 | 2016–2023 | ||
| Sterling Rick L. | Director | 6 | 2016–2023 | ||
| Stotish Ronald L | Director,Officer | See Remarks | 4 | 2016–2019 | |
| TURK JAMES C JR | Director | 11 | 2016–2022 | ||
| INTREXON CORP | TenPercentOwner | 6 | 2017–2019 | ||
| KIRK RANDAL J | TenPercentOwner | 13 | 2017–2021 | ||
| Wulf Sylvia | Director,Officer | CEO & Director; See Remarks | 11 | 2019–2023 | |
| Perez Jeffrey Thomas | Director | 1 | 2019 | ||
| Olsen Angela M | Officer | General Counsel & Corp Sec; See Remarks | 9 | 2019–2023 | |
| Czypinski Alana | Director; Director,TenPercentOwner | 8 | 2020–2022 | ||
| Fisher Theodore John | Director | 5 | 2020–2022 | ||
| Alvarez Ricardo J | Director | 7 | 2021–2023 | ||
| Myers Gail Sharps | Director | 7 | 2021–2023 | ||
| Sharp Erin S | Director | 4 | 2022–2023 | ||
| Stern Michael K | Director | 5 | 2022–2023 | ||
| Melbourne David Francis JR | Officer | President | 1 | 2023 | |
| Braeden Lichti | Director | 1 | 2025 | ||
| Bensler Graydon | Director | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2026-07-01 | AQUABOUNTY TECHNOLOGIES INC | Agriculture | $2,250,000 | $2,250,000 | 18 | 1 |
| 2026-04-15 | AQUABOUNTY TECHNOLOGIES INC | Agriculture | $4,815,616 | $4,815,616 | 9 | 1 |
| 2025-11-04 | AQUABOUNTY TECHNOLOGIES INC | Agriculture | $4,000,000 | $4,000,000 | 9 | 1 |
| 2015-07-09 | AquaBounty Technologies, Inc. | Other Technology | $3,000,000 | $3,000,000 | 1 | 1 |
| 2014-03-31 | AquaBounty Technologies, Inc. | Other Technology | $10,000,000 | $10,000,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | AQUABOUNTY TECHNOLOGIES INC | MA | Form D private offerings | CIK (EXACT) |
| Lobbying client | AQUABOUNTY TECHNOLOGIES INC. | MA | Federal lobbying (LDA) | name and state |
| Lobbying client | AQUABOUNTY TECHNOLOGIES, INC. | MA | Federal lobbying (LDA) | name and state |
| Lobbying client | AQUABOUNTY TECHNOLOGIES, INC. | MA | Federal lobbying (LDA) | name and state |
| Patent assignee | AquaBounty Technologies, Inc. | MA | Patents (USPTO) | name and state |
| SEC filer | AQUABOUNTY TECHNOLOGIES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | AquaBounty Technologies, Inc. | MA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | AQUA BOUNTY TECHNOLOGIES, INC. 401K P/S PLAN | EIN (EXACT) | ||
| Person page | Richard L Huber | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.