IPO registrations (S-1, F-1) · Registrants
Aerkomm Inc.
- SEC CIK
- 1590496 · filings on EDGAR ↗
- Former names
- Maple Tree Kids, Inc. (2013–2017)
- Registration
- Form S-1, first filed 2013-11-05, last 2020-11-05; 4 initial registrations, 12 amendments
- Outcome
- Final prospectus filed 2018-05-14; declared effective 2014-01-31
- Industry (SIC)
- Communications Services, NEC 4899
- Incorporated in
- NV
- Business address
- 44043 FREMONT BLVD., Fremont, CA 94538
- EIN
- 46-3424568
- Ticker
- AKOM (OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Aerkomm Inc. on the corporate pages
Offering terms
- Final price
- $8.50 per share (424B1 filed 2018-05-14)
- Gross proceeds
- $5,000,000 before underwriting discounts and any over-allotment option
- Listing
- OTCQX under the symbol AKOM
- Lead underwriters
- Boustead Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Aerkomm Inc. EXACT (CIK (EXACT))
- SEC filer: Aerkomm Inc. EXACT (CIK (EXACT))
Filings 29
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-11-05 | S-1 | S-1 (registration) | Maple Tree Kids, Inc. | 0001477932-13-005073 ↗ |
| 2013-12-13 | S-1/A | S-1/A (amendment) | Maple Tree Kids, Inc. | 0001477932-13-006021 ↗ |
| 2014-01-15 | S-1/A | S-1/A (amendment) | Maple Tree Kids, Inc. | 0001477932-14-000189 ↗ |
| 2014-01-31 | EFFECT | EFFECT (declared effective) | Maple Tree Kids, Inc. | 9999999995-14-000281 ↗ |
| 2016-12-29 | EFFECT | EFFECT (declared effective) | Maple Tree Kids, Inc. | 9999999995-16-006579 ↗ |
| 2017-06-27 | S-1 | S-1 (registration) | Aerkomm Inc. | 0001477932-17-003015 ↗ |
| 2017-08-29 | S-1/A | S-1/A (amendment) | Aerkomm Inc. | 0001477932-17-004246 ↗ |
| 2017-09-13 | S-1/A | S-1/A (amendment) | Aerkomm Inc. | 0001477932-17-004442 ↗ |
| 2017-09-13 | EFFECT | EFFECT (declared effective) | Aerkomm Inc. | 9999999995-17-002334 ↗ |
| 2017-12-20 | S-1 | S-1 (registration) | Aerkomm Inc. | 0001213900-17-013496 ↗ |
| 2018-02-02 | S-1/A | S-1/A (amendment) | Aerkomm Inc. | 0001213900-18-001212 ↗ |
| 2018-02-12 | S-1/A | S-1/A (amendment) | Aerkomm Inc. | 0001213900-18-001613 ↗ |
| 2018-03-28 | EFFECT | EFFECT (declared effective) | Aerkomm Inc. | 9999999995-18-000693 ↗ |
| 2018-03-30 | S-1/A | S-1/A (amendment) | Aerkomm Inc. | 0001213900-18-003746 ↗ |
| 2018-04-06 | S-1/A | S-1/A (amendment) | Aerkomm Inc. | 0001213900-18-004138 ↗ |
| 2018-04-12 | S-1/A | S-1/A (amendment) | Aerkomm Inc. | 0001213900-18-004302 ↗ |
| 2018-04-13 | EFFECT | EFFECT (declared effective) | Aerkomm Inc. | 9999999995-18-000819 ↗ |
| 2018-05-07 | EFFECT | EFFECT (declared effective) | Aerkomm Inc. | 9999999995-18-001156 ↗ |
| 2018-05-14 | 424B1 | 424B1 (final prospectus) | Aerkomm Inc. | 0001213900-18-006088 ↗ |
| 2018-07-10 | EFFECT | EFFECT (declared effective) | Aerkomm Inc. | 9999999995-18-001741 ↗ |
| 2019-05-23 | 424B1 | 424B1 (final prospectus) | Aerkomm Inc. | 0001213900-19-009501 ↗ |
| 2019-05-23 | EFFECT | EFFECT (declared effective) | Aerkomm Inc. | 9999999995-19-001190 ↗ |
| 2019-12-20 | EFFECT | EFFECT (declared effective) | Aerkomm Inc. | 9999999995-19-002875 ↗ |
| 2020-04-30 | S-1 | S-1 (registration) | Aerkomm Inc. | 0001213900-20-010671 ↗ |
| 2020-07-29 | S-1/A | S-1/A (amendment) | Aerkomm Inc. | 0001213900-20-019040 ↗ |
| 2020-10-21 | S-1/A | S-1/A (amendment) | Aerkomm Inc. | 0001213900-20-032388 ↗ |
| 2020-11-05 | S-1/A | S-1/A (amendment) | Aerkomm Inc. | 0001213900-20-035203 ↗ |
| 2020-11-06 | EFFECT | EFFECT (declared effective) | Aerkomm Inc. | 9999999995-20-003093 ↗ |
| 2020-11-12 | 424B1 | 424B1 (final prospectus) | Aerkomm Inc. | 0001213900-20-036279 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-04-12 | S-1/A | registration statement | $8.50 | - | $5,000,000 | OTCQX AKOM | 1 | primary document; price table, proceeds table, cover names 1 | document ↗ | |
| 2018-05-14 | 424B1 | final prospectus | $8.50 | - | $5,000,000 | OTCQX AKOM | 1 | primary document; price sentence, proceeds table, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Busuttil James J. | Director | 2 | 2018–2020 | ||
| Chang Sheng-Chun | TenPercentOwner | 1 | 2018 | ||
| Choy Raymond | Director | 2 | 2018–2020 | ||
| Dmedia Holding LP | TenPercentOwner | 1 | 2018 | ||
| Dmedia LLC | TenPercentOwner | 1 | 2018 | ||
| Hsu Chih-Ming | Director | 2 | 2018–2020 | ||
| Kuo Yuyun Tristan | Officer | Chief Financial Officer | 2 | 2018–2020 | |
| Lim Colin | Director | 2 | 2018–2020 | ||
| Lin Jan-Yuan | Director | 2 | 2018–2020 | ||
| Well Thrive Ltd | TenPercentOwner | 1 | 2018 | ||
| Wun Jeffrey | Director,Officer,TenPercentOwner | CEO, President and Chairman | 2 | 2018–2020 | |
| Akumiah Richmond | Director | 2 | 2018–2020 | ||
| World Praise Ltd | TenPercentOwner | 1 | 2023 | ||
| Yau Leroy | TenPercentOwner | 1 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-08-07 | Aerkomm Inc. | Telecommunications | $2,540,000 | $279,581 | 3 | 1 |
| 2017-08-07 | Aerkomm Inc. | Telecommunications | $5,000,000 | $2,327,400 | 8 | 1 |
| 2017-03-07 | Aerkomm Inc. | Telecommunications | $1,500,000 | $1,000,000 | 2 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Aerkomm Inc. | NV | Form D private offerings | CIK (EXACT) |
| SEC filer | Aerkomm Inc. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.