BETA

IPO registrations (S-1, F-1) · Registrants

Fidelity & Guaranty Life

SEC CIK
1585064 · filings on EDGAR ↗
Registration
Form S-1, first filed 2013-08-29, last 2013-12-03; 1 initial registration, 5 amendments
Outcome
Final prospectus filed 2013-12-13; declared effective 2013-12-12
Industry (SIC)
Life Insurance 6311
Incorporated in
DE
Business address
TWO RUAN CENTER, 601 LOCUST STREET, 14TH FLOOR, Des Moines, IA 50309
EIN
46-3489149
EDGAR entity type
operating
Insiders and CEO pay
Fidelity & Guaranty Life on the corporate pages

Offering terms

Proposed price range
$17.00–$19.00 per share (S-1/A filed 2013-12-03)
Final price
$17.00 per share, within the range (424B4 filed 2013-12-13, an initial public offering)
Shares sold
9,750,000
Gross proceeds
$165,750,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol FGL
Lead underwriters
Credit Suisse; J.P. Morgan; Jefferies
Syndicate
Macquarie; RBC Capital Markets; Nomura; Piper Sandler; Sterne Agee; Cantor Fitzgerald; Dowling & Partners Securities LLC

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 8

FiledFormWhat it isName as filedEDGAR
2013-08-29S-1S-1 (registration)Fidelity & Guaranty Life0001193125-13-350858 ↗
2013-10-17S-1/AS-1/A (amendment)Fidelity & Guaranty Life0001193125-13-401460 ↗
2013-10-28S-1/AS-1/A (amendment)Fidelity & Guaranty Life0001193125-13-412876 ↗
2013-11-22S-1/AS-1/A (amendment)Fidelity & Guaranty Life0001193125-13-450354 ↗
2013-11-26S-1/AS-1/A (amendment)Fidelity & Guaranty Life0001193125-13-455042 ↗
2013-12-03S-1/AS-1/A (amendment)Fidelity & Guaranty Life0001193125-13-460221 ↗
2013-12-12EFFECTEFFECT (declared effective)Fidelity & Guaranty Life9999999995-13-003541 ↗
2013-12-13424B4424B4 (final prospectus)Fidelity & Guaranty Life0001193125-13-473278 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2013-12-03S-1/Aregistration statement$17.00–$19.00$18.009,750,000$175,500,000NYSE FGL10primary document; range, price sentence, shares headline, proceeds computed, cover names 10document ↗
2013-12-13424B4final prospectus$17.009,750,000$165,750,000NYSE FGL10primary document; price sentence, shares headline, proceeds table, cover names 10document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
ASALI OMARDirector42013–2014
Bawden WilliamDirector52013–2017
Boehm RosanneOfficerSVP Human Resources; SVP, Human Resources132013–2017
Cheliotis KostasDirector42013–2014
FALCONE PHILIPOther12013
Fleming ChristopherOfficerSVP, Operations and Technology; SVP, Operations & Technology142013–2017
Gass Phillip J.DirectorOther42013–2014
Gregson Kevin J.Director82013–2016
HARBINGER GROUP INC.TenPercentOwner12013
Krishnan RajeshOfficerEVP and CIO; EVP, Chief Investment Officer142013–2017
LAUNER LELAND C JRDirector,OfficerChief Executive Officer; President and CEO82013–2015
Marhoun Eric L.OfficerEVP, GC and Secretary152013–2017
Melchionni William P.Director102013–2017
O'Shaughnessy John P.OfficerSVP and Chief Actuary; SVP, Business Development; SVP, Chief Actuary & CRO132013–2017
Phelps II John A.OfficerSVP Chief Distribution Officer; SVP, Chief Distr. Officer152013–2017
Tweedie L. John H.Director42013–2017
Tyler PaulOfficerSVP, Strategy & Corp. Dev.102013–2016
Williams Thomas A.Director42013–2014
Young Wendy J.B.OfficerSVP and CFO; SVP and Chief Risk Officer; SVP, Chief Risk Officer132013–2017
FS Holdco LtdTenPercentOwnerOther12014
Vigneau DennisOfficerEVP and Chief Financial Off; EVP & Chief Financial Officer; Senior Vice President; Senior Vice President and CFO42014–2017
LITTLEFIELD CHRISTOPHER JDirector,Officer; OfficerChief Executive Officer; President; President & CEO102014–2017
BENSON JAMES MDirector32014–2017
Cobb Clyde Landon Jr.OfficerChief Accounting Officer22014
STEINBERG JOSEPH SDirector12015
Wiltse MarkOfficerChief Accounting Officer12016
Currier John David Jr.OfficerSVP, Chief Actuary12016
McKnight Andrew A.Director22017
Hickert-Hill DianaOfficerSenior Vice President12017

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Lobbying clientFIDELITY AND GUARANTY LIFEIAFederal lobbying (LDA)name and state
Lobbying clientFIDELITY AND GUARANTY LIFEIAFederal lobbying (LDA)name and state
SEC filerFidelity & Guaranty LifeSEC filers (EDGAR)CIK (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Life Insurance, IA first:

More with this interest.

In other datasets, the same topic (Insurance) in IA:

Interests: Life Insurance · Insurance