IPO registrations (S-1, F-1) · Registrants
J.G. Wentworth Co
- SEC CIK
- 1580185 · filings on EDGAR ↗
- Name on the registration
- JGWPT Holdings Inc.
- Former names
- JGWPT Holdings Inc. (2013–2014); Wentworth Financial Holdings Inc. (2013–2013)
- Registration
- Form S-1, first filed 2013-10-07, last 2014-09-10; 4 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2013-11-13; declared effective 2013-11-07; withdrawal requested 2014-04-11
- Industry (SIC)
- Finance Services 6199
- Incorporated in
- DE
- Business address
- 201 KING OF PRUSSIA ROAD, SUITE 501, Radnor, PA 19087-5148
- EIN
- 46-3037859
- EDGAR entity type
- operating
- Insiders and CEO pay
- J.G. Wentworth Co on the corporate pages
Offering terms
- Proposed price range
- $15.00–$16.00 per share (S-1/A filed 2013-11-07)
- Final price
- $14.00 per share, below the range (424B1 filed 2013-11-13, an initial public offering)
- Shares sold
- 9,750,000
- Gross proceeds
- $115,500,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol JGW
- Lead underwriters
- Barclays; Credit Suisse
- Syndicate
- Deutsche Bank; Jefferies; KBW; Stifel; JMP Securities; Stephens
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: J.G. Wentworth Fuzzy (name and state)
- Business registration: The J.g. Wentworth Company Fuzzy (name and state)
- Business registration: THE J.G. WENTWORTH COMPANY Fuzzy (name and state)
- Business registration: THE J.G. WENTWORTH COMPANY LLC Fuzzy (name and state)
- Form D issuer: J.G. Wentworth Co EXACT (CIK (EXACT))
- Lobbying client: J.G. WENTWORTH Fuzzy (name and state)
- Lobbying client: J.G. WENTWORTH LLC Fuzzy (name and state)
- SEC filer: J.G. Wentworth Co EXACT (CIK (EXACT))
Filings 22
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-10-07 | S-1 | S-1 (registration) | JGWPT Holdings Inc. | 0001567619-13-000077 ↗ |
| 2013-10-28 | S-1/A | S-1/A (amendment) | JGWPT Holdings Inc. | 0001567619-13-000087 ↗ |
| 2013-11-04 | S-1/A | S-1/A (amendment) | JGWPT Holdings Inc. | 0001567619-13-000108 ↗ |
| 2013-11-07 | S-1/A | S-1/A (amendment) | JGWPT Holdings Inc. | 0001567619-13-000122 ↗ |
| 2013-11-07 | EFFECT | EFFECT (declared effective) | JGWPT Holdings Inc. | 9999999995-13-003215 ↗ |
| 2013-11-08 | EFFECT | EFFECT (declared effective) | JGWPT Holdings Inc. | 9999999995-13-003234 ↗ |
| 2013-11-13 | 424B1 | 424B1 (final prospectus) | JGWPT Holdings Inc. | 0001567619-13-000137 ↗ |
| 2014-01-22 | S-1 | S-1 (registration) | JGWPT Holdings Inc. | 0001567619-14-000016 ↗ |
| 2014-02-06 | S-1/A | S-1/A (amendment) | JGWPT Holdings Inc. | 0001567619-14-000037 ↗ |
| 2014-02-07 | EFFECT | EFFECT (declared effective) | JGWPT Holdings Inc. | 9999999995-14-000370 ↗ |
| 2014-04-02 | S-1/A | S-1/A (amendment) | JGWPT Holdings Inc. | 0001567619-14-000170 ↗ |
| 2014-04-07 | S-1 | S-1 (registration) | JGWPT Holdings Inc. | 0001567619-14-000184 ↗ |
| 2014-04-11 | RW | RW (withdrawal request) | JGWPT Holdings Inc. | 0001567619-14-000201 ↗ |
| 2014-04-25 | EFFECT | EFFECT (declared effective) | JGWPT Holdings Inc. | 9999999995-14-001131 ↗ |
| 2014-05-21 | S-1 | S-1 (registration) | JGWPT Holdings Inc. | 0001567619-14-000283 ↗ |
| 2014-08-18 | S-1/A | S-1/A (amendment) | JGWPT Holdings Inc. | 0001567619-14-000407 ↗ |
| 2014-09-09 | S-1/A | S-1/A (amendment) | JGWPT Holdings Inc. | 0001567619-14-000443 ↗ |
| 2014-09-10 | S-1/A | S-1/A (amendment) | JGWPT Holdings Inc. | 0001567619-14-000449 ↗ |
| 2014-09-11 | EFFECT | EFFECT (declared effective) | JGWPT Holdings Inc. | 9999999995-14-002725 ↗ |
| 2015-05-21 | EFFECT | EFFECT (declared effective) | J.G. Wentworth Co | 9999999995-15-001424 ↗ |
| 2015-07-16 | RW | RW (withdrawal request) | J.G. Wentworth Co | 0001104659-15-051451 ↗ |
| 2015-07-30 | EFFECT | EFFECT (declared effective) | J.G. Wentworth Co | 9999999995-15-002119 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-11-07 | S-1/A | registration statement | $15.00–$16.00 | 9,750,000 | - | NYSE JGW | 8 | primary document; range, shares headline, cover names 8 | document ↗ | |
| 2013-11-13 | 424B1 | final prospectus | $14.00 | 9,750,000 | $115,500,000 | NYSE JGW | 8 | primary document; price sentence, shares headline, proceeds table, cover names 8 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CASTALDI ALEXANDER R | Director | 1 | 2013 | ||
| DAVIS EUGENE I | Director | 2 | 2013 | ||
| GRIFFIN ROBERT C | Director | 5 | 2013–2015 | ||
| Hammond Kevin T. | Director | 1 | 2013 | ||
| JGW Holdco, LLC | TenPercentOwner | 2 | 2013–2015 | ||
| JGW Holdings, Inc. | TenPercentOwner | 3 | 2013–2014 | ||
| JLL Associates G.P. V, L.L.C. | TenPercentOwner | 4 | 2013–2015 | ||
| JLL Associates V, L.P. | Director,TenPercentOwner; TenPercentOwner | 4 | 2013–2015 | ||
| JLL Fund V AIF II, L.P. | TenPercentOwner | 4 | 2013–2015 | ||
| JLL Fund V AIF I, L.P. | TenPercentOwner | 4 | 2013–2015 | ||
| JLL JGW Distribution, LLC | Director,TenPercentOwner; TenPercentOwner | 4 | 2013–2015 | ||
| Kirkwood Stephen | Officer | EVP and General Counsel; EVP & Chief Legal Officer; EVP, CLO & CCO | 10 | 2013–2017 | |
| LEVY PAUL S | Director,TenPercentOwner | 3 | 2013–2015 | ||
| Miller David | Director,Officer | CEO and COB | 3 | 2013–2014 | |
| Pomroy Neal | Director | 1 | 2013 | ||
| Rodriguez Frank J | Director | 1 | 2013 | ||
| SCHWAB JOHN R | Officer | EVP and CFO | 4 | 2013–2015 | |
| Sellari Randi | Officer | President and COO | 3 | 2013–2014 | |
| Sola Stefano | Officer | EVP and CIO | 3 | 2013–2014 | |
| Indaba Capital Fund, L.P. | TenPercentOwner | 1 | 2013 | ||
| Indaba Capital Management, LLC | TenPercentOwner | 1 | 2013 | ||
| Indaba Partners, LLC | TenPercentOwner | 1 | 2013 | ||
| SCHRIER DEREK C | TenPercentOwner | 1 | 2013 | ||
| MORGAN WILLIAM J | Director | 3 | 2014–2015 | ||
| Stockdale Stewart | Director,Officer | Chief Executive Officer | 5 | 2014–2017 | |
| Schneider Gregory A. | Officer | EVP & Chief InformationOfficer | 8 | 2014–2017 | |
| Trishield Capital Management LLC | TenPercentOwner | 26 | 2014–2017 | ||
| Trishield Special Situations Master Fund Ltd. | TenPercentOwner | 26 | 2014–2017 | ||
| Buick Alan Jeffrey Jr. | TenPercentOwner | 26 | 2015–2017 | ||
| Harteveldt Robert L. | TenPercentOwner | 26 | 2015–2017 | ||
| Parker Roy | Officer | Pres of Stru Settle & Anu Unit; Pres of Stuc Settle & Anu Unit | 3 | 2015 | |
| Jones Roger W | Officer | See remarks; See Remarks | 2 | 2015 | |
| Stevens Scott E | Officer | EVP & Chief Financial Officer | 3 | 2015–2016 | |
| Gasper Roger O | Officer; Other | Chief Accounting Officer; EVP & Chief Financial Officer; VP & Chief Accounting Officer | 8 | 2015–2017 | |
| Buscemi Phil | Officer | Interim President-Home Lending; President-Home Lending | 3 | 2016–2017 | |
| Anthem, Inc. | TenPercentOwner | 2 | 2016–2017 | ||
| Gendal Steven K. | TenPercentOwner | 2 | 2016–2017 | ||
| Logen Asset Management GP LLC | TenPercentOwner | 2 | 2016–2017 | ||
| LOGEN ASSET MANAGEMENT LP | TenPercentOwner | 2 | 2016–2017 | ||
| Louie Norman | TenPercentOwner | 2 | 2016–2017 | ||
| COZZA AIKATERINI | Officer | Interim CFO | 1 | 2017 | |
| Shaw Michael | Officer | Chief Accounting Officer | 1 | 2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-12-28 | J.G. Wentworth Co | Other Banking and Financial Services | Indefinite | $0 | 0 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | J.G. Wentworth | PA | State business registries | name and state |
| Business registration | The J.g. Wentworth Company | PA | State business registries | name and state |
| Business registration | THE J.G. WENTWORTH COMPANY | PA | State business registries | name and state |
| Business registration | THE J.G. WENTWORTH COMPANY LLC | PA | State business registries | name and state |
| Plan sponsor | THE J.G. WENTWORTH COMPANY | PA | Form 5500 (employee benefit plans) | name and state |
| Plan sponsor | THE J.G. WENTWORTH COMPANY, LLC | PA | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | J.G. Wentworth Co | PA | Form D private offerings | CIK (EXACT) |
| Form D issuer | J.G. Wentworth Company, LLC | PA | Form D private offerings | name and state |
| Lobbying client | J.G. WENTWORTH | PA | Federal lobbying (LDA) | name and state |
| Lobbying client | J.G. WENTWORTH LLC | PA | Federal lobbying (LDA) | name and state |
| SEC filer | J.G. Wentworth Co | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | J.G. Wentworth LLC | PA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Finance Services, PA first:
- Big Digital Energy, Inc. PA
- MUNI FUNDING CO OF AMERICA LLC PA
- Capmark Financial Group Inc. PA
- BTCS Inc. PA
- Solana Co PA
- Eightco Holdings Inc. PA
- Sono Group N.V. 2M
- Digi Power X Inc. A6
- THC Farmaceuticals, Inc. AZ
- Social Leverage Acquisition Corp I AZ
In other datasets, the same topic (Finance) in PA:
- Form D issuer: 1931 Funding, LLC (Form D private offerings)
- Lobbying client: ACA CONNECTS - AMERICA'S COMMUNICATION ASSOCIATION (Federal lobbying (LDA))
Interests: Finance Services · Finance