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IPO registrations (S-1, F-1) · Registrants

Resonant Inc

SEC CIK
1579910 · filings on EDGAR ↗
Registration
Form S-1, first filed 2014-01-24, last 2014-05-27; 1 initial registration, 5 amendments
Outcome
Final prospectus filed 2014-05-29; declared effective 2014-05-28
Industry (SIC)
Semiconductors & Related Devices 3674
Incorporated in
DE
Business address
10900 STONELAKE BLVD, SUITE 100, OFFICE 02-130, Austin, TX 78759
EIN
45-4320930
EDGAR entity type
operating
Insiders and CEO pay
Resonant Inc on the corporate pages

Offering terms

Final price
$6.00 per share (424B4 filed 2014-05-29, an initial public offering)
Shares sold
2,700,000
Gross proceeds
$16,200,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol RESN
Lead underwriters
MDB Capital Group LLC

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 9

FiledFormWhat it isName as filedEDGAR
2014-01-24S-1S-1 (registration)Resonant Inc0001104659-14-004077 ↗
2014-03-24S-1/AS-1/A (amendment)Resonant Inc0001104659-14-021943 ↗
2014-04-11S-1/AS-1/A (amendment)Resonant Inc0001104659-14-027312 ↗
2014-05-16S-1/AS-1/A (amendment)Resonant Inc0001047469-14-005004 ↗
2014-05-21S-1/AS-1/A (amendment)Resonant Inc0001047469-14-005081 ↗
2014-05-27S-1/AS-1/A (amendment)Resonant Inc0001047469-14-005187 ↗
2014-05-28S-1MEFS-1MEF (added securities)Resonant Inc0001104659-14-042089 ↗
2014-05-28EFFECTEFFECT (declared effective)Resonant Inc9999999995-14-001596 ↗
2014-05-29424B4424B4 (final prospectus)Resonant Inc0001047469-14-005225 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2014-05-27S-1/Aregistration statement$6.002,250,000$13,500,000Nasdaq RESN2primary document; price table, shares headline, proceeds table, underwriting table 1, cover names 1document ↗
2014-05-29424B4final prospectus$6.002,700,000$16,200,000Nasdaq RESN1primary document; price sentence, shares headline, proceeds table, cover names 1document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
APPEL PETER ATenPercentOwner42014–2016
Christopher Daniel GDirector,Officer; OfficerVP and General Counsel; VP of Legal Affairs72014–2015
COOPER JANET KATHERINEDirector122014–2019
Fenzi NealOfficerChief Operating Officer; Chief Technology Officer; Co-Chief Technology Officer; EVP of Engineering; Executive VP of Engineering; VP of Engineering502014–2022
HAMMOND ROBERT BDirector,Officer; OfficerChief Technology Officer; Co-Chief Technology Officer372014–2020
Kornfeld RichardDirector102014–2018
Lingren TerryDirector,OfficerCEO and Chairman; CEO & Chairman; Chief Executive Officer82014–2017
Lone Wolf Holdings, LLCTenPercentOwner42014–2016
MAJOR JOHN EDirector152014–2019person page Fuzzy
SUPERCONDUCTOR TECHNOLOGIES INCTenPercentOwner22014
PHILPOTT JOHN MOfficerChief Financial Officer62014–2016
EDDY MICHAEL MOfficerV.P., Marketing42014–2016
Joseph Thomas RDirector82015–2018
Waxman BarryOfficerVP, Sales and Marketing22016
Fox Michael JDirector; Director,TenPercentOwner192016–2022
Holmes George BDirector,OfficerChief Executive Officer; Pres/Chief Commercial Officer322016–2022
Park City Capital, LLCDirector; TenPercentOwner72016–2020
GOOLSBY ROSS AOfficerInterim CFO12016
Killian Jeffrey AOfficerChief Financial Officer212016–2018
Longboard Capital Advisors, LLCTenPercentOwner62017–2020
RANKIN JEAN FDirector102017–2022
Conrad BrettDirector; Other72018–2020
Howe Alan BDirector82018–2022
Jacobs Jack HDirector72018–2022
Jacobs JoshuaDirector82018–2022
SEIFERT MICHAEL EOfficerChief Financial Officer22018
TIRVA ROBERT L.Director92018–2022
MCDERMUT MARTIN SOfficerCFO and Secretary; Chief Financial Officer302018–2022
Caballero RubenDirector122019–2022
Kelly DylanOfficerChief Operating Officer222019–2022
Carberry MarybethDirector; OfficerExec VP of Business Operations152020–2021
Wolf Lisa GOfficerChief Accounting Officer102021–2022
Brown ClintOfficerSenior VP, Sales and Marketing62021–2022

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2019-10-02Resonant IncTelecommunications$10,020,217$10,020,217111
2017-10-03Resonant IncTelecommunications$9,326,210$9,291,5191551
2017-03-02Resonant IncTelecommunications$7,500,000$7,500,00011
2016-05-10Resonant IncTelecommunications$5,960,686$5,960,686721
2014-08-22Resonant IncTelecommunications$119,238$119,23811

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Plan sponsorRESONANT INC.CAForm 5500 (employee benefit plans)EIN (EXACT)
Form D issuerResonant IncCAForm D private offeringsCIK (EXACT)
SEC filerResonant IncSEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorRESONANT INC.EIN (EXACT)
Person pageJohn E MajorPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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SIC industry Semiconductors & Related Devices, TX first:

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Interests: Semiconductors & Related Devices · Technology