IPO registrations (S-1, F-1) · Registrants
SigmaTel, LLC
- SEC CIK
- 1043639 · filings on EDGAR ↗
- Name on the registration
- SIGMATEL INC
- Former names
- SIGMATEL INC (2003–2009)
- Registration
- Form S-1, first filed 2003-07-03, last 2005-11-22; 3 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2003-09-19
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- DE
- Business address
- 1601 SOUTH MOPAC EXPRESSWAY, SUITE 100, Austin, TX 78746
- EIN
- 74-2691412
- EDGAR entity type
- operating
- Insiders and CEO pay
- SigmaTel, LLC on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 2003-09-15)
- Final price
- $2.25 per share, below the range (424B4 filed 2003-09-19, an initial public offering)
- Shares sold
- 10,000,000 (7,000,000 by the company, 3,000,000 by selling holders)
- Gross proceeds
- $22,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SGTL
- Lead underwriters
- Merrill Lynch; J.P. Morgan (3,079,375 shares); CIBC World Markets (1,065,937 shares); Needham & Company (1,065,937 shares)
- Syndicate
- Adams Harkness (75,000); JMP Securities (75,000); Lehman Brothers (75,000); Pacific Growth Equities, Inc (75,000); Southwest Securities, Inc (75,000); Thomas Weisel Partners (75,000); Piper Sandler (75,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: SIGMATEL, INC. EXACT (EIN (EXACT))
- Lobbying client: SIGMATEL Fuzzy (name and state)
- SEC filer: SIGMATEL INC EXACT (CIK (EXACT))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2003-07-03 | S-1 | S-1 (registration) | SIGMATEL INC | 0001193125-03-016721 ↗ |
| 2003-08-04 | S-1/A | S-1/A (amendment) | SIGMATEL INC | 0001193125-03-028589 ↗ |
| 2003-08-19 | S-1/A | S-1/A (amendment) | SIGMATEL INC | 0001193125-03-039657 ↗ |
| 2003-08-28 | S-1/A | S-1/A (amendment) | SIGMATEL INC | 0001193125-03-042863 ↗ |
| 2003-09-10 | S-1/A | S-1/A (amendment) | SIGMATEL INC | 0001193125-03-047855 ↗ |
| 2003-09-15 | S-1/A | S-1/A (amendment) | SIGMATEL INC | 0001193125-03-049656 ↗ |
| 2003-09-19 | 424B4 | 424B4 (final prospectus) | SIGMATEL INC | 0001193125-03-051622 ↗ |
| 2004-01-28 | S-1 | S-1 (registration) | SIGMATEL INC | 0001193125-04-010403 ↗ |
| 2004-02-05 | S-1/A | S-1/A (amendment) | SIGMATEL INC | 0001193125-04-015183 ↗ |
| 2004-02-19 | S-1MEF | S-1MEF (added securities) | SIGMATEL INC | 0001193125-04-026204 ↗ |
| 2004-02-19 | 424B4 | 424B4 (final prospectus) | SIGMATEL INC | 0001193125-04-026613 ↗ |
| 2005-10-26 | S-1 | S-1 (registration) | SIGMATEL INC | 0001193125-05-208425 ↗ |
| 2005-11-22 | S-1/A | S-1/A (amendment) | SIGMATEL INC | 0001193125-05-231101 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-09-15 | S-1/A | registration statement | $11.00–$13.00 | $12.00 | 11,500,000 | $138,000,000 | Nasdaq SGTL | 4 | primary document; range, price sentence, shares headline, proceeds computed, cover names 4 | document ↗ |
| 2003-09-19 | 424B4 | final prospectus | $2.25 | 10,000,000 | $22,500,000 | Nasdaq SGTL | 11 | primary document; price line, shares headline, proceeds computed, underwriting table 10, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| EDGERTON RONALD P | Director,Officer | President & CEO | 4 | 2006 | |
| BEATTY STEPHAN L | Officer | Sr VP, Prod Lines & Operations; SVP Integrated Components Grp | 4 | 2006–2008 | |
| GOOLSBY ROSS A | Officer | VP, Finance, CFO & Secretary | 1 | 2006 | |
| Groff Melissa C | Officer | VP of Human Resources | 4 | 2006–2008 | |
| Pompa Phillip E | Officer | President & CEO; SVP Portable Systems Group | 4 | 2006–2008 | |
| MULLIGAN DANIEL P | Officer | Sr VP, Operations & Technology; Sr VP, Technology & Strategy | 7 | 2006–2007 | |
| Lau Jose | Officer | Sr VP, Asia | 2 | 2006–2007 | |
| DAVERN ALEXANDER M | Director | 2 | 2006–2007 | ||
| DERBY ROBERT T | Director | 2 | 2006–2007 | ||
| HIME JOHN A | Director | 1 | 2006 | ||
| LAWLER KENNETH P | Director | 1 | 2006 | ||
| OSBORNE WILLIAM P | Director | 2 | 2006–2007 | ||
| Bumgardner Barry | Officer | VP and General Counsel | 6 | 2006–2008 | |
| Beadle Kevin | Officer | Sr. VP, WW Sales & Corp Mkt | 3 | 2006–2007 | |
| Schaefer Robert Scott | Officer | VP and Chief Financial Officer | 6 | 2006–2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | SIGMATEL, INC. | TX | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Lobbying client | SIGMATEL | TX | Federal lobbying (LDA) | name and state |
| Patent assignee | SIGMATEL, INC. | TX | Patents (USPTO) | name and state |
| SEC filer | SIGMATEL INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | SIGMATEL, INC. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SIGMATEL, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Semiconductors & Related Devices, TX first:
- SILICON LABORATORIES INC. TX
- MICROTUNE INC TX
- WINTEGRA INC TX
- CHORUM TECHNOLOGIES INC TX
- APPLIED OPTOELECTRONICS, INC. TX
- FREESCALE SEMICONDUCTOR INC TX
- China Inc TX
- Ambiq Micro, Inc. TX
- Ideal Power Inc. TX
- Resonant Inc TX
In other datasets, the same topic (Technology) in TX:
- Lobbying client: 3001 INC (Federal lobbying (LDA))
Interests: Semiconductors & Related Devices · Technology