IPO registrations (S-1, F-1) · Registrants
SRAX, Inc.
- SEC CIK
- 1538217 · filings on EDGAR ↗
- Former names
- SOCIAL REALITY, Inc. (2013–2019); SOCIAL REALITY (2012–2013)
- Registration
- Form S-1, first filed 2012-01-24, last 2019-10-16; 5 initial registrations, 5 amendments
- Outcome
- Declared effective 2012-06-22
- Industry (SIC)
- Services-Advertising Agencies 7311
- Incorporated in
- DE
- Business address
- 1014 S. WESTLAKE BLVD., SUITE 14-299, Westlake Village, CA 91361
- EIN
- 45-2925231
- EDGAR entity type
- operating
- Insiders and CEO pay
- SRAX, Inc. on the corporate pages
Offering terms
- Shares offered
- 20,000,000
- Listing
- Nasdaq under the symbol SRAX
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: SRAX, INC. EXACT (EIN (EXACT))
- Form D issuer: SRAX, Inc. EXACT (CIK (EXACT))
- SEC filer: SOCIAL REALITY EXACT (CIK (EXACT))
Filings 24
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-01-24 | S-1 | S-1 (registration) | SOCIAL REALITY | 0001144204-12-003751 ↗ |
| 2012-04-11 | S-1/A | S-1/A (amendment) | SOCIAL REALITY | 0001144204-12-021039 ↗ |
| 2012-04-25 | S-1/A | S-1/A (amendment) | SOCIAL REALITY | 0001144204-12-023693 ↗ |
| 2012-06-04 | S-1/A | S-1/A (amendment) | SOCIAL REALITY | 0001144204-12-033136 ↗ |
| 2012-06-20 | S-1/A | S-1/A (amendment) | SOCIAL REALITY | 0001144204-12-035510 ↗ |
| 2012-06-22 | EFFECT | EFFECT (declared effective) | SOCIAL REALITY | 9999999995-12-001910 ↗ |
| 2014-01-28 | S-1 | S-1 (registration) | SOCIAL REALITY, Inc. | 0001553350-14-000097 ↗ |
| 2014-02-11 | EFFECT | EFFECT (declared effective) | SOCIAL REALITY, Inc. | 9999999995-14-000412 ↗ |
| 2015-09-04 | S-1 | S-1 (registration) | SOCIAL REALITY, Inc. | 0001553350-15-000952 ↗ |
| 2015-10-07 | EFFECT | EFFECT (declared effective) | SOCIAL REALITY, Inc. | 9999999995-15-002676 ↗ |
| 2015-10-30 | S-1 | S-1 (registration) | SOCIAL REALITY, Inc. | 0001553350-15-001133 ↗ |
| 2015-11-06 | EFFECT | EFFECT (declared effective) | SOCIAL REALITY, Inc. | 9999999995-15-002996 ↗ |
| 2016-03-29 | EFFECT | EFFECT (declared effective) | SOCIAL REALITY, Inc. | 9999999995-16-004066 ↗ |
| 2016-11-28 | EFFECT | EFFECT (declared effective) | SOCIAL REALITY, Inc. | 9999999995-16-006324 ↗ |
| 2016-11-28 | EFFECT | EFFECT (declared effective) | SOCIAL REALITY, Inc. | 9999999995-16-006325 ↗ |
| 2017-02-03 | EFFECT | EFFECT (declared effective) | SOCIAL REALITY, Inc. | 9999999995-17-000296 ↗ |
| 2017-06-05 | EFFECT | EFFECT (declared effective) | SOCIAL REALITY, Inc. | 9999999995-17-001454 ↗ |
| 2018-05-25 | EFFECT | EFFECT (declared effective) | SOCIAL REALITY, Inc. | 9999999995-18-001347 ↗ |
| 2018-06-22 | EFFECT | EFFECT (declared effective) | SOCIAL REALITY, Inc. | 9999999995-18-001587 ↗ |
| 2019-02-11 | S-1 | S-1 (registration) | SOCIAL REALITY, Inc. | 0001553350-19-000136 ↗ |
| 2019-10-16 | S-1/A | S-1/A (amendment) | SRAX, Inc. | 0001553350-19-001062 ↗ |
| 2019-12-11 | EFFECT | EFFECT (declared effective) | SRAX, Inc. | 9999999995-19-002783 ↗ |
| 2019-12-20 | EFFECT | EFFECT (declared effective) | SRAX, Inc. | 9999999995-19-002877 ↗ |
| 2020-08-10 | EFFECT | EFFECT (declared effective) | SRAX, Inc. | 9999999995-20-002094 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-10-16 | S-1/A | registration statement | 20,000,000 | - | Nasdaq SRAX | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DERUGGIERO ERIN | Director,Officer,TenPercentOwner | Chief Innovations Officer; Chief Marketing Officer | 4 | 2013–2016 | |
| MIGLINO CHRISTOPHER | Director,Officer; Director,Officer,TenPercentOwner | CEO; Chief Executive Officer; See Remarks | 15 | 2013–2023 | |
| Nelson Kristoffer E. | Director,Officer; Officer | Chief Operating Officer; EVP - Revenues and Operations | 3 | 2013–2018 | |
| Savas Marc | Director | 8 | 2014–2022 | ||
| Steel Richard | Director,Officer | President | 2 | 2014–2016 | |
| Holsinger Chad | Officer | Chief Revenue Officer | 1 | 2014 | |
| McQueen Carrie E | Officer | Chief Financial Officer | 1 | 2014 | |
| SISKEY RICHARD C | TenPercentOwner | 4 | 2014–2016 | ||
| Sumichrast Martin A. | Director,TenPercentOwner; TenPercentOwner | 6 | 2014–2016 | ||
| Dillman Rodney J | Director | 2 | 2016 | ||
| CasSelle Malcolm Westley | Director | 7 | 2016–2020 | ||
| Thumati Rahul | Officer | Chief Financial Officer | 1 | 2016 | |
| PACKER ANTHONY | Director; Other | 2 | 2016–2017 | ||
| Hannan Joseph Patrick | Officer | Chief Financial Officer | 7 | 2016–2018 | |
| Ferguson Derek James | Director | 2 | 2017 | ||
| DiClaudio Colleen | Director | 4 | 2018–2022 | ||
| Jordan Robert James | Director | 5 | 2018–2022 | ||
| Malone Michael Thomas | Officer | Chief Financial Officer | 1 | 2019 | |
| Lahiji Behzad Christopher | Director,Officer | Pres., LD Micro (Subsidiary) | 1 | 2021 | |
| Malone Michael | Officer | Chief Financial Officer | 1 | 2022 | |
| URBAN ALAN LOUIS | Officer | Chief Financial Officer | 2 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-08-22 | SRAX, Inc. | Other Technology | $9,450,000 | $9,450,000 | 1 | 1 |
| 2020-07-01 | SRAX, Inc. | Other Technology | $16,101,388 | $16,101,388 | 12 | 1 |
| 2019-08-30 | SRAX, Inc. | Other Technology | $5,490,000 | $5,490,000 | 55 | 1 |
| 2018-12-13 | SOCIAL REALITY, Inc. | Other Technology | $0 | $0 | 5 | 1 |
| 2017-11-09 | SOCIAL REALITY, Inc. | Other Technology | $5,500,000 | $5,180,158 | 9 | 1 |
| 2017-05-04 | SOCIAL REALITY, Inc. | Other Technology | $5,000,000 | $5,000,000 | 10 | 1 |
| 2017-01-17 | SOCIAL REALITY, Inc. | Other Technology | $4,000,000 | $4,000,000 | 4 | 1 |
| 2016-09-27 | SOCIAL REALITY, Inc. | Other Technology | $5,000,000 | $0 | 0 | 1 |
| 2014-11-06 | SOCIAL REALITY, Inc. | Other Technology | $20,000,000 | $20,000,000 | 1 | 1 |
| 2014-10-02 | SOCIAL REALITY, Inc. | Other Technology | $7,000,000 | $0 | 0 | 2 |
| 2014-01-15 | SOCIAL REALITY, Inc. | Other Technology | $5,000,001 | $470,000 | 9 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | SRAX, Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | SRAX, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | SRAX, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Services-Advertising Agencies · Technology