IPO registrations (S-1, F-1) · Registrants
YuMe Inc
- SEC CIK
- 1415624 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2013-07-02, last 2013-08-02; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2013-08-07; declared effective 2013-08-06
- Industry (SIC)
- Services-Advertising Agencies 7311
- Incorporated in
- DE
- Business address
- 1204 MIDDLEFIELD ROAD, Redwood City, CA 94063
- EDGAR entity type
- operating
- Insiders and CEO pay
- YuMe Inc on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 2013-08-02)
- Final price
- $9.00 per share, below the range (424B4 filed 2013-08-07, an initial public offering)
- Shares sold
- 5,125,000
- Gross proceeds
- $46,125,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol YUME
- Lead underwriters
- Citigroup
- Syndicate
- Deutsche Bank; Barclays; Needham & Company; Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: YUME, INC. Fuzzy (name and state)
- Business registration: YUME, INC. Fuzzy (name and state)
- SEC filer: YuMe Inc EXACT (CIK (EXACT))
- Person page: Darren C Wallis Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: James A Dunn Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-07-02 | S-1 | S-1 (registration) | YuMe Inc | 0001047469-13-007340 ↗ |
| 2013-07-25 | S-1/A | S-1/A (amendment) | YuMe Inc | 0001047469-13-007756 ↗ |
| 2013-07-26 | S-1/A | S-1/A (amendment) | YuMe Inc | 0001047469-13-007833 ↗ |
| 2013-08-02 | S-1/A | S-1/A (amendment) | YuMe Inc | 0001047469-13-008029 ↗ |
| 2013-08-06 | S-1MEF | S-1MEF (added securities) | YuMe Inc | 0001104659-13-060588 ↗ |
| 2013-08-06 | EFFECT | EFFECT (declared effective) | YuMe Inc | 9999999995-13-002326 ↗ |
| 2013-08-07 | 424B4 | 424B4 (final prospectus) | YuMe Inc | 0001047469-13-008192 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-08-02 | S-1/A | registration statement | $12.00–$14.00 | 5,000,000 | - | NYSE YUME | 5 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 5 | document ↗ | |
| 2013-08-07 | 424B4 | final prospectus | $9.00 | 5,125,000 | $46,125,000 | NYSE YUME | 5 | primary document; price sentence, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Accel Investors 2006 L.L.C. | TenPercentOwner | 3 | 2013–2014 | ||
| ACCEL IX LP | TenPercentOwner | 3 | 2013–2014 | ||
| ACCEL IX STRATEGIC PARTNERS LP | TenPercentOwner | 3 | 2013–2014 | ||
| Cadeddu John J. | TenPercentOwner | 3 | 2013–2014 | ||
| CAROLAN SHAWN T | Director | 2 | 2013 | ||
| DAG Ventures GP Fund III, LLC | TenPercentOwner | 3 | 2013–2014 | ||
| DAG Ventures III, L.P. | TenPercentOwner | 3 | 2013–2014 | ||
| DAG VENTURES III-QP LP | TenPercentOwner | 3 | 2013–2014 | ||
| DAG Ventures Management III, LLC | TenPercentOwner | 3 | 2013–2014 | ||
| Everett Bryan | Officer | EVP, BUS. DEV. & SALES OPS. | 11 | 2013–2015 | |
| Goodrich R. Thomas | TenPercentOwner | 3 | 2013–2014 | ||
| Habib Mitchell | Director | 6 | 2013–2018 | ||
| KADAMBI JAYANT | Director; Director,Officer | CHAIRMAN, PRESIDENT, & CEO | 21 | 2013–2017 | |
| Khosla Ventures Associates III, LLC | TenPercentOwner | 4 | 2013–2014 | ||
| Khosla Ventures Associates II, LLC | TenPercentOwner | 5 | 2013–2014 | ||
| Khosla Ventures III, L.P. | TenPercentOwner | 4 | 2013–2014 | ||
| Khosla Ventures II, L.P. | TenPercentOwner | 5 | 2013–2014 | ||
| Khosla Ventures Seed Associates, LLC | TenPercentOwner | 4 | 2013–2014 | ||
| Khosla Ventures Seed, L.P. | TenPercentOwner | 4 | 2013–2014 | ||
| Khosla Ventures Seed Side Fund Associates, LLC | TenPercentOwner | 4 | 2013–2014 | ||
| Khosla Ventures Seed Side Fund, L.P. | TenPercentOwner | 4 | 2013–2014 | ||
| KHOSLA VINOD | TenPercentOwner | 5 | 2013–2014 | ||
| LAEHY TIMOTHY | Officer; Other | EVP, FINANCE & CFO | 4 | 2013–2014 | |
| Lares Adriel G | Director | 7 | 2013–2018 | ||
| LE CHEVALLIER JOSEPH | Officer | CHIEF ACCOUNTING OFFICER | 2 | 2013–2014 | |
| Li Ping | Director; Director,TenPercentOwner | 5 | 2013–2015 | ||
| MCLERNON SCOT | Officer | EVP, SALES & CHIEF REVENUE OFC | 12 | 2013–2016 | |
| PAISLEY CHRISTOPHER B | Director | 12 | 2013–2018 | ||
| PORRINI PAUL | Officer | EVP, GEN. COUNSEL & SECRETARY; President and CEO | 18 | 2013–2018 | |
| SANKARAN AYYAPPAN | Director,Officer; Officer | EVP, Engineering & CTO; EVP, ENGINEERING & CTO | 21 | 2013–2018 | |
| VK Services, LLC | TenPercentOwner | 5 | 2013–2014 | ||
| Weiden David | Director | 5 | 2013–2015 | ||
| Springer Daniel D. | Director | 20 | 2013–2017 | ||
| CARVALHO ANTHONY | Officer | ACTING CHIEF FINANCIAL OFFICER; CFO, PRINCIPAL ACCOUNTING OFC; CHIEF FINANCIAL OFFICER; EVP, Chief Financial Officer; EVP, CHIEF FINANCIAL OFFICER | 23 | 2014–2018 | |
| KC Trust UTA dated December 17, 1999, Citicorp Trust South Dakota, Trustee | TenPercentOwnerOther | 1 | 2014 | ||
| VNK Management, LLC | TenPercentOwnerOther | 1 | 2014 | ||
| BINDRA HARDEEP | Officer | EVP, Operations | 7 | 2014–2016 | |
| Forman Craig I | Director | 2 | 2015 | ||
| AVI Capital Partners, LP | TenPercentOwner | 5 | 2015–2017 | ||
| AVI Capital Yankee, LP | TenPercentOwner | 5 | 2015–2017 | ||
| AVI MANAGEMENT, LLC | TenPercentOwner | 5 | 2015–2017 | ||
| AVI Partners, LLC | TenPercentOwner | 5 | 2015–2017 | ||
| Dunn James A Jr | TenPercentOwner | 5 | 2015–2017 | person page Fuzzy | |
| Wallis Darren C | TenPercentOwner | 5 | 2015–2017 | person page Fuzzy | |
| Harrar Derek | Director | 2 | 2015 | ||
| Singer Eric | Director,TenPercentOwner; TenPercentOwner | 16 | 2015–2018 | ||
| Vertex Capital Advisors, LLC | TenPercentOwner | 13 | 2015–2016 | ||
| Vertex GP, LLC | TenPercentOwner | 13 | 2015–2016 | ||
| Vertex Opportunities Fund, LP | TenPercentOwner | 13 | 2015–2016 | ||
| Vertex Special Opportunities Fund II, LP | TenPercentOwner | 13 | 2015–2016 | ||
| Vertex Special Opportunities GP II, LLC | TenPercentOwner | 13 | 2015–2016 | ||
| Vertex Opportunities Fund, LP Series Two | TenPercentOwner | 11 | 2015–2016 | ||
| Nader Elias | Director,TenPercentOwner; Other | 4 | 2016–2018 | ||
| Soss James | Officer | EVP, General Mgr North America | 2 | 2016 | |
| HUDES MICHAEL | Officer | Chief Revenue Officer | 5 | 2016–2018 | |
| DOMENIK STEPHEN L | Director | 3 | 2017–2018 | ||
| KELLEY BRIAN J | Director | 3 | 2017–2018 | ||
| MUTCH JOHN | Director | 3 | 2017–2018 | ||
| RhythmOne plc | TenPercentOwnerOther | 1 | 2017 | ||
| Toscafund Asset Management LLP | TenPercentOwner | 1 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | YuMe Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | YUME, INC. | State business registries | name and state | |
| Business registration | YUME, INC. | State business registries | name and state | |
| Person page | Darren C Wallis | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | James A Dunn Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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- US-China Biomedical Technology, Inc. CA
- SRAX, Inc. CA
- Starco Brands, Inc. CA
- INNERSCOPE HEARING TECHNOLOGIES, INC. CA
- CYCLE SAT INC IA
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In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Services-Advertising Agencies · Technology