IPO registrations (S-1, F-1) · Registrants
SolarMax Technology, Inc.
- SEC CIK
- 1519472 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2018-12-24, last 2024-02-09; 2 initial registrations, 19 amendments
- Outcome
- Final prospectus filed 2024-02-28; declared effective 2024-02-12; withdrawal requested 2020-10-28
- Industry (SIC)
- Construction - Special Trade Contractors 1700
- Incorporated in
- NV
- Business address
- 3080 12TH STREET, Riverside, CA 92507
- EIN
- 26-2028786
- Ticker
- SMXT (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- SolarMax Technology, Inc. on the corporate pages
Offering terms
- Final price
- $4.00 per share (424B4 filed 2024-02-28, an initial public offering)
- Shares sold
- 4,500,000
- Gross proceeds
- $18,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SMXT
- Lead underwriters
- Kingswood, a division of Kingswood Capital Partners, LLC (3,000,000 shares); WallachBeth Capital (1,500,000 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: SOLARMAX TECHNOLOGY, INC. EXACT (EIN (EXACT))
- Form D issuer: SolarMax Technology, Inc. EXACT (CIK (EXACT))
- SEC filer: SolarMax Technology, Inc. EXACT (CIK (EXACT))
Filings 24
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2018-12-24 | S-1 | S-1 (registration) | SolarMax Technology, Inc. | 0001640334-18-002421 ↗ |
| 2019-05-01 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-19-000745 ↗ |
| 2019-06-17 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-19-001150 ↗ |
| 2019-07-10 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-19-001323 ↗ |
| 2019-10-15 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-19-002044 ↗ |
| 2019-11-05 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-19-002179 ↗ |
| 2019-12-04 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-19-002524 ↗ |
| 2019-12-20 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-19-002637 ↗ |
| 2020-01-16 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-20-000097 ↗ |
| 2020-10-28 | RW | RW (withdrawal request) | SolarMax Technology, Inc. | 0001640334-20-002661 ↗ |
| 2022-07-19 | S-1 | S-1 (registration) | SolarMax Technology, Inc. | 0001640334-22-001527 ↗ |
| 2022-08-12 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-22-001738 ↗ |
| 2022-10-28 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-22-002292 ↗ |
| 2022-12-23 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-22-002708 ↗ |
| 2023-01-20 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-23-000102 ↗ |
| 2023-05-02 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-23-000730 ↗ |
| 2023-07-07 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-23-001239 ↗ |
| 2023-08-07 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-23-001461 ↗ |
| 2023-09-11 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-23-001677 ↗ |
| 2023-11-09 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-23-002054 ↗ |
| 2023-12-04 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-23-002267 ↗ |
| 2024-02-09 | S-1/A | S-1/A (amendment) | SolarMax Technology, Inc. | 0001640334-24-000200 ↗ |
| 2024-02-12 | EFFECT | EFFECT (declared effective) | SolarMax Technology, Inc. | 9999999995-24-000381 ↗ |
| 2024-02-28 | 424B4 | 424B4 (final prospectus) | SolarMax Technology, Inc. | 0001640334-24-000310 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-09 | S-1/A | registration statement | $4.00 | 4,500,000 | $18,000,000 | Nasdaq SMXT | 0 | primary document; price table, shares headline, proceeds table | document ↗ | |
| 2024-02-28 | 424B4 | final prospectus | $4.00 | 4,500,000 | $18,000,000 | Nasdaq SMXT | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Brown Stephen P | Officer | Chief Financial Officer | 1 | 2024 | |
| Yuan Simon | Director | 1 | 2025 | ||
| Hsu Bingwen David | Director,Officer,TenPercentOwner | Chief Executive Officer | 1 | 2025 | |
| Chen Wei Yuan | Director | 1 | 2025 | ||
| ZHANG LEI | Director | 1 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-12-12 | SolarMax Technology, Inc. | Other Energy | $19,500,000 | $19,500,000 | 10 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | SolarMax Technology, Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | SolarMax Technology, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Solarmax Technology, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SOLARMAX TECHNOLOGY, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.