IPO registrations (S-1, F-1) · Registrants
Arq, Inc.
- SEC CIK
- 1515156 · filings on EDGAR ↗
- Name on the registration
- Advanced Emissions Solutions, Inc.
- Former names
- Advanced Emissions Solutions, Inc. (2011–2024)
- Registration
- Form S-1, first filed 2024-01-04; 1 initial registration, 0 amendments
- Outcome
- Declared effective 2024-01-31
- Industry (SIC)
- Miscellaneous Chemical Products 2890
- Business address
- 8051 E. MAPLEWOOD AVE., STE 210, Greenwood Village, CO 80111
- EIN
- 27-5472457
- Ticker
- ARQ (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Arq, Inc. on the corporate pages
Offering terms
- Shares offered
- 10,709,755
- Listing
- Nasdaq under the symbol ADES
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: ARQ. INC. EXACT (EIN (EXACT))
- SEC filer: Advanced Emissions Solutions, Inc. EXACT (CIK (EXACT))
- Person page: Carol S Eicher Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2024-01-04 | S-1 | S-1 (registration) | Advanced Emissions Solutions, Inc. | 0001515156-24-000002 ↗ |
| 2024-01-31 | EFFECT | EFFECT (declared effective) | Advanced Emissions Solutions, Inc. | 9999999995-24-000266 ↗ |
| 2024-06-06 | EFFECT | EFFECT (declared effective) | Arq, Inc. | 9999999995-24-001773 ↗ |
| 2024-09-04 | EFFECT | EFFECT (declared effective) | Arq, Inc. | 9999999995-24-002719 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-04 | S-1 | registration statement | $4.00 | 10,709,755 | $42,839,020 | Nasdaq ADES | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| GABBARD ALAN BRADLEY | Director; Director,Officer | Chief Financial Officer | 10 | 2013–2017 | |
| Clarke Kim B | Director | 5 | 2013–2015 | ||
| Johnson Derek | Director | 7 | 2013–2017 | ||
| MARCUM W PHILLIP | Director; Other | 6 | 2013–2016 | ||
| MATTISON GRAHAM O | Officer | VP Investor Relations; VP Strategic Initiatives & IR | 8 | 2013–2016 | |
| SMITH JEFFREY CLARK | Director | 4 | 2013–2015 | ||
| Swanson Richard John | Director | 3 | 2013–2014 | ||
| Amrhein Christine B. | Officer; Other | General Counsel; General Counsel & VP | 16 | 2013–2016 | |
| BUSTARD C JEAN | Officer; Other | COO | 9 | 2013–2015 | |
| DURHAM MICHAEL D | Director,Officer; Officer | CEO; President and CEO; President & CEO | 11 | 2013–2015 | |
| LAGARENNE JONATHAN R | Officer; Other | Executive Vice President | 12 | 2013–2016 | |
| Martin Cameron E. | Officer | VP | 2 | 2013 | |
| MCKINNIES MARK H | Director,Officer; Officer | SVP and CFO; SVP & CFO | 12 | 2013–2014 | |
| SCHLAGER RICHARD J | Officer | VP | 2 | 2013 | |
| Sjostrom Sharon | Officer | Chief Product Officer; Chief Technology Officer; CTO | 18 | 2013–2018 | |
| Lang Paul A | Director | 1 | 2013 | ||
| Miller Richard | Officer | VP | 2 | 2013 | |
| SMITH RACHEL ANN | Officer | Chief Accounting Officer | 3 | 2014–2015 | |
| SIMONTON TAYLOR | Director | 11 | 2014–2022 | ||
| Coliseum Capital, LLC | Director; Director,TenPercentOwner | 5 | 2014–2015 | ||
| Coliseum Capital Management, LLC | Director; Director,TenPercentOwner | 5 | 2014–2015 | ||
| COLISEUM CAPITAL PARTNERS L P | Director; Director,TenPercentOwner | 5 | 2014–2015 | ||
| Gray Adam | Director; Director,TenPercentOwner | 5 | 2014–2015 | ||
| Shackelton Christopher S | Director; Director,TenPercentOwner | 5 | 2014–2015 | ||
| Wells Louis Spencer | Director | 13 | 2014–2024 | ||
| Sampson L Heath | Director,Officer; Officer | CFO and Treasurer; Chief Financial Officer; President & CEO | 20 | 2014–2020 | |
| Coliseum Capital Partners II, L.P. | Director; Director,TenPercentOwner | 2 | 2015 | ||
| Hanson Ron | Officer | SVP of Operations of ADA-ES | 8 | 2016–2018 | |
| Marken Greg | Officer | CEO; Chief Accounting Officer; Chief Financial Officer; Interim CEO | 12 | 2016–2023 | |
| Alta Fundamental Advisers LLC | Director | 23 | 2016–2024 | ||
| Alta Fundamental Advisers SP LLC | Director | 22 | 2016–2024 | ||
| Pate R Carter | Director | 7 | 2016–2020 | ||
| Sanders Theodore James | Officer | General Counsel | 9 | 2017–2021 | |
| Leen Brian | Director | 4 | 2019–2020 | ||
| EICHER CAROL S | Director | 11 | 2019–2026 | person page Fuzzy | |
| Wong Joseph M | Officer | Chief Technology Officer | 22 | 2019–2026 | |
| Bellino Christine | Officer | Chief Accounting Officer | 1 | 2020 | |
| Fields Morgan | Officer | Chief Accounting Officer; VP of Accounting | 5 | 2021–2023 | |
| Blank Jeremy | Director | 12 | 2023–2026 | ||
| Campbell-Breeden Richard | Director | 12 | 2023–2026 | ||
| McIntyre Julian Alexander | Director | 13 | 2023–2026 | ||
| Arq Ltd | TenPercentOwner | 1 | 2023 | ||
| Bergman Laurie | Director | 5 | 2023–2026 | ||
| Rasmus Robert E. | Director,Officer | Chief Executive Officer | 11 | 2023–2026 | |
| Williamson Jeremy | Officer | Chief Operating Officer | 13 | 2023–2026 | |
| Hansen Stacia | Officer | Chief Accounting Officer | 7 | 2023–2026 | |
| Smith Claiborne Benson | Officer | Gen Counsel, Corp Secretary | 8 | 2024–2026 | |
| Voncannon Jay Loring | Officer | Chief Financial Officer | 4 | 2025–2026 | |
| Owino Peter Oluoch | Officer | Chief Accounting Officer | 2 | 2026 | |
| Steinmetz Shimon | Officer | Chief Financial Officer | 5 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Arq, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | ARQ. INC. | EIN (EXACT) | ||
| Person page | Carol S Eicher | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Miscellaneous Chemical Products, CO first:
- POLAR MOLECULAR HOLDING CORP CO
- Orion Engineered Carbons Holdings GmbH 2M
- PURE BIOSCIENCE, INC. CA
- Ener-Core, Inc. CA
- MacDermid Group Inc. CT
- ShengdaTech, Inc. F4
- Huixin Waste Water Solutions, Inc. F4
- Si Mei Te Food Ltd F4
- Logician Minerals LTD F4
- China Chemical Corp. F4
In other datasets, the same topic (Health) in CO:
- Nonprofit: 3 4 FIGHTING PARKINSONS (Nonprofits (IRS Form 990))
Interests: Miscellaneous Chemical Products · Health