IPO registrations (S-1, F-1) · Registrants
Ener-Core, Inc.
- SEC CIK
- 1495536 · filings on EDGAR ↗
- Former names
- Ener-Core Inc. (2013–2016); Inventtech Inc. (2011–2013)
- Registration
- Form S-1, first filed 2011-03-24, last 2017-01-17; 7 initial registrations, 18 amendments
- Outcome
- Declared effective 2011-11-28; withdrawal requested 2016-04-05
- Industry (SIC)
- Miscellaneous Chemical Products 2890
- Incorporated in
- DE
- Business address
- 30100 TOWN CENTER DR., SUITE O-209, Laguna Niguel, CA 92677
- EIN
- 46-0525350
- EDGAR entity type
- operating
- Insiders and CEO pay
- Ener-Core, Inc. on the corporate pages
On this site
- Form D issuer: Ener-Core, Inc. EXACT (CIK (EXACT))
- SEC filer: Ener-Core Inc. EXACT (CIK (EXACT))
Filings 36
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-03-24 | S-1 | S-1 (registration) | Inventtech Inc. | 0001432093-11-000130 ↗ |
| 2011-05-04 | S-1/A | S-1/A (amendment) | Inventtech Inc. | 0001432093-11-000259 ↗ |
| 2011-07-25 | S-1/A | S-1/A (amendment) | Inventtech Inc. | 0001432093-11-000480 ↗ |
| 2011-11-10 | S-1/A | S-1/A (amendment) | Inventtech Inc. | 0001533621-11-000001 ↗ |
| 2011-11-28 | EFFECT | EFFECT (declared effective) | Inventtech Inc. | 9999999995-11-003404 ↗ |
| 2013-11-27 | S-1 | S-1 (registration) | Ener-Core Inc. | 0001144204-13-064710 ↗ |
| 2013-12-23 | S-1/A | S-1/A (amendment) | Ener-Core Inc. | 0001144204-13-068657 ↗ |
| 2013-12-31 | S-1/A | S-1/A (amendment) | Ener-Core Inc. | 0001144204-13-069709 ↗ |
| 2014-01-14 | S-1/A | S-1/A (amendment) | Ener-Core Inc. | 0001144204-14-002254 ↗ |
| 2014-01-16 | EFFECT | EFFECT (declared effective) | Ener-Core Inc. | 9999999995-14-000140 ↗ |
| 2014-05-08 | EFFECT | EFFECT (declared effective) | Ener-Core Inc. | 9999999995-14-001369 ↗ |
| 2014-05-16 | S-1 | S-1 (registration) | Ener-Core Inc. | 0001213900-14-003544 ↗ |
| 2014-06-19 | S-1/A | S-1/A (amendment) | Ener-Core Inc. | 0001213900-14-004306 ↗ |
| 2014-06-30 | S-1/A | S-1/A (amendment) | Ener-Core Inc. | 0001213900-14-004566 ↗ |
| 2014-07-09 | EFFECT | EFFECT (declared effective) | Ener-Core Inc. | 9999999995-14-002091 ↗ |
| 2014-10-22 | S-1 | S-1 (registration) | Ener-Core Inc. | 0001213900-14-007433 ↗ |
| 2014-11-12 | EFFECT | EFFECT (declared effective) | Ener-Core Inc. | 9999999995-14-003337 ↗ |
| 2015-04-22 | EFFECT | EFFECT (declared effective) | Ener-Core Inc. | 9999999995-15-000946 ↗ |
| 2015-04-22 | EFFECT | EFFECT (declared effective) | Ener-Core Inc. | 9999999995-15-000949 ↗ |
| 2015-07-29 | S-1 | S-1 (registration) | Ener-Core Inc. | 0001213900-15-005486 ↗ |
| 2015-09-18 | S-1/A | S-1/A (amendment) | Ener-Core Inc. | 0001213900-15-007094 ↗ |
| 2015-10-16 | S-1/A | S-1/A (amendment) | Ener-Core Inc. | 0001213900-15-007754 ↗ |
| 2015-10-30 | S-1/A | S-1/A (amendment) | Ener-Core Inc. | 0001213900-15-008097 ↗ |
| 2015-11-05 | S-1/A | S-1/A (amendment) | Ener-Core Inc. | 0001213900-15-008193 ↗ |
| 2015-11-16 | S-1/A | S-1/A (amendment) | Ener-Core Inc. | 0001213900-15-008771 ↗ |
| 2015-12-07 | S-1/A | S-1/A (amendment) | Ener-Core Inc. | 0001213900-15-009325 ↗ |
| 2016-01-14 | S-1/A | S-1/A (amendment) | Ener-Core, Inc. | 0001213900-16-010127 ↗ |
| 2016-01-19 | S-1/A | S-1/A (amendment) | Ener-Core, Inc. | 0001213900-16-010217 ↗ |
| 2016-04-05 | RW | RW (withdrawal request) | Ener-Core, Inc. | 0001213900-16-012237 ↗ |
| 2016-05-02 | S-1 | S-1 (registration) | Ener-Core, Inc. | 0001213900-16-012877 ↗ |
| 2016-05-05 | S-1/A | S-1/A (amendment) | Ener-Core, Inc. | 0001213900-16-013011 ↗ |
| 2016-06-08 | S-1/A | S-1/A (amendment) | Ener-Core, Inc. | 0001213900-16-014100 ↗ |
| 2016-06-28 | EFFECT | EFFECT (declared effective) | Ener-Core, Inc. | 9999999995-16-005014 ↗ |
| 2017-01-17 | S-1 | S-1 (registration) | Ener-Core, Inc. | 0001213900-17-000364 ↗ |
| 2017-01-23 | EFFECT | EFFECT (declared effective) | Ener-Core, Inc. | 9999999995-17-000181 ↗ |
| 2017-02-21 | EFFECT | EFFECT (declared effective) | Ener-Core, Inc. | 9999999995-17-000411 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2016-06-08 | S-1/A | registration statement | $4.00 | - | - | OTCQB ENCR | 0 | primary document; price sentence | document ↗ | |
| 2017-01-17 | S-1 | registration statement | - | - | OTCQB ENCR | 0 | primary document; no terms found | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BROWN CHRISTOPHER J | Director,Officer | Chief Financial Officer | 1 | 2015 | |
| Carney Domonic J. | Officer | Chief Financial Officer | 8 | 2015–2018 | |
| Hamrin Douglas Arthur | Officer | Vice President, Engineering; VP of Engineering | 3 | 2015–2018 | |
| Horn Jeffrey Alan | Director | 2 | 2015–2017 | ||
| MASLOV BORIS A | Officer | President; President, CTO and COO | 3 | 2015–2016 | |
| SAIL Exit Partners, LLC | TenPercentOwner | 1 | 2015 | ||
| Sail Venture Management, LLC | TenPercentOwner | 1 | 2015 | ||
| Sail Venture Partners II, LLC | TenPercentOwner | 1 | 2015 | ||
| TCHAIKOVSKY BENNET PRICE JR | Director | 2 | 2015–2017 | ||
| CASTRO ALAIN J | Director,Officer; Officer | Chief Executive Officer | 6 | 2015–2017 | |
| Copeland Ian Christopher | Director | 4 | 2015–2017 | ||
| HELENEK ERIC | Director | 2 | 2015 | ||
| Markscheid Stephen | Director | 4 | 2016–2017 | ||
| HAMMONS MICHAEL J | Director | 3 | 2017–2018 | ||
| Williams Kent B. | Director | 2 | 2017 | ||
| REIMAN JAMES | Director | 2 | 2017 | ||
| Mok Tsan San | TenPercentOwner | 1 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2018-06-19 | Ener-Core, Inc. | Other Energy | $4,500,000 | $395,500 | 12 | 1 |
| 2017-10-03 | Ener-Core, Inc. | Other Energy | $2,200,001 | $2,200,001 | 24 | 6 |
| 2016-12-14 | Ener-Core, Inc. | Other Energy | $4,012,200 | $3,202,200 | 15 | 1 |
| 2016-04-25 | Ener-Core, Inc. | Other Energy | $3,000,001 | $3,000,001 | 1 | 1 |
| 2016-01-11 | Ener-Core, Inc. | Other Energy | $2,500,000 | $2,500,000 | 11 | 1 |
| 2015-05-15 | Ener-Core Inc. | Other Energy | $810,000 | $810,000 | 30 | 1 |
| 2015-05-08 | Ener-Core Inc. | Other Energy | $5,000,000 | $5,000,000 | 11 | 1 |
| 2014-10-02 | Ener-Core Inc. | Other Energy | $4,000,000 | $4,000,000 | 36 | 1 |
| 2014-05-01 | Ener-Core Inc. | Other Energy | $4,575,000 | $4,575,000 | 5 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Ener-Core, Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | Ener-Core, Inc. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Miscellaneous Chemical Products, CA first:
- PURE BIOSCIENCE, INC. CA
- Orion Engineered Carbons Holdings GmbH 2M
- Arq, Inc. CO
- POLAR MOLECULAR HOLDING CORP CO
- MacDermid Group Inc. CT
- ShengdaTech, Inc. F4
- Huixin Waste Water Solutions, Inc. F4
- Si Mei Te Food Ltd F4
- Logician Minerals LTD F4
- China Chemical Corp. F4
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Miscellaneous Chemical Products · Health