IPO registrations (S-1, F-1) · Registrants
Block, Inc.
- SEC CIK
- 1512673 · filings on EDGAR ↗
- Name on the registration
- Square, Inc.
- Former names
- Square, Inc. (2011–2021)
- Registration
- Form S-1, first filed 2015-10-14, last 2015-11-16; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2015-11-19; declared effective 2015-11-18
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 1955 BROADWAY, SUITE 600, Oakland, CA 94612
- EIN
- 80-0429876
- Ticker
- XYZ, BSQKZ (NYSE, OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Block, Inc. on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 2015-11-16)
- Final price
- $9.00 per share, below the range (424B4 filed 2015-11-19, an initial public offering)
- Shares sold
- 27,000,000 (25,650,000 by the company, 1,350,000 by selling holders)
- Gross proceeds
- $243,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol SQ
- Lead underwriters
- Goldman Sachs (8,505,000 shares)
- Syndicate
- Morgan Stanley (6,750,000); J.P. Morgan (6,345,000); Barclays (1,890,000); Deutsche Bank (1,080,000); Jefferies (810,000); RBC Capital Markets (675,000); Stifel (540,000); LOYAL3 Securities (270,000); SMBC Nikko (135,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: AATIFAH'S BREAK'N BREAD LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ACE BOOTING SERVICES LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: AMBER PETRAK AT SALON LOFTS LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: AMT ACQUISITIONS, LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: AMY NAILED IT.LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ANTIKI HUT, LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ARHAYAS PRODUCTIONS AMCC-MCEO, L.L.C. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: BACK TO THE 60'S SMOKE SHOP, LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: BIBI STYLE INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: BLOCK OF DELAWARE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: BONDI SALON BY SYDNEY, LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: BORICUA EMPANADAS LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Block, Inc. Fuzzy (name and state)
- Business registration: Block, Inc. Fuzzy (name and state)
- Business registration: Block, Inc. Fuzzy (name and state)
- Business registration: Block, Inc. Fuzzy (name and state)
- Business registration: BLOCK, INC. Fuzzy (name and state)
- Business registration: BLOCK, INC. Fuzzy (name and state)
- Business registration: BLOCK, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: WAX THAT BOD LLC EXACT (EIN (EXACT))
- Form D issuer: Square, Inc. EXACT (CIK (EXACT))
- Lobbying client: BLOCK INC. Fuzzy (name and state)
- Lobbying client: BLOCK INC. Fuzzy (name and state)
- Lobbying client: BLOCK, INC Fuzzy (name and state)
- Lobbying client: BLOCK, INC. Fuzzy (name and state)
- Lobbying client: BLOCK, INC. Fuzzy (name and state)
- Lobbying client: BLOCK, INC. Fuzzy (name and state)
- Lobbying client: BLOCK, INC. Fuzzy (name and state)
- Lobbying registrant: BLOCK INC. Fuzzy (name and state)
- SEC filer: Block, Inc. EXACT (CIK (EXACT))
- Person page: Jacqueline D Reses Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-10-14 | S-1 | S-1 (registration) | Square, Inc. | 0001193125-15-343733 ↗ |
| 2015-10-26 | S-1/A | S-1/A (amendment) | Square, Inc. | 0001193125-15-352937 ↗ |
| 2015-11-06 | S-1/A | S-1/A (amendment) | Square, Inc. | 0001193125-15-369092 ↗ |
| 2015-11-09 | S-1/A | S-1/A (amendment) | Square, Inc. | 0001193125-15-370613 ↗ |
| 2015-11-16 | S-1/A | S-1/A (amendment) | Square, Inc. | 0001193125-15-378578 ↗ |
| 2015-11-18 | EFFECT | EFFECT (declared effective) | Square, Inc. | 9999999995-15-003082 ↗ |
| 2015-11-19 | 424B4 | 424B4 (final prospectus) | Square, Inc. | 0001193125-15-382249 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-11-16 | S-1/A | registration statement | $11.00–$13.00 | $6.95 | 27,000,000 | $187,650,000 | NYSE SQ | 10 | primary document; range, price line, shares headline, proceeds computed, cover names 10 | document ↗ |
| 2015-11-19 | 424B4 | final prospectus | $9.00 | 27,000,000 | $243,000,000 | NYSE SQ | 10 | primary document; price sentence, shares headline, proceeds table, underwriting table 10, cover names 10 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BOTHA ROELOF | Director; Director,TenPercentOwner | 65 | 2015–2026 | ||
| Brougher Francoise | Officer | Business Lead | 18 | 2015–2017 | |
| Dorsey Jack | Director,Officer,TenPercentOwner | Block Head and Chairperson; President, CEO & Chairman | 94 | 2015–2025 | |
| Friar Sarah | Officer; Officer,TenPercentOwner | Chief Financial Officer | 35 | 2015–2018 | |
| Giampetroni John | TenPercentOwner | 8 | 2015–2016 | ||
| Henry Alyssa | Officer | Seller Lead; Square Lead | 129 | 2015–2023 | |
| Johnson Earvin Jr. | Director | 2 | 2015 | ||
| Khosla Ventures Associates III, LLC | Other; TenPercentOwner | 7 | 2015–2017 | ||
| Khosla Ventures III, L.P. | Other; TenPercentOwner | 7 | 2015–2017 | ||
| KHOSLA VINOD | Other; TenPercentOwner | 7 | 2015–2017 | ||
| KPCB DGF Associates, LLC | TenPercentOwner | 3 | 2015–2016 | ||
| KPCB Digital Growth Founders Fund, LLC | TenPercentOwner | 3 | 2015–2016 | ||
| KPCB Digital Growth Fund, LLC | TenPercentOwner | 3 | 2015–2016 | ||
| McKelvey James Morgan Jr. | Director; Director,TenPercentOwner | 94 | 2015–2026 | ||
| Meeker Mary G | Director | 62 | 2015–2026 | ||
| Rizvi Opportunistic Equity Fund I-B, L.P. | TenPercentOwner | 3 | 2015–2016 | ||
| Rizvi Opportunistic Equity Fund I-B (TI), L.P. | TenPercentOwner | 3 | 2015–2016 | ||
| Rizvi Opportunistic Equity Fund II, L.P. | TenPercentOwner | 3 | 2015–2016 | ||
| Rizvi Opportunistic Equity Fund, L.P. | TenPercentOwner | 3 | 2015–2016 | ||
| Rizvi Opportunistic Equity Fund (TI), L.P. | TenPercentOwner | 3 | 2015–2016 | ||
| RIZVI SUHAIL | TenPercentOwner | 8 | 2015–2016 | ||
| Rizvi Traverse CI GP, LLC | TenPercentOwner | 2 | 2015 | ||
| Rizvi Traverse Management II, LLC | TenPercentOwner | 3 | 2015–2016 | ||
| Rizvi Traverse Management, LLC | TenPercentOwner | 8 | 2015–2016 | ||
| Rizvi Traverse Partners II, LLC | TenPercentOwner | 3 | 2015–2016 | ||
| Rizvi Traverse Partners, LLC | TenPercentOwner | 3 | 2015–2016 | ||
| RT Spartan IV, LLC | TenPercentOwner | 3 | 2015–2016 | ||
| RT SQ Co-Invest II LLC | TenPercentOwner | 2 | 2015 | ||
| RT SQ Co-Invest, LLC | TenPercentOwner | 3 | 2015–2016 | ||
| RT-SQ Management, LLC | TenPercentOwner | 3 | 2015–2016 | ||
| RT-SQ Secondary, LLC | TenPercentOwner | 2 | 2015 | ||
| RT-SQ TS, LLC | TenPercentOwner | 2 | 2015 | ||
| SC US (TTGP), LTD. | TenPercentOwner | 2 | 2015 | ||
| SC U.S. VENTURE 2010 MANAGEMENT, L.P. | TenPercentOwner | 2 | 2015 | ||
| SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. | TenPercentOwner | 2 | 2015 | ||
| Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. | TenPercentOwner | 2 | 2015 | ||
| Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. | TenPercentOwner | 2 | 2015 | ||
| SIMMONS RUTH J | Director | 23 | 2015–2020 | ||
| STARBUCKS CORP | TenPercentOwner | 2 | 2015 | ||
| Summers Lawrence Henry | Director | 27 | 2015–2023 | ||
| VINIAR DAVID A | Director | 36 | 2015–2022 | ||
| VK Services, LLC | Other; TenPercentOwner | 7 | 2015–2017 | ||
| Wagner Dana | Officer | Gen. Counsel & Corp. Secretary | 9 | 2015–2016 | |
| RT SQ Special Opportunities, LLC | TenPercentOwner | 1 | 2015 | ||
| ACCESS INDUSTRIES MANAGEMENT, LLC | TenPercentOwner | 1 | 2015 | ||
| AI Palma Holdings LLC | TenPercentOwner | 1 | 2015 | ||
| Blavatnik Len | TenPercentOwner | 1 | 2015 | ||
| Deighton Paul | Director | 14 | 2016–2026 | ||
| Dale Ajmere | Officer | Chief Accounting Officer | 92 | 2016–2026 | |
| SMITH HILLARY B | Officer | Gen. Counsel & Corp. Secretary | 9 | 2016–2018 | |
| Reses Jacqueline D | Officer | Capital Lead; Capital Lead & People Lead | 57 | 2017–2020 | person page Fuzzy |
| GARUTTI RANDALL J | Director | 11 | 2017–2026 | ||
| Rao Naveen G | Director | 4 | 2017–2019 | ||
| Patterson Anna | Director | 20 | 2017–2022 | ||
| Whiteley Sivan | Officer | Chief Legal Ofcr. & Corp. Sec.; Gen. Counsel & Corp. Secretary | 71 | 2018–2023 | |
| Daswani Mohit | Officer | Interim CFO & Treasurer | 3 | 2018–2019 | |
| Murphy Timothy Hugh | Officer | Interim CFO & Treasurer | 3 | 2018–2019 | |
| Ahuja Amrita | Officer | CFO & COO; Chief Financial Officer | 95 | 2019–2026 | |
| Brooks Amy | Director | 36 | 2019–2026 | ||
| Grassadonia Brian | Officer | Cash App Lead; Ecosystem Lead | 77 | 2020–2026 | |
| Walker Darren | Director | 17 | 2020–2023 | ||
| Carter Shawn Corey | Director | 30 | 2021–2026 | ||
| Rothstein Sharon | Director | 4 | 2022–2023 | ||
| Esperanza Chrysty | Officer | Chief Legal Officer; Counsel Lead; Interim Counsel Lead | 42 | 2023–2026 | |
| Narula Neha | Director | 17 | 2023–2026 | ||
| Jennings Owen Britton | Officer | Business Lead | 21 | 2024–2026 | |
| Prasanna Dhananjay | Officer | Technology + Engineering Lead; Technology Lead | 12 | 2024–2025 | |
| Eisen Anthony Mathew | Director | 31 | 2025–2026 | ||
| Weber Arnaud | Officer | Engineering Lead | 5 | 2025–2026 | |
| Acosta Andrea | Officer | Chief Accounting Officer | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2021-05-05 | Square, Inc. | Other Technology | $10,666,807 | $10,666,807 | 17 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | AATIFAH'S BREAK'N BREAD LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | ACE BOOTING SERVICES LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | AMBER PETRAK AT SALON LOFTS LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | AMT ACQUISITIONS, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | AMY NAILED IT.LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | ANTIKI HUT, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | ARHAYAS PRODUCTIONS AMCC-MCEO, L.L.C. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | BACK TO THE 60'S SMOKE SHOP, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | BIBI STYLE INC. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | BLOCK OF DELAWARE, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | BONDI SALON BY SYDNEY, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | BORICUA EMPANADAS LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | BOSS CHIC HAIR & BEAUTY SUPPLY LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | BRITTANY BON, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | CASA SANA BEAUTY SPA INC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | COLOR BY CORI, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | COSITAS4U LIMITED LIABILITY COMPANY | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | DIVE MONKEY LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | DRESSY LASHES STUDIO AND TRAINING CENTER LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | DUBAI DESSERTS CHOCOLATIER LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | EAGLE NAILS & SPA SALON LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | ELYVATE, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | FACE LOVE BEAUTY LOUNGE LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | GINA MAROTTI AT SALON LOFTS LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | GREEN APPLE MASSAGE SPA INC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | HAIR BY ALICIA NEELEN LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | HAIR BY JADYN CRUZ, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | HAIR BY KOURTNEY LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | HAIR BY MELIA LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | HAIR BY ROBERT SMITH LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | HAIR BY SANA LLC. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | HAIR EXTENSIONS, INC. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | HEALTHY ROOTS FL, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | HIDE & SEEK PEST CONTROL LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | JBLUEBOX CORP. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | JENNIFER JOLLEY HILLYARD SALON, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | JUST BREATHE WELLNESS STUDIO LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | KELLYNAN CATERING INC | Fl | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | LASHTAG SUPPLY LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | LITTLE LUXE AESTHETICS LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | MANNING ARTS LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | MEGAN STEPHENS, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | MR SMILEYS SERVICES LLC | State business registries | EIN (EXACT, as the state registration reports it) | |
| Business registration | NICOLAS F BURGOS LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | SAGE BLOWOUTS LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | SAMYSASO, CORP | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | SB BEAUTY L.L.C. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | SCOTCH BONNET LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | SEMPER DECORIS LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | SHANNON CORR PHOTOGRAPHY LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | SQUEAK'S SOUTHERN BBQ, LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | STYLISTA 7 LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | THE BEAUTY BOUTIQUE L.L.C | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | THE DIVINE CANVAS TATTOOS LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | THE MUSIC MANIPULATORS LLC | LA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | THE PARLOURONE LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | THE ROLLING PIN HOMEMADE BAKERY LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | THE VINTAGE BARBER SHOPPE LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | TWO KRAZY CHICKS ANTIQUE'S & MORE LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | VAVA VOOM BEAUTY BAR LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | WASHED ASHORE LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | XCLUSIVE WAX LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Form D issuer | Square, Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | Block, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Block, Inc. | State business registries | name and state | |
| Business registration | Block, Inc. | State business registries | name and state | |
| Business registration | Block, Inc. | State business registries | name and state | |
| Business registration | Block, Inc. | State business registries | name and state | |
| Business registration | BLOCK, INC. | State business registries | name and state | |
| Business registration | BLOCK, INC. | State business registries | name and state | |
| Business registration | BLOCK, INC. | State business registries | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.