IPO registrations (S-1, F-1) · Registrants
Kips Bay Medical, Inc.
- SEC CIK
- 1460198 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2010-04-08, last 2012-12-18; 4 initial registrations, 14 amendments
- Outcome
- Final prospectus filed 2011-02-11; declared effective 2011-02-10; withdrawal requested 2012-11-14
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- DE
- Business address
- 3405 ANNAPOLIS LANE, Minneapolis, MN 55447
- EIN
- 20-8947689
- EDGAR entity type
- operating
- Insiders and CEO pay
- Kips Bay Medical, Inc. on the corporate pages
Offering terms
- Proposed price range
- $8.00–$10.00 per share (S-1/A filed 2011-02-10)
- Final price
- $8.00 per share, within the range (424B4 filed 2011-02-11, an initial public offering)
- Shares sold
- 2,062,500
- Gross proceeds
- $16,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol KIPS
- Lead underwriters
- Newbridge Securities Corporation (168,750 shares); Chardan (103,125 shares); Caris & Company, Inc (206,250 shares)
- Syndicate
- Renshaw, LLC; Rodman & Renshaw
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Kips Bay Medical, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: KIPS BAY MEDICAL, INC. EXACT (EIN (EXACT))
- Form D issuer: Kips Bay Medical, Inc. EXACT (CIK (EXACT))
- SEC filer: Kips Bay Medical, Inc. EXACT (CIK (EXACT))
Filings 27
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-04-08 | S-1 | S-1 (registration) | Kips Bay Medical, Inc. | 0000950123-10-032973 ↗ |
| 2010-05-20 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0000950123-10-051651 ↗ |
| 2010-06-11 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0000950123-10-057621 ↗ |
| 2010-07-08 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0000950123-10-064418 ↗ |
| 2010-08-12 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0000950123-10-076678 ↗ |
| 2010-11-10 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0000950123-10-103502 ↗ |
| 2010-11-30 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0000950123-10-109795 ↗ |
| 2010-12-17 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0000950123-10-114576 ↗ |
| 2011-01-07 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0000950123-11-001460 ↗ |
| 2011-01-18 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0000950123-11-003402 ↗ |
| 2011-02-10 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0000950123-11-011180 ↗ |
| 2011-02-10 | EFFECT | EFFECT (declared effective) | Kips Bay Medical, Inc. | 9999999995-11-000394 ↗ |
| 2011-02-11 | 424B4 | 424B4 (final prospectus) | Kips Bay Medical, Inc. | 0000950123-11-012894 ↗ |
| 2011-11-16 | S-1 | S-1 (registration) | Kips Bay Medical, Inc. | 0001104659-11-064624 ↗ |
| 2012-01-26 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0001104659-12-004233 ↗ |
| 2012-01-26 | EFFECT | EFFECT (declared effective) | Kips Bay Medical, Inc. | 9999999995-12-000317 ↗ |
| 2012-04-17 | EFFECT | EFFECT (declared effective) | Kips Bay Medical, Inc. | 9999999995-12-001074 ↗ |
| 2012-06-26 | S-1 | S-1 (registration) | Kips Bay Medical, Inc. | 0001047469-12-006890 ↗ |
| 2012-09-25 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0001047469-12-009084 ↗ |
| 2012-10-16 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0001047469-12-009539 ↗ |
| 2012-11-14 | RW | RW (withdrawal request) | Kips Bay Medical, Inc. | 0001104659-12-077775 ↗ |
| 2012-11-30 | S-1 | S-1 (registration) | Kips Bay Medical, Inc. | 0001047469-12-010904 ↗ |
| 2012-12-18 | S-1/A | S-1/A (amendment) | Kips Bay Medical, Inc. | 0001047469-12-011309 ↗ |
| 2012-12-21 | EFFECT | EFFECT (declared effective) | Kips Bay Medical, Inc. | 9999999995-12-003620 ↗ |
| 2012-12-27 | 424B4 | 424B4 (final prospectus) | Kips Bay Medical, Inc. | 0001047469-12-011415 ↗ |
| 2013-03-27 | EFFECT | EFFECT (declared effective) | Kips Bay Medical, Inc. | 9999999995-13-000800 ↗ |
| 2013-12-20 | EFFECT | EFFECT (declared effective) | Kips Bay Medical, Inc. | 9999999995-13-003643 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-02-10 | S-1/A | registration statement | $8.00–$10.00 | 2,750,000 | - | Nasdaq KIPS | 4 | primary document; range, price sentence, shares headline, proceeds computed, price outside the range dropped, cover names 4 | document ↗ | |
| 2011-02-11 | 424B4 | final prospectus | $8.00 | 2,062,500 | $16,500,000 | Nasdaq KIPS | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 3, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Kellen Scott | Officer | CFO & Secretary; COO, CFO, VP of Finance & Secy | 10 | 2011–2015 | |
| Kips Bay Investments, LLC | TenPercentOwner | 6 | 2011–2014 | ||
| MUNZENRIDER ROBERT E | Director | 7 | 2011–2015 | ||
| VILLAFANA MANUEL A | Director,Officer; Director,Officer,TenPercentOwner | Chairman of the Board and CEO; Chairman of the Board & CEO; Chair of the Board and CEO; Chief Executive Officer | 13 | 2011–2015 | |
| Winegar Michael P | Director,Officer | Chief Operations Officer | 2 | 2011 | |
| Sheehy Robert J | Director | 8 | 2011–2015 | ||
| Smith Arch C | Director | 9 | 2011–2015 | ||
| LaBounty Randall Keith | Officer | VP of Reg. & Clinical Affairs | 9 | 2011–2015 | |
| Reinhardt Michael E | Officer | VP of Sales & Marketing | 4 | 2011–2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-03-30 | Kips Bay Medical, Inc. | Other Health Care | $3,250,000 | $3,250,000 | 0 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Kips Bay Medical, Inc. | MN | State business registries | name and state |
| Plan sponsor | KIPS BAY MEDICAL, INC. | MN | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | Kips Bay Medical, Inc. | MN | Form D private offerings | CIK (EXACT) |
| Patent assignee | Kips Bay Medical, Inc. | MN | Patents (USPTO) | name and state |
| SEC filer | Kips Bay Medical, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Kips Bay Medical, Inc. | MN | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | KIPS BAY MEDICAL, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Surgical & Medical Instruments & Apparatus, MN first:
- TACTILE SYSTEMS TECHNOLOGY INC MN
- CABG MEDICAL INC MN
- Cardiovascular Systems Inc MN
- ProUroCare Medical Inc. MN
- CSI MINNESOTA, INC. MN
- CVRx, Inc. MN
- ev3 Inc. MN
- TRANSOMA MEDICAL INC MN
- ENTELLUS MEDICAL INC MN
- SANUWAVE Health, Inc. MN
In other datasets, the same topic (Technology) in MN:
- Form D issuer: 313 Software, LLC (Form D private offerings)
- Lobbying client: ACA INTERNATIONAL (Federal lobbying (LDA))
Interests: Surgical & Medical Instruments & Apparatus · Technology