IPO registrations (S-1, F-1) · Registrants
SANUWAVE Health, Inc.
- SEC CIK
- 1417663 · filings on EDGAR ↗
- Former names
- RUB MUSIC ENTERPRISES, INC. (2007–2010)
- Registration
- Form S-1, first filed 2011-05-10, last 2024-12-03; 10 initial registrations, 22 amendments
- Outcome
- Declared effective 2011-06-28; withdrawal requested 2022-07-28
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- NV
- Business address
- 9600 W. 76TH STREET, Eden Prairie, MN
- EIN
- 20-1176000
- Ticker
- SNWV (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- SANUWAVE Health, Inc. on the corporate pages
On this site
- Business registration: Sanuwave Health, Inc. Fuzzy (name and state)
- Form D issuer: SANUWAVE Health, Inc. EXACT (CIK (EXACT))
- SEC filer: RUB MUSIC ENTERPRISES, INC. EXACT (CIK (EXACT))
- Person page: James E Besser Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 46
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-05-10 | S-1 | S-1 (registration) | SANUWAVE Health, Inc. | 0000950123-11-048317 ↗ |
| 2011-06-10 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0000950123-11-058138 ↗ |
| 2011-06-28 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-11-002013 ↗ |
| 2013-03-29 | S-1 | S-1 (registration) | SANUWAVE Health, Inc. | 0001437749-13-003696 ↗ |
| 2013-05-17 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001437749-13-006287 ↗ |
| 2013-05-31 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001437749-13-006897 ↗ |
| 2013-07-01 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001437749-13-008216 ↗ |
| 2013-07-09 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001437749-13-008571 ↗ |
| 2013-07-15 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-13-002076 ↗ |
| 2014-04-15 | S-1 | S-1 (registration) | SANUWAVE Health, Inc. | 0001437749-14-006610 ↗ |
| 2014-04-29 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001437749-14-007458 ↗ |
| 2014-05-06 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-14-001350 ↗ |
| 2015-12-21 | S-1 | S-1 (registration) | SANUWAVE Health, Inc. | 0001437749-15-022618 ↗ |
| 2016-02-03 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001437749-16-024658 ↗ |
| 2016-02-16 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001437749-16-025471 ↗ |
| 2016-02-16 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-16-003780 ↗ |
| 2016-09-23 | S-1 | S-1 (registration) | SANUWAVE Health, Inc. | 0001437749-16-039088 ↗ |
| 2016-10-11 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-16-005934 ↗ |
| 2016-12-05 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001437749-16-042937 ↗ |
| 2017-01-03 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001437749-17-000040 ↗ |
| 2018-02-13 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001654954-18-001436 ↗ |
| 2018-04-19 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001654954-18-004124 ↗ |
| 2018-05-25 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001654954-18-005935 ↗ |
| 2018-07-02 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001654954-18-007264 ↗ |
| 2018-09-14 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001654954-18-010188 ↗ |
| 2018-12-06 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001654954-18-013661 ↗ |
| 2019-01-25 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001654954-19-000794 ↗ |
| 2019-02-14 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001654954-19-001483 ↗ |
| 2019-02-14 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-19-000243 ↗ |
| 2019-04-12 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-19-000685 ↗ |
| 2019-06-18 | S-1 | S-1 (registration) | SANUWAVE Health, Inc. | 0001654954-19-007414 ↗ |
| 2019-06-20 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001654954-19-007517 ↗ |
| 2019-06-28 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-19-001482 ↗ |
| 2020-04-22 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-20-000821 ↗ |
| 2020-04-22 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-20-000825 ↗ |
| 2020-10-05 | S-1 | S-1 (registration) | SANUWAVE Health, Inc. | 0001140361-20-022459 ↗ |
| 2022-07-28 | RW | RW (withdrawal request) | SANUWAVE Health, Inc. | 0001140361-22-027282 ↗ |
| 2022-10-04 | S-1 | S-1 (registration) | SANUWAVE Health, Inc. | 0001140361-22-036061 ↗ |
| 2022-12-22 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001140361-22-046546 ↗ |
| 2023-01-31 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001140361-23-003609 ↗ |
| 2023-02-01 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-23-000250 ↗ |
| 2023-06-30 | S-1 | S-1 (registration) | SANUWAVE Health, Inc. | 0001140361-23-032447 ↗ |
| 2023-09-29 | S-1/A | S-1/A (amendment) | SANUWAVE Health, Inc. | 0001140361-23-045834 ↗ |
| 2023-09-29 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-23-002864 ↗ |
| 2024-12-03 | S-1 | S-1 (registration) | SANUWAVE Health, Inc. | 0001628280-24-049784 ↗ |
| 2024-12-19 | EFFECT | EFFECT (declared effective) | SANUWAVE Health, Inc. | 9999999995-24-003839 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Hofman Cornelius Adrianus II | Director,Officer,TenPercentOwner | Sole Officer & Director | 1 | 2009 | |
| Cashman Christopher M | Director,Officer; Officer; TenPercentOwner | President and CEO | 11 | 2009–2013 | |
| Jenkins Barry J. | Officer | Chief Financial Officer | 6 | 2009–2014 | |
| Nemelka John Fritzen | Director; Director,TenPercentOwner | 10 | 2009–2019 | ||
| NightWatch Capital Management, LLC | Director; TenPercentOwner | 2 | 2009–2011 | ||
| Prides Capital Partners, LLC | Director,TenPercentOwner; TenPercentOwner | 3 | 2009–2015 | ||
| Richardson Kevin A II | Director; Director,Officer; Director,TenPercentOwner; TenPercentOwner | Chief Executive Officer | 18 | 2009–2020 | |
| Robinson Thomas H | Director | 1 | 2009 | ||
| Nemelka David Nephi Jr. | TenPercentOwner | 13 | 2010–2014 | ||
| Sparks Ronald M. Jr. | Director | 2 | 2011 | ||
| HENAGAN BARBARA M | Director | 2 | 2011 | ||
| Chiarelli Joseph | Director,Officer | Chief Executive Officer | 4 | 2013–2014 | |
| Rubino Alan L | Director | 7 | 2013–2019 | ||
| Sundstrom Lisa E | Officer | CFO; Interim CFO | 7 | 2015–2019 | |
| Stolarski Anthony Michael | Director | 9 | 2016–2025 | ||
| SANUWAVE Health, Inc. | Director | 1 | 2018 | ||
| Parikh Shri P. | Officer | President | 5 | 2018–2019 | |
| Price Thomas Edmunds | Director | 1 | 2020 | ||
| BESSER JAMES E | DirectorOther; Other | 16 | 2022–2025 | person page Fuzzy | |
| FRANK MORGAN C. | Director; Director,Officer; Director,Officer,TenPercentOwner; Director,Other; Officer; Other; TenPercentOwner,Other | Chief Executive Officer | 26 | 2022–2026 | |
| Manchester Explorer, L.P. | DirectorOther; Other | 16 | 2022–2025 | ||
| MANCHESTER MANAGEMENT CO LLC | DirectorOther; Other | 16 | 2022–2025 | ||
| MANCHESTER MANAGEMENT PR, LLC | DirectorOther; Other | 16 | 2022–2025 | ||
| Walko Andrew | Officer | President | 2 | 2023–2024 | |
| Sorensen Peter | Officer | Chief Financial Officer | 3 | 2024–2025 | |
| Gilmore Nanci | Officer | Chief Commercial Officer | 3 | 2024–2025 | |
| Hendricks Timothy | Officer | Executive VP of Sales | 2 | 2024 | |
| Opaleye Management Inc. | TenPercentOwner | 6 | 2024–2026 | ||
| Cioanta Iulian | Officer | Chief Sci. and Tech. Officer | 3 | 2025 | |
| Wern David Timothy | Officer | Executive VP of Sales; Exec VP of Sales | 3 | 2025–2026 | |
| Tyler James | Director | 8 | 2025–2026 | ||
| Blizard Jeffrey | Director | 8 | 2025–2026 | ||
| Miller Ian D. | Director | 8 | 2025–2026 | ||
| Stegagno Peter | Officer | Chief Operating Officer | 3 | 2025 | |
| Bazar Gregory Matthew | Director | 7 | 2025–2026 | ||
| Coyle Daniel | Officer | Chief Operating Officer | 1 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2024-07-02 | SANUWAVE Health, Inc. | Biotechnology | $1,800,000 | $1,800,000 | 9 | 1 |
| 2024-02-05 | SANUWAVE Health, Inc. | Biotechnology | $4,557,650 | $4,557,650 | 19 | 1 |
| 2024-01-05 | SANUWAVE Health, Inc. | Biotechnology | $1,861,250 | $1,861,250 | 15 | 1 |
| 2023-08-07 | SANUWAVE Health, Inc. | Biotechnology | $3,038,585 | $3,038,585 | 17 | 1 |
| 2023-05-16 | SANUWAVE Health, Inc. | Biotechnology | $1,227,778 | $1,227,778 | 11 | 1 |
| 2022-12-27 | SANUWAVE Health, Inc. | Biotechnology | $3,981,950 | $3,981,950 | 32 | 1 |
| 2022-08-19 | SANUWAVE Health, Inc. | Biotechnology | $16,153,594 | $16,153,594 | 46 | 1 |
| 2020-08-21 | SANUWAVE Health, Inc. | Biotechnology | $24,710,000 | $24,710,000 | 46 | 1 |
| 2018-01-25 | SANUWAVE Health, Inc. | Biotechnology | $3,029,750 | $3,029,750 | 42 | 1 |
| 2014-03-19 | SANUWAVE Health, Inc. | Biotechnology | $9,280,000 | $9,280,000 | 10 | 1 |
| 2014-02-25 | SANUWAVE Health, Inc. | Biotechnology | $278,500 | $278,500 | 1 | 1 |
| 2014-02-07 | SANUWAVE Health, Inc. | Biotechnology | $1,000,000 | $170,000 | 3 | 1 |
| 2014-01-10 | SANUWAVE Health, Inc. | Biotechnology | $128,500 | $128,500 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.