IPO registrations (S-1, F-1) · Registrants
CALIX, INC
- SEC CIK
- 1406666 · filings on EDGAR ↗
- Former names
- CALIX NETWORKS INC (2007–2010)
- Registration
- Form S-1, first filed 2009-11-20, last 2010-03-23; 1 initial registration, 7 amendments
- Outcome
- Final prospectus filed 2010-03-24; declared effective 2010-03-23
- Industry (SIC)
- Communications Services, NEC 4899
- Business address
- 3155 OLSEN DRIVE, SUITE 450, San Jose, CA 95117
- EIN
- 68-0438710
- Ticker
- CALX (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- CALIX, INC on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 2010-03-23)
- Final price
- $6.15 per share, below the range (424B4 filed 2010-03-24, an initial public offering)
- Shares sold
- 6,328,932 (4,166,666 by the company, 2,162,266 by selling holders)
- Gross proceeds
- $38,922,931 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol CALX
- Lead underwriters
- Goldman Sachs
- Syndicate
- Morgan Stanley; Jefferies; UBS
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CALIX, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Calix, Inc. Fuzzy (name and state)
- Business registration: Calix, Inc. Fuzzy (name and state)
- Business registration: Calix, Inc. Fuzzy (name and state)
- Business registration: CALIX Inc. Fuzzy (name and state)
- Business registration: CALIX, INC. Fuzzy (name and state)
- Business registration: CALIX, INC. Fuzzy (name and state)
- Business registration: CALIX, INC. Fuzzy (name and state)
- Business registration: CALIX, INC. Fuzzy (name and state)
- Business registration: CALIX, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: CALIX, INC. EXACT (EIN (EXACT))
- Federal award recipient: CALIX, INC. Fuzzy (name and state)
- SEC filer: CALIX, INC EXACT (CIK (EXACT))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-11-20 | S-1 | S-1 (registration) | CALIX NETWORKS INC | 0001193125-09-239196 ↗ |
| 2009-12-31 | S-1/A | S-1/A (amendment) | CALIX NETWORKS INC | 0001193125-09-262169 ↗ |
| 2010-01-19 | S-1/A | S-1/A (amendment) | CALIX NETWORKS INC | 0001193125-10-008200 ↗ |
| 2010-01-28 | S-1/A | S-1/A (amendment) | CALIX NETWORKS INC | 0001193125-10-015821 ↗ |
| 2010-02-09 | S-1/A | S-1/A (amendment) | CALIX NETWORKS INC | 0001193125-10-024934 ↗ |
| 2010-02-26 | S-1/A | S-1/A (amendment) | CALIX NETWORKS INC | 0001193125-10-042984 ↗ |
| 2010-03-08 | S-1/A | S-1/A (amendment) | CALIX NETWORKS INC | 0001193125-10-049455 ↗ |
| 2010-03-23 | S-1/A | S-1/A (amendment) | CALIX, INC | 0001193125-10-063664 ↗ |
| 2010-03-23 | EFFECT | EFFECT (declared effective) | CALIX, INC | 9999999995-10-000807 ↗ |
| 2010-03-24 | 424B4 | 424B4 (final prospectus) | CALIX, INC | 0001193125-10-065675 ↗ |
| 2010-12-14 | EFFECT | EFFECT (declared effective) | CALIX, INC | 9999999995-10-003580 ↗ |
| 2010-12-14 | EFFECT | EFFECT (declared effective) | CALIX, INC | 9999999995-10-003581 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-03-23 | S-1/A | registration statement | $11.00–$13.00 | 6,328,932 | - | NYSE CALX | 4 | primary document; range, shares headline, cover names 4 | document ↗ | |
| 2010-03-24 | 424B4 | final prospectus | $6.15 | 6,328,932 | $38,922,931 | NYSE CALX | 4 | primary document; price line, shares headline, proceeds computed, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Ashby Michael | Director; Director,Officer; Officer | EVP & Chief Accounting Officer; Executive VP and CFO | 19 | 2010–2014 | |
| Banta Tony | Officer; Other | SVP, Global Mfg & Supply; SVP, Global Mfg. & Supply; SVP, Manufacturing Operations | 22 | 2010–2014 | |
| Brannon-Ahn Kelyn | Officer | Executive VP and CFO | 7 | 2010–2011 | |
| Colvin John | Officer | SVP, North American Field Ops; SVP, North American Sales; VP,North American Field Opns.; VP, North American Field Ops | 21 | 2010–2016 | |
| EVERETT MICHAEL T | Director | 19 | 2010–2022 | ||
| Ferris Paul | Director | 3 | 2010 | ||
| FINZI ROBERT | Director | 4 | 2010–2011 | ||
| FLYNN MICHAEL T | Director | 8 | 2010–2017 | ||
| GROSSER ADAM | Director | 8 | 2010–2015 | ||
| LISTWIN DONALD J | Director | 66 | 2010–2023 | ||
| MARKS MICHAEL E | Director | 9 | 2010 | ||
| Pope Kevin | Officer | SVP, Product Development | 17 | 2010–2014 | |
| Russo Carl | Director,Officer,TenPercentOwner; Director,TenPercentOwner | CEO; Chairman; President and CEO; President & CEO | 78 | 2010–2026 | |
| Weingarth Roger | Officer | Advisor to the CEO; EVP and COO; Executive VP and COO | 23 | 2010–2013 | |
| Matthews Michael | Director | 24 | 2010–2022 | ||
| PARDUN THOMAS E | Director | 8 | 2011–2016 | ||
| Lockhart Andy Glen | Officer | SVP, International Field Ops; SVP, International Sales; SVP, Int'l Sales and Marketing; SVP, Int'l Sales & Marketing; SVP, Manufacturing Operations | 13 | 2011–2016 | |
| DENUCCIO KEVIN A | Director | 23 | 2012–2022 | ||
| CALIX, INC | Director,Officer,TenPercentOwner | President and CEO | 1 | 2012 | |
| Atkins William J | Officer | Executive VP and CFO | 7 | 2014–2017 | |
| BOWICK CHRISTOPHER J | Director | 22 | 2014–2026 | ||
| Langlois Michel | Officer | Senior VP, Systems Products | 2 | 2014 | |
| Bradaran Mehdi | Officer | SVP, Product Operations | 2 | 2014 | |
| Peters Kevin Robert | Director | 15 | 2014–2026 | ||
| CHEUNG SHEILA | Officer | VP, Finance & Accounting | 13 | 2016–2018 | |
| Weening Michael | Director,Officer; Officer | EVP & COO; EVP, Field Operations; EVP, Global Sales; EVP, Sales and Marketing; President & CEO; President & COO | 42 | 2016–2026 | |
| Billings Gregory A. | Officer | SVP, Services | 2 | 2017 | |
| SINDELAR CORY | Officer | Chief Financial Officer; interim CFO & PFO | 43 | 2017–2026 | |
| Makagon Kira | Director | 14 | 2017–2026 | ||
| CRUSCO KATHLEEN M | Director | 13 | 2017–2026 | ||
| PLANTS J DANIEL | Director | 18 | 2018–2021 | ||
| Eleniak Shane Todd Marshall | Officer | Chief Product Officer; EVP, Products | 13 | 2021–2026 | |
| Collins John Matthew | Officer | Chief Commercial Ops Officer; EVP, Commercial Operations | 13 | 2021–2025 | |
| Mukherjee Rajatish | Director | 7 | 2022–2026 | ||
| Fields Eleanor | Director | 5 | 2023–2024 | ||
| Oosterman Wade | Director | 4 | 2024–2026 | ||
| BERRY MICHAEL J | Director | 3 | 2025–2026 | ||
| Durocher John | Officer | COO | 2 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | CALIX, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | CALIX, INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Calix, Inc. | State business registries | name and state | |
| Business registration | Calix, Inc. | State business registries | name and state | |
| Business registration | Calix, Inc. | State business registries | name and state | |
| Business registration | CALIX Inc. | State business registries | name and state | |
| Business registration | CALIX, INC. | State business registries | name and state | |
| Business registration | CALIX, INC. | State business registries | name and state | |
| Business registration | CALIX, INC. | State business registries | name and state | |
| Business registration | CALIX, INC. | State business registries | name and state | |
| Business registration | CALIX, INC. | State business registries | name and state | |
| Form 5500 plan sponsor | CALIX, INC. | EIN (EXACT) | ||
| Federal award recipient | CALIX, INC. | Federal spending (USAspending) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Communications Services, NEC, CA first:
- NORTHPOINT COMMUNICATIONS GROUP INC CA
- NETRO CORP CA
- EGROUPS INC CA
- VIASAT COMMUNICATIONS INC CA
- BOINGO WIRELESS, INC. CA
- IXI Mobile, Inc. CA
- WiFi Wireless, Inc. CA
- Language Line Services Holdings, Inc. CA
- Global Eagle Entertainment Inc. CA
- Aerkomm Inc. CA
In other datasets, the same topic (Telecommunications) in CA:
- Form D issuer: 3TA Halo Inc (Form D private offerings)
Interests: Communications Services, NEC · Telecommunications